Pzena Investment Management, Inc. Contracts & Agreements
70 Contracts & Agreements
- Business Finance (10 contracts)
- Business Operations (22)
- Human Resources (22)
- Mergers & Acquisitions (1)
- Real Estate (4)
- Uncategorized (11)
- Agreement and Plan of Merger, dated as of July 26, 2022, by and among Pzena Investment Management, Inc., Pzena Investment Management, LLC and Panda Merger Sub, LLC (Filed With SEC on July 28, 2022)
- Voting Agreement, dated as of July 26, 2022, by and among Pzena Investment Management, Inc. and each of the persons set forth on the signature pages thereto (Filed With SEC on July 28, 2022)
- Senior Credit Facility Commitment Letter, dated as of July 26, 2022, by and between, JPMorgan Chase Bank, N.A. and Pzena Investment Management, LLC (Filed With SEC on July 28, 2022)
- Form of Class B-1 Unit Agreement (Filed With SEC on March 9, 2022)
- Second Amendment of Lease dated January 21, 2022 between 320 Park Avenue LLC (as successor-in-interest to Mutual of America Life Insurance Company) and Pzena Investment Management... (Filed With SEC on March 9, 2022)
- Indemnification Agreement for Chenyu Caroline Cai, dated as of October 19, 2021, by and among Pzena Investment Management, Inc. and Chenyu Caroline Cai (Filed With SEC on October 21, 2021)
- Form of Restricted Class A Common Stock Agreement (Filed With SEC on May 6, 2021)
- Indemnification Agreement for Shavar Jeffries, dated as of January 26, 2021, by and among Pzena Investment Management, Inc. and Shavar Jeffries (Filed With SEC on January 28, 2021)
- Form of Exchange Rights of Class B Members (Filed With SEC on March 10, 2020)
- Form of Exchange Rights of Class B-1 Members (Filed With SEC on March 10, 2020)
- Description of Capital Stock (Filed With SEC on March 10, 2020)
- Form of Class B-1 Unit Agreement Immediate Vesting (Filed With SEC on March 10, 2020)
- Amended and Restated Agreement of Limited Partnership of Pzena Investment Management, LP, dated as of December 30, 2019 (Filed With SEC on March 10, 2020)
- Amended and Restated Operating Agreement of Pzena Investment Management, LLC, dated as of December 30, 2019, by and among Pzena Investment Management, Inc. and the Class B Members... (Filed With SEC on March 10, 2020)
- First Amendment of Lease dated November 8th, 2018 amending the Lease, dated as of June 13, 2014, between Mutual of America Life Insurance Company, as Landlord and Pzena Investment... (Filed With SEC on March 8, 2019)
- Form of Class B Unit Option Agreement - Delayed Exchange (Filed With SEC on March 9, 2018)
- Amendment, dated as of December 18, 2017, to Tax Receivable Agreement, dated as of October 30, 2007, as amended by and among Pzena Investment Management, Inc., Pzena Investment... (Filed With SEC on March 9, 2018)
- Amended and Restated Pzena Investment Management, LLC 2006 Equity Incentive Plan Table of Contents (Filed With SEC on August 8, 2017)
- Amended and Restated Pzena Investment Management, Inc. 2007 Equity Incentive Plan (Filed With SEC on August 8, 2017)
- _________________________________________________________________ PZENA INVESTMENT MANAGEMENT, LP AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP... (Filed With SEC on May 6, 2016)
- PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN Form of Class B Unit-Based Agreement Delayed Exchange (Filed With SEC on March 14, 2016)
- PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN Form of Class B Unit Agreement Delayed Exchange (Filed With SEC on March 14, 2016)
- PZENA INVESTMENT MANAGEMENT, LLC AMENDMENT NO. 3 TO AMENDED AND RESTATED OPERATING AGREEMENT (Filed With SEC on March 16, 2015)
- AMENDMENT, DATED DECEMBER 2, 2014, TO AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN (Subject to Stockholder Approval) (Filed With SEC on March 16, 2015)
- AMENDMENT, DATED DECEMBER 2, 2014, TO PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN (Subject to Stockholder Approval) (Filed With SEC on March 16, 2015)
- PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive Plan Form of Unit-Based Award Agreement for Phantom Class B Units (Filed With SEC on March 16, 2015)
- PZENA INVESTMENT MANAGEMENT, LLC Amended and Restated 2006 Equity Incentive Plan Form of Class B Unit Agreement Delayed Exchange (Filed With SEC on March 16, 2015)
- Exhibit 10.1 INDEMNIFICATION AGREEMENT (Filed With SEC on January 30, 2014)
- AMENDMENT TO TAX RECEIVABLE AGREEMENT (Filed With SEC on March 12, 2013)
- AGREEMENT OF SUBLEASE between PZENA INVESTMENT MANAGEMENT LLC together, as Sublessor - and - PERIMETER INTERNETWORKING CORP., as Sublessee (Filed With SEC on March 14, 2012)
- INDEMNIFICATION AGREEMENT (Filed With SEC on March 14, 2012)
- INDEMNIFICATION AGREEMENT (Filed With SEC on March 14, 2012)
- PZENA INVESTMENTMANAGEMENT, LLC AMENDMENT TO AMENDED AND RESTATED OPERATINGAGREEMENT AS OF March 5, 2012 (Filed With SEC on March 14, 2012)
- PZENAINVESTMENT MANAGEMENT, LLC AMENDMENT TO AMENDED ANDRESTATED OPERATING AGREEMENT (Filed With SEC on May 7, 2010)
- [FORM OF WAIVER] (Filed With SEC on December 23, 2009)
- PZENA INVESTMENT MANAGEMENT, INC. NON-EMPLOYEE DIRECTORDEFERRED COMPENSATION PLAN (Filed With SEC on November 9, 2009)
- Pzena Investment Management, Inc. Equity Incentive Plan (Filed With SEC on August 10, 2009)
- INDEMNIFICATION AGREEMENT (Filed With SEC on December 12, 2008)
- EX-4.3: RESALE AND REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 5, 2007)
- EX-4.4: CLASS B STOCKHOLDERS' AGREEMENT (Filed With SEC on December 5, 2007)
- EX-10.1: AMENDED AND RESTATED OPERATING AGREEMENT (Filed With SEC on December 5, 2007)
- EX-10.2: TAX RECEIVABLE AGREEMENT (Filed With SEC on December 5, 2007)
- EX-10.3: PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN (Filed With SEC on December 5, 2007)
- EX-10.4: PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN (Filed With SEC on December 5, 2007)
- EX-10.5: PZENA INVESTMENT MANAGEMENT, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on December 5, 2007)
- EX-10.8: EXECUTIVE EMPLOYMENT AGREEMENT: PZENA (Filed With SEC on December 5, 2007)
- EX-10.9: EXECUTIVE EMPLOYMENT AGREEMENT: GOETZ (Filed With SEC on December 5, 2007)
- EX-10.10: AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT: KRISHNA (Filed With SEC on December 5, 2007)
- EX-10.11: AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT: LIPSEY (Filed With SEC on December 5, 2007)
- EX-10.12: INDEMNIFICATION AGREEMENT: PZENA (Filed With SEC on December 5, 2007)
- EX-10.13: INDEMNIFICATION AGREEMENT: GALBRAITH (Filed With SEC on December 5, 2007)
- EX-10.14: INDEMNIFICATION AGREEMENT: GREENBLATT (Filed With SEC on December 5, 2007)
- EX-10.15: INDEMNIFICATION AGREEMENT: MEYEROWICH (Filed With SEC on December 5, 2007)
- EX-10.16: INDEMNIFICATION AGREEMENT: ULLMAN (Filed With SEC on December 5, 2007)
- EX-1.1: FORM OF UNDERWRITING AGREEMENT (Filed With SEC on October 22, 2007)
- EX-4.1: FORM OF CERTIFICATE OF CLASS A COMMON STOCK (Filed With SEC on October 22, 2007)
- EX-4.2: FORM OF EXCHANGE RIGHTS OF CLASS B MEMBERS (Filed With SEC on October 22, 2007)
- EX-4.3: FORM OF RESALE AND REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 22, 2007)
- EX-4.4: FORM OF CLASS B STOCKHOLDERS' AGREEMENT (Filed With SEC on October 22, 2007)
- EX-10.2: FORM OF EXECUTIVE EMPLOYMENT AGREEMENT FOR EACH OF RICHARD S. PZENA, JOHN P. GOETZ AND WILLIAM L. LIPSEY (Filed With SEC on October 22, 2007)
- EX-10.9: FORM OF INDEMNIFICATION AGREEMENT (Filed With SEC on October 22, 2007)
- EX-10.10: FORM OF EXECUTIVE EMPLOYMENT AGREEMENT FOR A. RAMA KRISHNA (Filed With SEC on October 22, 2007)
- AMENDED AND RESTATED OPERATING AGREEMENT PZENA INVESTMENT MANAGEMENT, LLC (A Delaware Limited Liability Company) Organized as of November 27, 1995 Restated as of January 3, 1996... (Filed With SEC on October 10, 2007)
- EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on October 10, 2007)
- PZENA INVESTMENT MANAGEMENT, LLC (Filed With SEC on October 10, 2007)
- PZENA INVESTMENT MANAGEMENT, LLC AMENDED AND RESTATED BONUS PLAN Effective As Of [ , 2007] (Filed With SEC on October 10, 2007)
- Pzena Investment Management, Inc. Equity Incentive Plan (Filed With SEC on October 10, 2007)
- TAX RECEIVABLE AGREEMENT (Filed With SEC on October 10, 2007)
- EX-10.7: CREDIT AGREEMENT (Filed With SEC on August 6, 2007)
- EX-10.8: LEASE (Filed With SEC on July 10, 2007)
