GILMAN CIOCIA, INC. Contracts & Agreements

68 Contracts & Agreements
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Amended Promissory Note Between Gilman Ciocia, Inc. and Equity Trust Company FBO Carole Enisman (May 31, 2012)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust (May 31, 2012)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Equity Trust Company FBO Gilman Ciocia, Inc. 401K Plan (Carole Enisman) Dated May 24, 2013
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Agreement and Plan of Merger among National Holdings Corporation, National Acquisition Corp., and Gilman Ciocia, Inc. dated June 20, 2013
Merger Agreements
GILMAN CIOCIA, INC.
NY
2013
Employment Agreement between National Holdings Corporation, Gilman Ciocia, Inc., and Michael P. Ryan
Employment Agreements
GILMAN CIOCIA, INC.
FL
2013
Shareholder Agreement among Gilman + Ciocia, Inc. and Certain Shareholders Dated August 20, 2007
Shareholders Agreements
GILMAN CIOCIA, INC.
DE
2007
Employment Agreement between Gilman + Ciocia, Inc. and Michael P. Ryan (President and CEO)
Employment Agreements
GILMAN CIOCIA, INC.
FL
2007
Employment and Compensation Agreement between Gilman + Ciocia, Inc. and Christopher Kelly
Employment Agreements
GILMAN CIOCIA, INC.
2005
Compensation and Services Agreement between Gilman + Ciocia, Inc. and Steven J. Gilbert
Compensation Agreements
GILMAN CIOCIA, INC.
2005
Compensation Arrangement with Edward Cohen
Compensation Agreements
GILMAN CIOCIA, INC.
2005
Employment Agreement between Gilman + Ciocia, Inc. and Ted H. Finkelstein (Associate General Counsel)
Employment Agreements
GILMAN CIOCIA, INC.
NY
2004
Subordination and Assignment Agreement among Thomas Povinelli, European American Bank, and Gilman + Ciocia, Inc.
Subordination Agreement
GILMAN CIOCIA, INC.
2000
Amended Promissory Note between Gilman Ciocia, Inc. and Equity Trust Company FBO Gilman Ciocia, Inc. 401K Plan (Michael Ryan) dated May 31, 2012
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust (May 31, 2012)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust (May 31, 2012)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Equity Trust Company FBO Gilman Ciocia, Inc. 401K Plan (Michael Ryan) Dated May 24, 2013
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust (May 24, 2013)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust (May 24, 2013)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Amended Promissory Note Between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust (May 24, 2013)
Note Agreements
GILMAN CIOCIA, INC.
NY
2013
Voting and Support Agreement among National Holdings Corporation, National Acquisition Corp., and Certain Stockholders of Gilman Ciocia, Inc. (June 20, 2013)
Voting Agreements
GILMAN CIOCIA, INC.
NY
2013
Promissory Note Between Gilman + Ciocia, Inc. and Prime Partners, Inc. Dated December 26, 2007
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note Between Gilman Ciocia, Inc. and Prime Partners, Inc. Dated September 1, 2008
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust dated December 3, 2008
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust dated December 3, 2008
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust dated December 3, 2008
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee for Gilman Ciocia, Inc. 401(k) Plan FBO Carole Enisman, dated January 27, 2009
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Prime Partners, Inc. dated June 30, 2009
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note Between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust (August 19, 2009)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust dated August 19, 2009
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust dated August 19, 2009
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee for Michael Ryan 401(k) Plan (Nov. 24, 2009)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee for Gilman Ciocia, Inc. 401(k) Plan FBO Carole Enisman (November 24, 2009)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee (March 2, 2010)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust dated April 19, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust dated April 19, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust dated April 19, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee (April 19, 2010)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Prime Partners, Inc. dated May 5, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note Between Gilman Ciocia, Inc. and Prime Partners, Inc. Dated August 1, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee, dated December 16, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note Between Gilman Ciocia, Inc. and Ted Finkelstein Dated December 16, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note between Gilman Ciocia, Inc. and Reliance Trust Co., Trustee, dated December 16, 2010
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Promissory Note Between Gilman Ciocia, Inc. and Ted Finkelstein Dated May 26, 2011
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Equity Trust Company d.b.a. Sterling Trust, Custodian FBO Gilman Ciocia, Inc. 401K Plan, FBO Carole Enisman (May 31, 2011)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Equity Trust Company d.b.a. Sterling Trust, Custodian FBO Gilman Ciocia, Inc. 401K Plan (May 31, 2011)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Colleen N. Hecker Irrevocable Trust dated May 31, 2011
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Julian A. Hecker Irrevocable Trust dated May 31, 2011
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Amended Promissory Note between Gilman Ciocia, Inc. and Christopher R. Hecker Irrevocable Trust (May 31, 2011)
Note Agreements
GILMAN CIOCIA, INC.
NY
2012
Subscription Agreement for Rights Offering to Purchase Common Stock of Gilman Ciocia, Inc.
Subscription Agreements
GILMAN CIOCIA, INC.
NY
2008
Gilman Ciocia, Inc. 2007 Investor Common Stock Subscription Agreement
Subscription Agreements
GILMAN CIOCIA, INC.
2008
Placement Purchase Agreement between Gilman + Ciocia, Inc. and Purchasers (August 20, 2007)
Purchase Agreements
GILMAN CIOCIA, INC.
DE
2007
Debt Conversion Agreement between Gilman + Ciocia, Inc. and Creditors (August 20, 2007)
GILMAN CIOCIA, INC.
DE
2007
Registration Rights Agreement between Gilman + Ciocia, Inc. and Purchasers (August 20, 2007)
Registration Rights Agreements
GILMAN CIOCIA, INC.
DE
2007
Investor Purchase Agreement between Gilman + Ciocia, Inc. and Purchasers (April 25, 2007)
Purchase Agreements
GILMAN CIOCIA, INC.
DE
2007
Waiver of Registration Rights Agreement among Prime Partners, Inc., Michael Ryan, Ralph Porpora, and Gilman + Ciocia, Inc.
Waiver Agreements
GILMAN CIOCIA, INC.
2007
Prime Partners, Inc. Commitment Letter to Gilman + Ciocia, Inc. and Investor Purchasers (April 25, 2007)
Purchase Agreements
GILMAN CIOCIA, INC.
2007
Voting Agreement and Irrevocable Proxy among Wynnefield Funds, WebFinancial Corporation, and Gilman + Ciocia, Inc. Stockholders
Voting Agreements
GILMAN CIOCIA, INC.
NY
2007
Lease Agreement Between Angelo Balbo Management, LLC and Gilman + Ciocia, Inc. for 11 Raymond Avenue Headquarters
Lease Agreements
GILMAN CIOCIA, INC.
NY
2006
Amendment to Forbearance Agreement among Gilman + Ciocia, Inc., Wachovia Bank, and Guarantors
Forbearance Agreements
GILMAN CIOCIA, INC.
2006
Amendment No. 4 to Forbearance Agreement among Gilman + Ciocia, Inc., Wachovia Bank, and Guarantors
Forbearance Agreements
GILMAN CIOCIA, INC.
2006
Stock Purchase Agreement between Gilman + Ciocia, Inc. and Daniel R. Levy & Joseph H. Clinard for North Shore Capital Management Corp. and North Ridge Securities Corp.
Purchase Agreements
GILMAN CIOCIA, INC.
NY
2004
Asset Purchase Agreement between Pinnacle Taxx Advisors LLC and Gilman + Ciocia, Inc. dated September 1, 2002
Purchase Agreements
GILMAN CIOCIA, INC.
NY
2002
Forbearance Agreement among Gilman + Ciocia, Inc., Guarantors, and Wachovia Bank dated November 27, 2002
Forbearance Agreements
GILMAN CIOCIA, INC.
NY
2002
Loan Agreement between Gilman & Ciocia, Inc. and The Travelers Insurance Company (November 1, 2000)
Loan Agreements
GILMAN CIOCIA, INC.
CT
2000
$6,000,000 Master Note (Eurodollar/Prime Rate) between Borrower and European American Bank
Note Agreements
GILMAN CIOCIA, INC.
NY
2000
Line of Credit Agreement between European American Bank and Gilman & Ciocia, Inc. dated October 6, 2000
Credit Agreements
GILMAN CIOCIA, INC.
2000
Guaranty Agreement between [Guarantor] and European American Bank for Gilman & Ciocia, Inc. Obligations
Guaranty Agreements
GILMAN CIOCIA, INC.
2000
Unsecured Promissory Note between Gilman + Ciocia, Inc. and Thomas Povinelli dated October 31, 2000
Note Agreements
GILMAN CIOCIA, INC.
2000