Charles Schwab Corporation (67)
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Contracts
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Repurchase Agreement, dated July 31, 2022, between The Charles Schwab Corporation and TD Luxembourg International Holdings SARL
(Filed With SEC on August 3, 2022)
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The Charles Schwab Corporation 2022 Stock Incentive Plan, effective as of May 17, 2022
(Filed With SEC on May 18, 2022)
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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(Filed With SEC on February 24, 2022)
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Amendment No. 1 to Agreement and Plan of Merger, dated as of May 14, 2020, by and among The Charles Schwab Corporation, TD Ameritrade Holding Corporation and Americano Acquisition...
(Filed With SEC on May 15, 2020)
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Voting and Support Agreement between Schwab and TD Bank
(Filed With SEC on November 29, 2019)
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Twentieth Supplemental Indenture, dated as of March 3, 2022, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on March 7, 2022)
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Deposit Agreement, dated March 4, 2022, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
(Filed With SEC on March 7, 2022)
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Underwriting Agreement, dated March 2, 2022, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
(Filed With SEC on March 7, 2022)
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Underwriting Agreement, dated March 1, 2022, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
(Filed With SEC on March 7, 2022)
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Summary of Non-Employee Director Compensation (supersedes Exhibit 10.409)
(Filed With SEC on February 24, 2022)
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Form of Notice and Restricted Stock Unit Agreement (no accelerating vesting for retirement) under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
(Filed With SEC on February 24, 2022)
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Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.403)
(Filed With SEC on February 24, 2022)
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Amendment to Amended and Restated Insured Deposit Agreement, dated as of November 24, 2021, by and among TD Bank USA, National Association, TD Bank, National Association, and The...
(Filed With SEC on February 24, 2022)
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Third Amendment, dated as of September 27, 2021, to Credit Agreement dated April 21, 2017, among TD Ameritrade Clearing, Inc., the lenders party thereto and JP Morgan Chase Bank,...
(Filed With SEC on November 8, 2021)
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Nineteenth Supplemental Indenture, dated as of September 24, 2021, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on September 24, 2021)
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Eighth Supplemental Indenture, dated as of September 17, 2021, by and between TDA Holding and U.S. Bank National Association, as Trustee
(Filed With SEC on September 24, 2021)
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Underwriting Agreement, dated August 24, 2021, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC and Wells...
(Filed With SEC on August 26, 2021)
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Eighteenth Supplemental Indenture, dated as of August 26, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on August 26, 2021)
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Form of Eighth Supplemental Indenture, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee
(Filed With SEC on August 24, 2021)
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Form of Nineteenth Supplemental Indenture, between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A
(Filed With SEC on August 24, 2021)
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The Charles Schwab Severance Pay Plan, as Amended and Restated Effective June 21, 2021
(Filed With SEC on August 6, 2021)
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Seventeenth Supplemental Indenture, dated as of May 13, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on May 13, 2021)
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Underwriting Agreement, dated May 11, 2021, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan...
(Filed With SEC on May 13, 2021)
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Deposit Agreement, dated March 30, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
(Filed With SEC on March 30, 2021)
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Underwriting Agreement, dated March 23, 2021, by and among CSC and BofA Securities, Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC...
(Filed With SEC on March 30, 2021)
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Underwriting Agreement, dated March 16, 2021, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
(Filed With SEC on March 18, 2021)
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Underwriting Agreement, dated March 15, 2021, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
(Filed With SEC on March 18, 2021)
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Sixteenth Supplemental Indenture, dated as of March 18, 2021, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on March 18, 2021)
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Deposit Agreement, dated March 18, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
(Filed With SEC on March 18, 2021)
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The Charles Schwab Corporation Deferred Compensation Plan II, as amended and restated as of December 8, 2020 (supersedes Exhibit 10.385)
(Filed With SEC on February 24, 2021)
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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(Filed With SEC on February 24, 2021)
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Underwriting Agreement, dated December 8, 2020, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
(Filed With SEC on December 11, 2020)
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Fifteenth Supplemental Indenture, dated as of December 11, 2020, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on December 11, 2020)
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Deposit Agreement, dated December 11, 2020, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
(Filed With SEC on December 11, 2020)
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Underwriting Agreement, dated December 8, 2020, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
(Filed With SEC on December 11, 2020)
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Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans...
(Filed With SEC on November 9, 2020)
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Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans (supersedes...
(Filed With SEC on November 9, 2020)
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Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
(Filed With SEC on November 9, 2020)
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Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes...
(Filed With SEC on November 9, 2020)
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2013 Stock Incentive Plan, as amended and restated
(Filed With SEC on May 15, 2020)
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Deposit Agreement, dated April 30, 2020, between the Company and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A...
(Filed With SEC on April 30, 2020)
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Underwriting Agreement, dated April 27, 2020, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs...
(Filed With SEC on April 30, 2020)
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Fourteenth Supplemental Indenture, dated as of March 24, 2020, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
(Filed With SEC on March 25, 2020)
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Underwriting Agreement, dated March 20, 2020, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs...
(Filed With SEC on March 25, 2020)
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Summary of Non-Employee Director Compensation (supersedes Exhibit 10.390)
(Filed With SEC on February 26, 2020)
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Form of Notice Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.386)
(Filed With SEC on February 26, 2020)
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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(Filed With SEC on February 26, 2020)
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Letter Agreement
(Filed With SEC on November 29, 2019)
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Stockholder Agreement
(Filed With SEC on November 29, 2019)
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Voting and Support Agreement between Schwab, J. Joe Ricketts and Marlene Rickets and certain other stockholders
(Filed With SEC on November 29, 2019)
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Registration Rights Agreement between Schwab, Charles R. Schwab, TD Bank and certain other stockholders
(Filed With SEC on November 29, 2019)
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Amended and Restated Insured Deposit Account Agreement
(Filed With SEC on November 29, 2019)
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Merger Agreement
(Filed With SEC on November 29, 2019)
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Form of Notice and Restricted Stock Unit Agreement (no accelerating vesting for retirement) under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
(Filed With SEC on November 7, 2019)
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Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.394)
(Filed With SEC on November 7, 2019)
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Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.393)
(Filed With SEC on November 7, 2019)
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Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans...
(Filed With SEC on November 7, 2019)
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Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans (supersedes...
(Filed With SEC on November 7, 2019)
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Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
(Filed With SEC on November 7, 2019)
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Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes...
(Filed With SEC on November 7, 2019)
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Confidential Separation Agreement and General Release of Claims by and between Ms. Kallsen and CSC
(Filed With SEC on August 28, 2019)
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Thirteenth Supplemental Indenture, dated as of May 22, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A
(Filed With SEC on May 22, 2019)
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Underwriting Agreement, dated May 20, 2019, by and among the Company and Credit Suisse Securities (USA) LLC, BofA Securities, Inc. and Citigroup Global Markets Inc., as...
(Filed With SEC on May 22, 2019)
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Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.387)
(Filed With SEC on February 22, 2019)
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The Charles Schwab Corporation Directors Deferred Compensation Plan II, as amended and restated as of April 24, 2013
(Filed With SEC on February 22, 2019)
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Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.388)
(Filed With SEC on February 22, 2019)
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Employment Agreement dated as of March 13, 2008, between the Registrant and Charles R. Schwab
(Filed With SEC on February 22, 2019)