Oxford Square Capital Corp. Contracts & Agreements

Amended and Restated Equity Distribution Agreement, dated as of August 16, 2024, by and among Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds, LLC, Lucid... (Filed With SEC on August 16, 2024)

Description of registrants securities (Filed With SEC on March 19, 2024)

Amendment No. 1 to the Equity Distribution Agreement, dated as of August 22, 2023, by and among Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds, LLC and... (Filed With SEC on August 23, 2023)

Form of Subscription Rights Certificate (Filed With SEC on May 31, 2023)

Dealer Manager Agreement, dated as of May 24, 2023, by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc (Filed With SEC on May 31, 2023)

Description of registrants securities (Filed With SEC on March 23, 2023)

Description of registrants securities (Filed With SEC on March 7, 2022)

Third Supplemental Indenture, dated as of May 20, 2021, relating to the 5.50% Notes due 2028, by and between Oxford Square Capital Corp. and U.S. Bank National Association, as... (Filed With SEC on May 20, 2021)

Underwriting Agreement, dated May 13, 2021, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the underwriters named in Schedule I thereto (Filed With SEC on May 14, 2021)

Description of registrants securities (Filed With SEC on March 22, 2021)

Description of registrants securities (Filed With SEC on February 26, 2020)

First Amendment to the Credit and Security Agreement among Oxford Square Funding 2018, LLC, as borrower, Oxford Square Capital Corp., as equityholder and collateral manager, and... (Filed With SEC on October 12, 2018)

Sale, Contribution and Master Participation Agreement by and between Oxford Square Funding 2018, LLC, as the buyer and Oxford Square Capital Corp., as the seller, dated October... (Filed With SEC on October 12, 2018)

Form Collateral Administration Agreement among Oxford Square Funding 2018, LLC, as borrower, Oxford Square Capital Corp., as collateral manager, and The Bank of New York Mellon... (Filed With SEC on June 22, 2018)

Form of Credit and Security Agreement among Oxford Square Funding 2018, LLC, as borrower, the lenders from time to time parties thereto, Citibank, N.A., as administrative agent,... (Filed With SEC on June 22, 2018)

Form of Sale, Contribution And Master Participation Agreement by and between Oxford Square Funding 2018, LLC, as the buyer and Oxford Square Capital Corp., as the seller, dated... (Filed With SEC on June 22, 2018)

TICC Management, LLC 8 Sound Shore Drive, Suite 255 Greenwich, CT 06830 March 9, 2016 (Filed With SEC on March 10, 2016)

AGREEMENT (Filed With SEC on October 27, 2015)

SECOND AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP. (Filed With SEC on March 4, 2015)

[FORM OF CUSTODY AGREEMENT] _____________________ CUSTODY AGREEMENT _____________________ dated as of August 28, 2014 by and between TICCCapital Corp. (“Company”) and U.S.... (Filed With SEC on November 6, 2014)

[FORM OF CREDIT AND SECURITY AGREEMENT] CREDIT ANDSECURITY AGREEMENT among TICC FUNDING, LLC, as Borrower, THE LENDERS FROM TIME TO TIME PARTIES HERETO, CITIBANK, N.A., as... (Filed With SEC on October 29, 2014)

[FORM OF SALE, CONTRIBUTION AND MASTERPARTICIPATION AGREEMENT] SALE, CONTRIBUTION AND MASTER PARTICIPATIONAGREEMENT by and between TICC FUNDING, LLC, as the Buyer and TICC CAPITAL... (Filed With SEC on October 29, 2014)

[FORM OF COLLATERAL ADMINISTRATION AGREEMENT] COLLATERAL ADMINISTRATION AGREEMENT (Filed With SEC on October 29, 2014)

TICC CLO2012-1 LLC NOTES U.S.$44,000,000Class A-1 Senior Secured Floating Rate Notes due 2023 U.S.$5,000,000CLASS B-1 SENIOR SECURED FLOATING RATE NOTES DUE 2023... (Filed With SEC on May 29, 2013)

TICC CLO 2012-1 LLC SUBORDINATED NOTES DUE 2023 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between TICC CLO 2012-1 LLC Issuer and TICC Capital Corp. Purchaser Dated as of May 28,... (Filed With SEC on May 29, 2013)

TICC CLO2012-1 LLC NOTES U.S.$44,000,000Class A-1 Senior Secured Floating Rate Notes due 2023 U.S.$5,000,000CLASS B-1 SENIOR SECURED FLOATING RATE NOTES DUE 2023... (Filed With SEC on February 26, 2013)

TICC CLO 2012-1 LLC SUBORDINATED NOTES DUE 2023 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between TICC CLO 2012-1 LLC Issuer and TICC Capital Corp. Purchaser Dated as of... (Filed With SEC on February 26, 2013)

TICC CAPITALCORP., as Issuer, and THE BANKOF NEW YORK MELLON, as Trustee INDENTURE Dated as of September 26, 2012 7.50% SENIORCONVERTIBLE NOTES DUE 2017 (Filed With SEC on September 27, 2012)

MASTER LOAN SALE AGREEMENT among TICC CAPITAL CORP., as the Transferor, and TICC CLO 2012-1 LLC, as the Issuer Dated as of August 23, 2012 (Filed With SEC on August 23, 2012)

TICC CLO2012-1 LLC NOTES U.S.$ 88,000,000Class A-1 Senior Secured Floating Rate Notes due 2023 U.S.$10,000,000CLASS B-1 SENIOR SECURED FLOATING RATE NOTES DUE 2023... (Filed With SEC on August 23, 2012)

AMENDED AND RESTATED DISTRIBUTION REINVESTMENT PLAN OF TICC CAPITAL CORP. (Filed With SEC on May 30, 2012)

AMENDED AND RESTATED ADMINISTRATION AGREEMENT (Filed With SEC on May 10, 2012)

TICC CLO LLC NOTES U.S. $101,250,000 CLASS A SENIOR SECURED FLOATING RATE NOTES DUE 2021 PURCHASE AGREEMENT (Filed With SEC on August 11, 2011)

MASTER LOAN SALE AGREEMENT among TICC CAPITAL CORP., as the Originator, TICC CAPITAL CORP. 2011-1 HOLDINGS, LLC, as the Depositor, and TICC CLO LLC, as the Issuer Dated as of... (Filed With SEC on August 11, 2011)

INVESTMENT ADVISORY AGREEMENT BETWEEN TICC CAPITAL CORP. AND TICC MANAGEMENT, LLC (Filed With SEC on July 1, 2011)

THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 5, 2008)

SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on June 28, 2007)

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 9, 2007)

AMENDED AND RESTATED (Filed With SEC on April 14, 2006)

TRANSFER AND AGREEMENT (Filed With SEC on February 23, 2006)

ARTICLE I DEFINITIONS (Filed With SEC on October 19, 2005)

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Oxford Square Capital Corp. Contracts & Agreements