Pzena Investment Management, Inc. Contracts & Agreements

83 Contracts & Agreements
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Agreement and Plan of Merger among Pzena Investment Management, LLC, Panda Merger Sub, LLC, and Pzena Investment Management, Inc. dated July 26, 2022
Merger Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Voting Agreement among Pzena Investment Management, Inc. and Certain Stockholders Dated July 26, 2022
Voting Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Pzena Investment Management, LLC Profits Interest Award Agreement with Participant
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Second Amendment to Lease Agreement between 320 Park Avenue LLC and Pzena Investment Management, LLC (January 21, 2022)
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
2022
Indemnification Agreement between Pzena Investment Management, Inc. and Chenyu Caroline Cai (Director)
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2021
Pzena Investment Management, Inc. Restricted Stock Agreement under Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2021
Indemnification Agreement between Pzena Investment Management, Inc. and Shavar Jeffries (Director)
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2021
Pzena Investment Management, LLC Exchange Rights Agreement for Class B Members (2019)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
Pzena Investment Management, LLC Class B-1 Member Exchange Rights Agreement (Exhibit D to Operating Agreement)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2020
Pzena Investment Management, LLC Profits Interest Award Agreement with Participant
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
Amended and Restated Limited Partnership Agreement of Pzena Investment Management, LP (2019)
Limited Partnership Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2020
First Amendment to Lease Agreement between Mutual of America Life Insurance Company and Pzena Investment Management, LLC
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
2019
Pzena Investment Management, LLC Delayed Exchange Class B Unit Option Agreement (2018)
Equity Distribution Agreements
Pzena Investment Management, Inc.
Capital Markets
2018
Second Amendment to Tax Receivable Agreement among Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Members
Modification Agreements
Pzena Investment Management, Inc.
Capital Markets
2018
Amended and Restated Pzena Investment Management, LLC 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2017
Amended and Restated Pzena Investment Management, Inc. 2007 Equity Incentive Plan (as of January 31, 2017)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2017
Amended and Restated Limited Partnership Agreement of Pzena Investment Management, LP (2016)
Limited Partnership Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2016
Pzena Investment Management, LLC Phantom Delayed Exchange Class B Unit Agreement (Equity Incentive Plan)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2016
Amendment No. 3 to Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Amendment to Pzena Investment Management, LLC Amended and Restated 2006 Equity Incentive Plan (December 2, 2014)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Amendment to Pzena Investment Management, LLC Amended and Restated Bonus Plan (December 2, 2014)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Indemnification Agreement between Pzena Investment Management, Inc. and Charles D. Johnston (Director)
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2014
Sublease Agreement between Pzena Investment Management LLC and Perimeter Internetworking Corp. for 120 West 45th Street, NY
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
2012
Indemnification Agreement between Pzena Investment Management, Inc. and John P. Goetz (Director)
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2012
Indemnification Agreement between Pzena Investment Management, Inc. and William L. Lipsey
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2012
Amendment to Amended and Restated Operating Agreement of Pzena Investment Management, LLC (March 5, 2012)
Limited Liability Company Agreements
Pzena Investment Management, Inc.
Capital Markets
2012
Amendment to Amended and Restated Operating Agreement of Pzena Investment Management, LLC (March 24, 2010)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
2010
Amendment to Amended and Restated Executive Employment Agreement by and among Pzena Investment Management, Inc., Pzena Investment Management, LLC, and A. Rama Krishna
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
2010
Consulting Agreement between [Company Name] and [Consultant Name]
Consulting Agreements
Pzena Investment Management, Inc.
Capital Markets
2010
Waiver Agreement Relating to Pzena Investment Management, LLC Senior Subordinated Note
Waiver Agreements
Pzena Investment Management, Inc.
Capital Markets
2009
Pzena Investment Management, Inc. Non-Employee Director Deferred Compensation Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2009
Pzena Investment Management, Inc. Equity Incentive Plan (as Amended May 19, 2009)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2009
Consulting Agreement between Company and Consultant
Consulting Agreements
Pzena Investment Management, Inc.
Capital Markets
2009
Indemnification Agreement between Pzena Investment Management, Inc. and Ronald W. Tysoe
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2008
Security Agreement among Pzena Investment Management, LLC, Subsidiaries, and Bank of America, N.A. (2008)
Security Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Amended and Restated Bonus Plan (Effective October 30, 2007)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Resale and Registration Rights Agreement between Pzena Investment Management, Inc. and Holders of Class B Units
Registration Rights Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Pzena Investment Management, LLC Amended and Restated 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, LLC Amended and Restated Bonus Plan (Effective October 30, 2007)
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, Inc. 2007 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Richard S. Pzena
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and John P. Goetz
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Amended and Restated Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and A. Rama Krishna
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Amended and Restated Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and William L. Lipsey
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Richard S. Pzena
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Steven M. Galbraith
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Joel M. Greenblatt
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Richard P. Meyerowich
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Myron E. Ullman, III
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Pzena Investment Management, LLC Exchange Rights Agreement for Class B Members (Exhibit B to Amended and Restated Operating Agreement)
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Resale and Registration Rights Agreement between Pzena Investment Management, Inc. and Holders of Class B Units
Registration Rights Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Pzena Investment Management, Inc. Class B Stockholders' Agreement (October 2007)
Shareholders Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and [Executive]
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Indemnification Agreement between Pzena Investment Management, Inc. and Director
Indemnification Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Amended and Restated Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and A. Rama Krishna
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Amended and Restated Operating Agreement of Pzena Investment Management, LLC
Operating Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Executive Employment Agreement between Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Executive
Employment Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, LLC Amended and Restated 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, LLC Amended and Restated 2006 Bonus Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, Inc. 2007 Equity Incentive Plan
Bonus & Incentive Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Lease Agreement between Magnolia Associates, Ltd. and Pzena Investment Management, LLC for 34th Floor at 120 West 45th Street, New York
Lease Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Pzena Investment Management, LLC Senior Credit Facility Commitment Letter with JPMorgan Chase Bank, N.A.
Credit Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2022
Description of Capital Stock of Pzena Investment Management, Inc.
Stock Agreements
Pzena Investment Management, Inc.
Capital Markets
2020
Pzena Investment Management, LLC Delayed Exchange Class B Unit Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
Pzena Investment Management, Inc.
Capital Markets
2016
Pzena Investment Management, LLC Unit-Based Award Agreement for Phantom Class B Units (2014)
Equity Distribution Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Pzena Investment Management, LLC Delayed Exchange Class B Unit Agreement (2014)
Equity Distribution Agreements
Pzena Investment Management, Inc.
Capital Markets
2015
Amendment to Tax Receivable Agreement among Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Members
Modification Agreements
Pzena Investment Management, Inc.
Capital Markets
2013
Pzena Investment Management, LLC Senior Subordinated Note Agreement with The Michele Pzena Family Trust
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with The Daniel Pzena Family Trust
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with The Aaron Pzena Family Trust
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with The Eric Pzena Family Trust
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with The Pzena Family 1996 Irrevocable Trust
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with Milestone Associates, L.L.C. (October 28, 2008)
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, LLC Senior Subordinated Note Agreement with Amelia Jones Feinberg dated October 28, 2008
Note Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Amendment No. 3 to Credit Agreement and Limited Consent and Waiver among Pzena Investment Management, LLC, Bank of America, N.A., and Lenders
Credit Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2008
Pzena Investment Management, Inc. Class B Stockholders' Agreement (October 30, 2007)
Shareholders Agreements
Pzena Investment Management, Inc.
Capital Markets
DE
2007
Tax Receivable Agreement among Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Certain Members (2007)
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Underwriting Agreement for 6,100,000 Shares of Class A Common Stock of Pzena Investment Management, Inc. with UBS Securities LLC and Goldman, Sachs & Co.
Underwriting Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Form of Certificate of Class A Common Stock of Pzena Investment Management, Inc.
Stock Agreements
Pzena Investment Management, Inc.
Capital Markets
2007
Tax Receivable Agreement among Pzena Investment Management, Inc., Pzena Investment Management, LLC, and Members
Pzena Investment Management, Inc.
Capital Markets
NY
2007
Credit Agreement among Pzena Investment Management, LLC, Bank of America, N.A., and Lenders (July 23, 2007)
Credit Agreements
Pzena Investment Management, Inc.
Capital Markets
NY
2007