Virtus Investment Partners, Inc. Contracts & Agreements

56 Contracts & Agreements
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Virtus Investment Partners, Inc. Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2023
Virtus Investment Partners, Inc. Performance Share Unit Grant Agreement
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2023
Membership Interest Purchase Agreement among Virtus Partners, Inc., Westchester Capital Partners, LLC, and Others (February 1, 2021)
Purchase Agreements
Virtus Investment Partners, Inc.
Capital Markets
DE
2021
Virtus Investment Partners Executive Employment Offer Letter to Wendy Hills
Employment Agreements
Virtus Investment Partners, Inc.
Capital Markets
2021
Description of Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
Stock Agreements
Virtus Investment Partners, Inc.
Capital Markets
2020
Description of Common Stock of Virtus Investment Partners, Inc. Registered Under Section 12 of the Exchange Act
Stock Agreements
Virtus Investment Partners, Inc.
Capital Markets
2020
Confidential Executive Separation Agreement and General Release of All Claims between Mark S. Flynn and Virtus Investment Partners, Inc.
Separation Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2020
Virtus Investment Partners, Inc. Amended and Restated Omnibus Incentive and Equity Plan (Effective January 1, 2014, Amended through May 15, 2019)
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2019
Securities Purchase Agreement among Sustainable Growth Advisers, LP, SGIA, LLC, Virtus Partners, Inc., Estancia Capital Partners, L.P., and Other Sellers (February 1, 2018)
Purchase Agreements
Virtus Investment Partners, Inc.
Capital Markets
DE
2018
Credit Agreement among Virtus Investment Partners, Inc., Lenders, and Morgan Stanley Senior Funding, Inc. (June 1, 2017)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2017
Virtus Investment Partners, Inc. Performance Share Units Agreement with Participant
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
2017
Credit Agreement among Virtus Investment Partners, Inc., The Bank of New York Mellon, PNC Bank, and Other Lenders (September 30, 2016)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2017
Underwriting Agreement for 910,000 Shares of Common Stock by Virtus Investment Partners, Inc. and Underwriters (Barclays Capital Inc. and Morgan Stanley & Co. LLC)
Underwriting Agreements
Virtus Investment Partners, Inc.
Capital Markets
2017
Underwriting Agreement for 1,000,000 Shares of 7.25% Series D Mandatory Convertible Preferred Stock by Virtus Investment Partners, Inc. and Underwriters (Barclays Capital Inc. and...
Underwriting Agreements
Virtus Investment Partners, Inc.
Capital Markets
2017
Agreement and Plan of Merger among Virtus Investment Partners, Inc., 100 Pearl Street 2, LLC, Lightyear Fund III AIV-2, L.P., and RidgeWorth Holdings LLC dated December 16, 2016
Merger Agreements
Virtus Investment Partners, Inc.
Capital Markets
DE
2016
Stock Purchase Agreement between Bank of Montreal Holding Inc. and Virtus Investment Partners, Inc. dated October 27, 2016
Stock Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Credit Agreement among Virtus Investment Partners, Inc., Lenders, PNC Bank, and The Bank of New York Mellon (September 30, 2016)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Virtus Investment Partners, Inc. Guarantee Agreement with Subsidiary Guarantors and The Bank of New York Mellon (2016)
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Virtus Investment Partners, Inc. Amended and Restated Omnibus Incentive and Equity Plan (Effective January 1, 2014, Amended May 25, 2016)
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Amendment No. 4 to Amended and Restated Credit Agreement among Virtus Investment Partners, Inc., PNC Bank, and The Bank of New York Mellon
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2015
Amended and Restated Virtus Investment Partners, Inc. Omnibus Incentive and Equity Plan (Effective January 1, 2014)
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2014
Virtus Investment Partners, Inc. Executive Employment Offer Letter to Barry M. Mandinach
Employment Agreements
Virtus Investment Partners, Inc.
Capital Markets
2014
First Amendment to Virtus Investment Partners, Inc. Omnibus Incentive and Equity Plan
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
2014
Amendment No. 3 to Amended and Restated Credit Agreement among Virtus Investment Partners, Inc., Lenders, and The Bank of New York Mellon
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2014
Amendment No. 2 to Security Agreement among Virtus Investment Partners, Subsidiaries, and The Bank of New York Mellon
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
2014
Amendment No. 2 to Amended and Restated Credit Agreement among Virtus Investment Partners, Inc., Lenders, and The Bank of New York Mellon
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2013
Underwriting Agreement between Virtus Investment Partners, Inc. and Underwriters (Goldman Sachs & Morgan Stanley) for Common Stock Offering
Underwriting Agreements
Virtus Investment Partners, Inc.
Capital Markets
2013
Amendment No. 1 to Amended and Restated Credit Agreement among Virtus Investment Partners, Inc., Lenders, and The Bank of New York Mellon
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2013
Amended and Restated Credit Agreement among Virtus Investment Partners, Inc., Lenders, PNC Bank, and BNY Mellon (2012)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2012
Reaffirmation of Guarantee Agreement among Virtus Investment Partners, Inc., Subsidiaries, and The Bank of New York Mellon
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2012
Amendment No. 1 to Security Agreement among Virtus Investment Partners, Subsidiaries, and The Bank of New York Mellon
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
2012
Amendment No. 3 and Waiver No. 1 to Credit Agreement among Virtus Investment Partners, Inc., Lenders, and The Bank of New York Mellon
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2012
Virtus Investment Partners Offer Letter to Mark S. Flynn for Executive Vice President, General Counsel, and Chief Compliance Officer
Employment Agreements
Virtus Investment Partners, Inc.
Capital Markets
2012
Conversion and Voting Agreement between BMO Bankcorp, Inc. and Virtus Investment Partners, Inc. dated October 27, 2011
Exchange Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2011
Amendment No. 2 to Rights Agreement between Virtus Investment Partners, Inc. and Mellon Investor Services LLC
Registration Rights Agreements
Virtus Investment Partners, Inc.
Capital Markets
2011
Virtus Investment Partners, Inc. Performance Share Unit Award Agreement
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2011
Amendment No. 1 to Rights Agreement between Virtus Investment Partners, Inc. and Mellon Investor Services LLC
Modification Agreements
Virtus Investment Partners, Inc.
Capital Markets
2011
Annex A to Investment and Contribution Agreement – Registration Rights between Phoenix and Investor
Registration Rights Agreements
Virtus Investment Partners, Inc.
Capital Markets
2011
Amendment No. 2 to Credit Agreement among Virtus Investment Partners, Inc., Lenders, and The Bank of New York Mellon (August 2, 2010)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2010
Amendment No. 1 to Credit Agreement among Virtus Investment Partners, Inc., The Bank of New York Mellon, and PNC Bank
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
2010
First Amendment to Virtus Investment Partners, Inc. Non-Qualified Excess Investment Plan
Retirement Agreements
Virtus Investment Partners, Inc.
Capital Markets
2010
Promissory Note by Virtus Investment Partners, Inc. in Favor of The Bank of New York Mellon
Note Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Promissory Note by Virtus Investment Partners, Inc. in Favor of PNC Bank, National Association
Note Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Credit Agreement among Virtus Investment Partners, Inc., The Bank of New York Mellon, and Lenders (September 1, 2009)
Credit Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Guarantee Agreement among Virtus Investment Partners, Inc., Subsidiary Guarantors, and The Bank of New York Mellon (2009)
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Virtus Investment Partners, Inc. Security Agreement with The Bank of New York Mellon as Administrative Agent (2009)
Security Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Virtus Investment Partners, Inc. Non-Qualified Stock Option Agreement with Employee
Warrant Agreements
Virtus Investment Partners, Inc.
Capital Markets
2009
Virtus Investment Partners, Inc. Restricted Stock Units Agreement
Bonus & Incentive Agreements
Virtus Investment Partners, Inc.
Capital Markets
2009
Amendment to Tax Separation Agreement between The Phoenix Companies, Inc. and Virtus Investment Partners, Inc.
Modification Agreements
Virtus Investment Partners, Inc.
Capital Markets
CT
2009
Second Amendment to Loan Agreement between Virtus Investment Partners, Inc. and Phoenix Life Insurance Company
Loan Agreements
Virtus Investment Partners, Inc.
Capital Markets
2009
Virtus Investment Partners, Inc. Amended and Restated Executive Severance Allowance Plan (Effective February 2, 2009)
Severance Agreements
Virtus Investment Partners, Inc.
Capital Markets
2009
Loan Agreement between Phoenix Life Insurance Company and Virtus Investment Partners, Inc. dated December 31, 2008
Loan Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Guarantee and Collateral Agreement between Virtus Investment Partners Inc. and Subsidiaries and Phoenix Life Insurance Company (2008)
Guaranty Agreements
Virtus Investment Partners, Inc.
Capital Markets
NY
2009
Commitment Letter for Senior Secured Credit Facilities – Virtus Investment Partners, Inc., Barclays Bank PLC, and Morgan Stanley Senior Funding, Inc.
Virtus Investment Partners, Inc.
Capital Markets
NY
2016
Indemnification Agreement between Virtus Investment Partners, Inc. and Director
Indemnification Agreements
Virtus Investment Partners, Inc.
Capital Markets
DE
2009
Rights Agreement between Virtus Investment Partners, Inc. and Mellon Investor Services LLC (2008)
Virtus Investment Partners, Inc.
Capital Markets
NY
2009