Charles Schwab Corporation Contracts & Agreements

302 Contracts & Agreements
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Description of Registered Securities of The Charles Schwab Corporation as of December 31, 2024
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2025
Underwriting Agreement among The Charles Schwab Corporation, TD Group US Holdings LLC, and Underwriters (TD Securities & Goldman Sachs) – 165,443,530 Shares of Common Stock
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2025
Repurchase Agreement between The Charles Schwab Corporation and TD Group US Holdings LLC dated February 9, 2025
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
NY
2025
Description of Registered Securities of The Charles Schwab Corporation as of December 31, 2023
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2024
The Charles Schwab Corporation 2022 Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
The Charles Schwab Corporation 2022 Performance-Based Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
The Charles Schwab Corporation 2022 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
The Charles Schwab Corporation 2022 Restricted Stock Unit Grant and Agreement
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
Underwriting Agreement for $1,300,000,000 6.196% Fixed-to-Floating Rate Senior Notes due 2029 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Fourth Supplemental Indenture to Senior Indenture for 6.196% Fixed-to-Floating Rate Senior Notes due 2029 between The Charles Schwab Corporation and The Bank of New York...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Underwriting Agreement for $2.35 Billion Senior Notes Issuance by The Charles Schwab Corporation (2023)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Third Supplemental Indenture to Senior Indenture for 6.136% Fixed-to-Floating Rate Senior Notes due 2034 and 5.875% Senior Notes due 2026 between The Charles Schwab...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Underwriting Agreement for $2.5 Billion Senior Notes Offering by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-First Supplemental Indenture to Senior Indenture between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A. (May 19, 2023)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Second Supplemental Indenture to Senior Indenture for 5.643% and 5.853% Fixed-to-Floating Rate Senior Notes between The Charles Schwab Corporation and The Bank of New York...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Second Amended and Restated Insured Deposit Account Agreement among TD Bank USA, TD Bank, The Charles Schwab Corporation, TD Ameritrade, and Affiliates (May 4, 2023)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Description of Registered Securities of The Charles Schwab Corporation as of December 31, 2022
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2023
Second Amendment to Amended and Restated Insured Deposit Account Agreement among TD Bank, Charles Schwab, and Affiliates
Deposit Agreements
Charles Schwab Corporation
Capital Markets
2023
Repurchase Agreement between The Charles Schwab Corporation and TD Luxembourg International Holdings SARL (July 31, 2022)
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
The Charles Schwab Corporation 2022 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
Underwriting Agreement for $3 Billion Senior Notes Offering by The Charles Schwab Corporation (2022)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Underwriting Agreement for 750,000 Depositary Shares of 5.000% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series K, by The Charles Schwab Corporation and...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Deposit Agreement among The Charles Schwab Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (March 4, 2022)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Twentieth Supplemental Indenture to Senior Indenture for Charles Schwab Corporation Senior Notes (2022)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Description of Registered Securities of The Charles Schwab Corporation as of December 31, 2021
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2022
Amendment to Amended and Restated Insured Deposit Account Agreement among TD Bank USA, TD Bank, The Charles Schwab Corporation, and Affiliates
Deposit Agreements
Charles Schwab Corporation
Capital Markets
2022
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Agreement (Retention RSU Agreement)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
Summary of Non-Employee Director Compensation for The Charles Schwab Corporation Board
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2022
Third Amendment to Credit Agreement among TD Ameritrade Clearing, Inc. and Lenders (September 27, 2021)
Credit Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Nineteenth Supplemental Indenture to Senior Indenture for Charles Schwab Corporation Senior Notes (2024, 2025, 2027, 2029)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Eighth Supplemental Indenture to Senior Notes between TD Ameritrade Holding Corporation and U.S. Bank National Association (September 17, 2021)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement for $850,000,000 1.950% Senior Notes due 2031 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Eighteenth Supplemental Indenture to Senior Indenture for 1.950% Senior Notes due 2031 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Nineteenth Supplemental Indenture to Senior Indenture for Charles Schwab Corporation Senior Notes (2024, 2025, 2027, 2029)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Eighth Supplemental Indenture to Senior Notes between TD Ameritrade Holding Corporation and U.S. Bank National Association (2021)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
2021
The Charles Schwab Severance Pay Plan (Amended and Restated Effective June 21, 2021)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Underwriting Agreement for $2.25 Billion Senior Notes Offering by The Charles Schwab Corporation (2026 & 2031)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Seventeenth Supplemental Indenture to Senior Indenture for Floating Rate and Fixed Rate Senior Notes (2026, 2031) – The Charles Schwab Corporation and The Bank of New York...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement for 24,000,000 Depositary Shares of 4.450% Non-Cumulative Perpetual Preferred Stock, Series J, by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Deposit Agreement among The Charles Schwab Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (March 30, 2021)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement for 2,250,000 Depositary Shares of 4.000% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I, by The Charles Schwab Corporation and...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement for $4 Billion Senior Notes Issuance by The Charles Schwab Corporation (2021)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Deposit Agreement among The Charles Schwab Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (March 18, 2021)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Sixteenth Supplemental Indenture to Senior Indenture for Charles Schwab Corporation Senior Notes (2021)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Description of Registered Securities of The Charles Schwab Corporation as of December 31, 2020
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2021
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated December 8, 2020)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Underwriting Agreement for 2,500,000 Depositary Shares of 4.000% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series H, by The Charles Schwab Corporation and...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Underwriting Agreement for $2 Billion Senior Notes Issuance by The Charles Schwab Corporation (2026 & 2031)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Deposit Agreement among The Charles Schwab Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (Series H Preferred Stock)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Fifteenth Supplemental Indenture to Senior Indenture for 0.900% and 1.650% Senior Notes (2026 & 2031) – The Charles Schwab Corporation and The Bank of New York Mellon Trust...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Stock Option Agreement
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Restricted Stock Unit Agreement
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan (as Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Amendment No. 1 to Agreement and Plan of Merger among The Charles Schwab Corporation, Americano Acquisition Corp., and TD Ameritrade Holding Corporation
Merger Agreements
Charles Schwab Corporation
Capital Markets
2020
Underwriting Agreement for 2,500,000 Depositary Shares of 5.375% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series G, by The Charles Schwab Corporation
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Deposit Agreement among The Charles Schwab Corporation, Equiniti Trust Company, and Holders of Depositary Receipts (April 30, 2020)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Underwriting Agreement for $1.1 Billion Senior Notes Offering by The Charles Schwab Corporation (2025 & 2030)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Fourteenth Supplemental Indenture to Senior Indenture for 4.200% and 4.625% Senior Notes (2025 & 2030) between The Charles Schwab Corporation and The Bank of New York Mellon Trust...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Description of Securities Registered Under Section 12 of the Securities Exchange Act by The Charles Schwab Corporation
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
2020
The Charles Schwab Corporation 2013 Stock Incentive Plan Performance-Based Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
Summary of Non-Employee Director Compensation Program (Schwab Board of Directors)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2020
Stockholder Agreement between The Charles Schwab Corporation and The Toronto-Dominion Bank (November 24, 2019)
Shareholders Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Voting and Support Agreement between The Charles Schwab Corporation and The Toronto-Dominion Bank (November 24, 2019)
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Voting and Support Agreement between The Charles Schwab Corporation and Certain Stockholders of TD Ameritrade Holding Corporation
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Letter Agreement Regarding Regulatory Approvals and Conditions for Schwab–TD Ameritrade Merger (Charles Schwab, TD Ameritrade, TD Bank)
Merger Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Registration Rights Agreement among The Charles Schwab Corporation, Charles R. Schwab, The Toronto-Dominion Bank, and Other Stockholders (November 24, 2019)
Registration Rights Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Amended and Restated Insured Deposit Account Agreement among TD Bank USA, TD Bank, and The Charles Schwab Corporation (November 24, 2019)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Agreement and Plan of Merger among The Charles Schwab Corporation, Americano Acquisition Corp., and TD Ameritrade Holding Corporation (November 24, 2019)
Merger Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Stock Option Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2019
The Charles Schwab Corporation 2013 Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant (Retention) Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Confidential Separation Agreement and General Release of Claims between Terri R. Kallsen and The Charles Schwab Corporation
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2019
Underwriting Agreement for $600,000,000 3.250% Senior Notes due 2029 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Thirteenth Supplemental Indenture to Senior Indenture for 3.250% Senior Notes due 2029 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Employment Agreement between The Charles Schwab Corporation and Charles R. Schwab (2008)
Employment Agreements
Charles Schwab Corporation
Capital Markets
2019
The Charles Schwab Corporation Directors Deferred Compensation Plan II (Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2019
The Charles Schwab Corporation 2013 Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Underwriting Agreement for $1.1 Billion Senior Notes between The Charles Schwab Corporation and Underwriters (2018)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Twelfth Supplemental Indenture to Senior Indenture for 3.550% and 4.000% Senior Notes (The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A., October...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Underwriting Agreement for $1.95 Billion Senior Notes by The Charles Schwab Corporation and Underwriters (May 17, 2018)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Eleventh Supplemental Indenture to Senior Indenture for Charles Schwab Corporation Senior Notes (2021 & 2025)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
The Charles Schwab Corporation 2013 Stock Incentive Plan (Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated December 13, 2017)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2018
The Charles Schwab Corporation 2013 Stock Incentive Plan Performance-Based Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
The Charles Schwab Corporation 2013 Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
The Charles Schwab Corporation Corporate Executive Bonus Plan (Amended and Restated, Effective March 1, 2018)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
Summary of Non-Employee Director Compensation for The Charles Schwab Corporation
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2018
Underwriting Agreement for $1.5 Billion Senior Notes by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Tenth Supplemental Indenture to Senior Indenture for 2.650% and 3.200% Senior Notes between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Ninth Supplemental Indenture to Senior Indenture (Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A., November 30, 2017)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Performance-Based Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Stock Option Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Stock Option Agreement
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2017
Underwriting Agreement for 500,000 Depositary Shares of 5.00% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series F, by The Charles Schwab Corporation and...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (2017)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated October 19, 2017)
Profit Sharing Plans
Charles Schwab Corporation
Capital Markets
CA
2017
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective May 1, 2012)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2017
$750,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Citibank, N.A. et al.
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Underwriting Agreement for $650,000,000 3.200% Senior Notes due 2027 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Eighth Supplemental Indenture to Senior Indenture for 3.200% Senior Notes due 2027 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (June 6, 2012)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation 2013 Stock Incentive Plan Performance-Based Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2013 Stock Incentive Plan Nonqualified Stock Option Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2013 Stock Incentive Plan Restricted Stock Unit Grant and Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Stock Option Agreement
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Retainer Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2013 Stock Incentive Plan Non-Employee Director Deferred Compensation Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation Non-Employee Director Deferred Compensation Restricted Stock Unit Grant Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2016
Underwriting Agreement for 600,000 Depositary Shares of 4.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E, by The Charles Schwab Corporation and...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (Series E Preferred Stock)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation 2004 Stock Incentive Plan (as Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
Underwriting Agreement for 30,000,000 Depositary Shares of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D, by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (March 7, 2016)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
Summary of Non-Employee Director Compensation for The Charles Schwab Corporation
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2016
Underwriting Agreement for $350,000,000 3.450% Senior Notes due 2026 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
Seventh Supplemental Indenture to Senior Indenture for 3.450% Senior Notes due 2026 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
The Charles Schwab Corporation Corporate Executive Bonus Plan (Amended and Restated January 29, 2015)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2015
Underwriting Agreement for 24,000,000 Depositary Shares of 6.00% Non-Cumulative Perpetual Preferred Stock, Series C, by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (6.00% Non-Cumulative Perpetual Preferred Stock, Series C)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2015
Underwriting Agreement for 1.500% Senior Notes due 2018 and 3.000% Senior Notes due 2025 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
Sixth Supplemental Indenture to Senior Indenture for 1.500% and 3.000% Senior Notes between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
The Charles Schwab Corporation Directors’ Deferred Compensation Plan (Amended December 8, 2004)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2015
The Charles Schwab Corporation Deferred Compensation Plan (Amended Through December 8, 2004)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2015
Restatement of Assignment and License Agreement between The Charles Schwab Corporation, Schwab Holdings, Inc., Charles Schwab & Co., Inc., and Charles R. Schwab
License Agreements
Charles Schwab Corporation
Capital Markets
2015
Separation Agreement, General Release and Waiver of Claims between John Clendening and The Charles Schwab Corporation
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
Separation Agreement, General Release and Waiver of Claims between John Clendening and The Charles Schwab Corporation
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated October 23, 2008)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
The Charles Schwab Corporation 2004 Stock Incentive Plan Nonqualified Stock Option Agreement with Walter W. Bettinger
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
Underwriting Agreement for 2.20% Senior Notes due 2018 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
Fifth Supplemental Indenture to Senior Indenture for 2.20% Senior Notes due 2018 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
The Charles Schwab Corporation 2013 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
Employment Agreement between The Charles Schwab Corporation and Charles R. Schwab (Chairman of the Board)
Employment Agreements
Charles Schwab Corporation
Capital Markets
2013
The Charles Schwab Corporation Employee Stock Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
The Charles Schwab Corporation 2001 Stock Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Award Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation 2004 Stock Incentive Plan Premium-Priced Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
Summary of Non-Employee Director Compensation Program (2013)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2013
Charles Schwab Corporation Performance-Based Cash Long-Term Incentive Award Agreement (2004 Stock Incentive Plan)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation Performance-Based Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation 2004 Stock Incentive Plan Nonqualified Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation Non-Employee Director Retainer Stock Option Agreement under 2004 Stock Incentive Plan
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation Non-Employee Director Retainer Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation Non-Employee Director Deferred Compensation Stock Option Agreement under 2004 Stock Incentive Plan
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
The Charles Schwab Corporation Non-Employee Director Deferred Compensation Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2013
Underwriting Agreement for $350,000,000 0.850% Senior Notes due 2015 between The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
Fourth Supplemental Indenture to Senior Indenture for 0.850% Senior Notes due 2015 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
Directed Employee Benefit Trust Agreement between [Company] and The Charles Schwab Trust Company
Trust Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
The Charles Schwab Corporation 3.225% Senior Notes due 2022 Global Note
Note Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
Third Supplemental Indenture to Senior Indenture for 3.225% Senior Notes due 2022 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
Charles Schwab Corporation 3.225% Senior Notes due 2022 (QIB Global Note)
Note Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
Form of Regulation S Global Note for The Charles Schwab Corporation 3.225% Senior Notes Due 2022
Note Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
Exchange and Registration Rights Agreement between The Charles Schwab Corporation and Dealer Managers for 3.225% Senior Notes due 2022
Exchange Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
The Charles Schwab Corporation Nonqualified Stock Option Agreement with Joseph R. Martinetto under 2004 Stock Incentive Plan
Warrant Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective May 1, 2012)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Lenders, dated June 8, 2012
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
Underwriting Agreement for 17,000,000 Depositary Shares of 6.00% Non-Cumulative Perpetual Preferred Stock, Series B, by The Charles Schwab Corporation and Underwriters
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
Deposit Agreement among The Charles Schwab Corporation, Wells Fargo Bank, N.A., and Holders of Depositary Receipts (June 6, 2012)
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
Separation Agreement, General Release and Waiver of Claims between Benjamin Brigeman and The Charles Schwab Corporation
Separation Agreements
Charles Schwab Corporation
Capital Markets
OH
2012
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective January 1, 2012)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
The Charles Schwab Corporation Non-Employee Director Deferred Compensation Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2012
The Charles Schwab Corporation 2004 Stock Incentive Plan Non-Employee Director Retainer Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation Performance-Based Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation Non-Employee Director Retainer Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation 2004 Stock Incentive Plan Nonqualified Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation Non-Employee Director Deferred Compensation Stock Option Agreement under 2004 Stock Incentive Plan
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
Underwriting Agreement for Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A between The Charles Schwab Corporation and Underwriters (Credit Suisse...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
The Charles Schwab Corporation 2004 Stock Incentive Plan (as Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Citibank, N.A. et al.
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
The Charles Schwab Corporation 2004 Stock Incentive Plan (Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
The Charles Schwab Corporation 2004 Stock Incentive Plan (as Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
Agreement and Plan of Merger among The Charles Schwab Corporation, Neon Acquisition Corp., and optionsXpress Holdings, Inc. (March 18, 2011)
Merger Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
Voting Agreement among The Charles Schwab Corporation, G-Bar Limited Partnership, JG 2002 Delta Trust, and optionsXpress Holdings, Inc. (March 18, 2011)
Voting Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Award Agreement (Performance-Based Vesting)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective July 1, 2011)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2011
Termination of Replacement Capital Covenant by The Charles Schwab Corporation (December 28, 2010)
Release Agreements
Charles Schwab Corporation
Capital Markets
2010
The Charles Schwab Corporation Non-Employee Director Retainer Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
The Charles Schwab Corporation Performance-Based Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Agreement
Compensation Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
Underwriting Agreement between The Charles Schwab Corporation and J.P. Morgan Securities Inc. for 4.45% Senior Notes Due 2020
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
The Charles Schwab Corporation Corporate Executive Bonus Plan (Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Lenders, dated June 11, 2010
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
Underwriting Agreement for $600,000,000 4.45% Senior Notes due 2020 between The Charles Schwab Corporation and Underwriters led by J.P. Morgan Securities Inc.
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
Underwriting Agreement between The Charles Schwab Corporation and J.P. Morgan Securities Inc. (July 19, 2010)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
Second Supplemental Indenture to Senior Indenture for 4.45% Senior Notes due 2020 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
Restatement of Assignment and License Agreement among The Charles Schwab Corporation, Schwab Holdings, Charles Schwab & Co., Inc., and Charles R. Schwab (as amended January 25,...
Assignment Agreements
Charles Schwab Corporation
Capital Markets
2010
The Charles Schwab Corporation Directors' Deferred Compensation Plan (As Amended Through December 8, 2004)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2010
The Charles Schwab Corporation Deferred Compensation Plan (As Amended Through December 8, 2004)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2010
The Charles Schwab Corporation 2004 Stock Incentive Plan (Amended and Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
The Charles Schwab Corporation Non-Employee Director Retainer Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Compensation Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
The Charles Schwab Corporation Performance-Based Restricted Stock Unit Agreement under 2004 Stock Incentive Plan
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
Underwriting Agreement between The Charles Schwab Corporation and UBS Securities LLC, dated January 20, 2010
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Citibank, N.A. et al.
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2009
Underwriting Agreement for $750,000,000 4.950% Senior Notes due 2014 between The Charles Schwab Corporation and Underwriters (J.P. Morgan Securities Inc. and UBS Securities LLC)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2009
Senior Indenture between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A., dated June 5, 2009
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2009
First Supplemental Indenture to Senior Indenture for 4.950% Senior Notes due 2014 between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2009
The Charles Schwab Corporation 2004 Stock Incentive Plan Performance-Based Restricted Stock Agreement
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2009
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Unit Agreement for Non-Employee Directors
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2009
The Charles Schwab Corporation Corporate Executive Bonus Plan (Amended and Restated October 23, 2008)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2009
The Charles Schwab Corporation Long Term Incentive Plan (Amended and Restated October 23, 2008)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
The Charles Schwab Corporation Deferred Compensation Plan II (as Amended and Restated)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
The Charles Schwab Corporation Directors' Deferred Compensation Plan II (as Amended and Restated)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective January 1, 2009)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective April 1, 2009)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Agreement with Walter W. Bettinger
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Nonqualified Stock Option Agreement with Walter W. Bettinger
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation, Citicorp USA, Inc., and Lenders (June 13, 2008)
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
Employment Agreement between The Charles Schwab Corporation and Charles R. Schwab (Chairman of the Board)
Employment Agreements
Charles Schwab Corporation
Capital Markets
2008
The Charles Schwab Corporation Employee Stock Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
The Charles Schwab Corporation 1992 Stock Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
The Charles Schwab Corporation 2001 Stock Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
The Charles Schwab Corporation Long-Term Incentive Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
The Charles Schwab Corporation Deferred Compensation Plan II (Amended and Restated)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
The Charles Schwab Corporation Directors' Deferred Compensation Plan II (Amended and Restated)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Nonqualified Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Agreement
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation Executive Bonus Plan (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Premium-Priced Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan (As Amended)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Agreement for Non-Employee Directors
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Non-Employee Director Stock Option Agreement
Warrant Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 2004 Stock Incentive Plan Performance-Based Restricted Stock Agreement
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation 1987 Amended and Restated Stock Option Plan
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
The Charles Schwab Corporation 1987 Executive Officer Stock Option Plan (Amended and Restated)
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
The Charles Schwab Corporation 1992 Amended and Restated Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Directed Employee Benefit Trust Agreement between [Company] and The Charles Schwab Trust Company
Trust Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Amendment to Credit Agreement (364-Day Commitment) between The Charles Schwab Corporation and Lenders
Credit Agreements
Charles Schwab Corporation
Capital Markets
2007
Underwriting Agreement for Schwab Capital Trust I Fixed to Floating Rate Trust Preferred Securities (UBS Securities LLC, J.P. Morgan Securities Inc., and The Charles Schwab...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Guarantee Agreement between The Charles Schwab Corporation and The Bank of New York Trust Company, N.A. (October 5, 2007)
Guaranty Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
Second Amended and Restated Trust Agreement among The Charles Schwab Corporation, The Bank of New York Trust Company, N.A., The Bank of New York (Delaware), and Administrative...
Trust Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Junior Subordinated Indenture between The Charles Schwab Corporation and The Bank of New York Trust Company, N.A. (2007)
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
First Supplemental Indenture to Junior Subordinated Indenture between The Charles Schwab Corporation and The Bank of New York Trust Company, N.A.
Indenture Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
Amended and Restated Trust Agreement between The Charles Schwab Corporation and The Bank of New York (Delaware) as Trustee for Schwab Capital Trust I
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Amended and Restated Trust Agreement between The Charles Schwab Corporation and The Bank of New York (Delaware) as Trustee for Schwab Capital Trust II
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Amended and Restated Trust Agreement between The Charles Schwab Corporation and The Bank of New York (Delaware) as Trustee for Schwab Capital Trust III
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Terms Agreement for Charles Schwab Corporation Medium-Term Notes, Series A (UBS Securities LLC and J.P. Morgan Securities Inc.)
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
Form of Senior Medium-Term Note, Series A (Fixed Rate) Issued by The Charles Schwab Corporation
Note Agreements
Charles Schwab Corporation
Capital Markets
2007
Form of Senior Medium-Term Note, Series A (Floating Rate) – The Charles Schwab Corporation and The Bank of New York Trust Company, N.A.
Note Agreements
Charles Schwab Corporation
Capital Markets
2007
Second Amendment to Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2007
Third Amendment to the Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2007
The Charles Schwab Corporation 2004 Stock Incentive Plan (Restated)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
The Charles Schwab Corporation 2004 Stock Incentive Plan Restricted Stock Agreement for Non-Employee Directors
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
The Charles Schwab Corporation 2004 Stock Incentive Plan Stock Option Agreement for Non-Employee Directors
Warrant Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Restricted Stock Award Agreement between The Charles Schwab Corporation and Joseph R. Martinetto under 2004 Stock Incentive Plan
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Nonqualified Stock Option Agreement between The Charles Schwab Corporation and Joseph R. Martinetto under 2004 Stock Incentive Plan
Warrant Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Stock Purchase Agreement between Charles R. Schwab, Helen O. Schwab, Related Entities, and The Charles Schwab Corporation (July 2, 2007)
Stock Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation, Citicorp USA, Inc., and Lenders, dated June 15, 2007
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
The Charles Schwab Corporation Restricted Stock Agreement with Walter W. Bettinger under 2004 Stock Incentive Plan
Stock Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
Summary of Non-Employee Director Compensation Program (Effective 2007)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2007
First Amendment to Security Pacific National Bank Trust Agreement for Charles Schwab Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2007
The Charles Schwab Corporation Employee Stock Incentive Plan (as Amended September 20, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
Retention Agreement between The Charles Schwab Corporation and Peter K. Scaturro
Retention Agreements
Charles Schwab Corporation
Capital Markets
2007
Stock Purchase Agreement between The Charles Schwab Corporation and Bank of America Corporation (U.S. Trust Corporation)
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
$800,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation, Citicorp USA, Inc., and Lenders, dated June 16, 2006
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2006
Trust Agreement between Security Pacific National Bank and Charles Schwab for Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2006
Separation Agreement, General Release and Waiver of Claims between William L. Atwell and The Charles Schwab Corporation
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2006
Charles Schwab Severance Pay Plan (As Amended and Restated Effective January 1, 2006)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2006
Amendment to The Charles Schwab Corporation Long Term Incentive Plan (Section 9(a))
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2006
First Amendment to Security Pacific National Bank Trust Agreement for Charles Schwab Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2002
Executive Deferred Compensation Plan of U.S. Trust Corporation (Amended and Restated as of January 1, 2001)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
NY
2002
U.S. Trust Corporation Executive Incentive Plan (Amended and Restated as of January 1, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2002
U.S. Trust Corporation 401(k) Plan as Amended and Restated Effective January 1, 2001
Profit Sharing Plans
Charles Schwab Corporation
Capital Markets
NY
2002
U.S. Trust Corporation Employees' Retirement Plan (Amended and Restated as of January 1, 2001)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
NY
2002
$1,200,000,000 Credit Agreement (364-Day Commitment) among The Charles Schwab Corporation and Bank of America, N.A. et al.
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2002
The Charles Schwab Corporation 1987 Stock Option Plan (Amended and Restated as of September 20, 2001)
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2001
The Charles Schwab Corporation 1987 Executive Officer Stock Option Plan (Amended and Restated)
Stock Agreements
Charles Schwab Corporation
Capital Markets
2001
The Charles Schwab Corporation 1992 Stock Incentive Plan (Restated as of September 20, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
The Charles Schwab Corporation 2001 Stock Incentive Plan (as Amended September 20, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
The Charles Schwab Corporation Employee Stock Incentive Plan (as Amended September 20, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
Benefit Equalization Plan of U.S. Trust Corporation (Amended and Restated as of January 1, 2001)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
2001
1990 Change in Control and Severance Policy for Top Tier Officers of United States Trust Company of New York (As Amended and Restated October 22, 1996)
Change of Control Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
Executive Deferred Compensation Plan of U.S. Trust Corporation (Amended and Restated as of January 1, 2001)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
U.S. Trust Corporation Executive Incentive Plan (Amended and Restated as of January 1, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
U.S. Trust Corporation 1989 Stock Compensation Plan (as Amended and Restated through July 1, 1997)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
U.S. Trust Corporation Employees' Retirement Plan (Amended and Restated as of January 1, 2001)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
U.S. Trust Corporation 401(k) Plan as Amended and Restated Effective January 1, 2001
Profit Sharing Plans
Charles Schwab Corporation
Capital Markets
NY
2001
The Charles Schwab Corporation 2001 Stock Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
The Charles Schwab Corporation Annual Executive Individual Performance Plan (Amended and Restated, effective January 1, 2001)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
The SchwabPlan Retirement Savings and Investment Plan (Restated and Amended as of April 1, 2001)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
2001
SchwabPlan Retirement Savings and Investment Plan (Restated and Amended as of January 1, 2001)
Retirement Agreements
Charles Schwab Corporation
Capital Markets
2001
Executive Employment Agreement and Non-Compete between The Charles Schwab Corporation, U.S. Trust Corporation, and H. Marshall Schwarz
Employment Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
Executive Employment Agreement and Non-Competition Covenant between The Charles Schwab Corporation, U.S. Trust Corporation, and Jeffrey S. Maurer
Employment Agreements
Charles Schwab Corporation
Capital Markets
NY
2001
The Charles Schwab Corporation 1992 Stock Incentive Plan (Restated through December 13, 2000)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2001
The Charles Schwab Corporation Directors' Deferred Compensation Plan (as amended through December 13, 2000)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2001
Trust Agreement Between Security Pacific National Bank and Charles Schwab for Profit Sharing and Employee Stock Ownership Plan
Trust Agreements
Charles Schwab Corporation
Capital Markets
2000
Medium Term Notes Distribution Agreement between The Charles Schwab Corporation and Morgan Stanley, Goldman Sachs, Credit Suisse First Boston, and Charles Schwab & Co.
Equity Distribution Agreements
Charles Schwab Corporation
Capital Markets
DC
2000
The Charles Schwab Corporation 1992 Stock Incentive Plan (Restated as of April 19, 2000)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2000