SIEBERT FINANCIAL CORP Contracts & Agreements

46 Contracts & Agreements
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Filed
Sales Agreement by and between Siebert Financial Corp., Muriel Siebert & Co., LLC, and Ladenburg Thalmann & Co. Inc., dated June 27, 2025
Sales Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2025
Parent Guaranty Agreement between Siebert Financial Corp. and BMO Bank N.A. dated November 22, 2024
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Revolving Note Agreement between Muriel Siebert & Co., LLC and BMO Bank N.A. dated November 22, 2024
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Credit Agreement between Muriel Siebert & Co., LLC and BMO Bank N.A. dated November 22, 2024
Credit Agreements
SIEBERT FINANCIAL CORP
Capital Markets
DE
2024
Continuing Guaranty Agreement by John J. Gebbia, Gloria Gebbia, and the John and Gloria Living Trust in Favor of East West Bank
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
$20,000,000 Revolver Note Agreement between Siebert Financial Corp. and East West Bank (July 29, 2024)
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Loan and Security Agreement between Siebert Financial Corp. and East West Bank (July 29, 2024)
Loan Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Continuing Guaranty Agreement between John J. Gebbia, Gloria Gebbia, and East West Bank (Siebert Financial Corp. Loan)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
$20,000,000 Revolver Note Agreement between Siebert Financial Corp. and East West Bank dated July 29, 2024
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2024
Loan and Security Agreement between Siebert Financial Corp. and East West Bank dated July 29, 2024
Loan Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2024
Asset Purchase Agreement between J2 Financial Technology, Inc. and Siebert Technologies, LLC (January 18, 2024)
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2024
Amended and Restated Stockholders’ Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gebbia Stockholders (December 19, 2023)
Shareholders Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Termination and Settlement Agreement among Siebert Financial Corp., Kakaopay, Kakaopay Securities, MSCO, and Gebbia Parties (December 19, 2023)
Settlement Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Share Redemption Agreement among Cynthia DiBartolo, Siebert Financial Corp., and Tigress Holdings LLC (July 10, 2023)
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John J. Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Siebert Financial Corp., Kakaopay Corporation, and Holders Registration Rights and Lock-Up Agreement
Registration Rights Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Stockholders’ Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gebbia Stockholders
Shareholders Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Kimberly Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and David Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John M. Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Richard Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and John and Gloria Gebbia Living Trust
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Support and Restrictive Covenant Agreement among Siebert Financial Corp., Kakaopay Corporation, and Gloria Gebbia
Voting Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Foreign Broker-Dealer Fee Sharing Agreement between Kakaopay Securities Corp. and Muriel Siebert & Co., Inc.
Services Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Second Tranche Stock Purchase Agreement between Siebert Financial Corp. and Kakaopay Corporation (April 27, 2023)
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
First Tranche Stock Purchase Agreement between Siebert Financial Corp. and Kakaopay Corporation (April 27, 2023)
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2023
Termination Agreement among Hedge Connection, Inc., Lisa Vioni, RISE Financial Services, LLC, and Siebert Financial Corp. dated October 18, 2022
Termination Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Reorganization Agreement among Tigress Holdings, LLC, RISE Financial Services, LLC, and Siebert Financial Corp. dated October 18, 2022
Plan of Reorganization Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Sales Agreement between Siebert Financial Corp. and JonesTrading Institutional Services LLC for At-the-Market Offering of Common Stock
Sales Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Debt Exchange Agreement between Siebert Financial Corp. and Gloria E. Gebbia (March 31, 2022)
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Debt Exchange Agreement between Siebert Financial Corp. and Gloria E. Gebbia (March 31, 2022)
Exchange Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Purchase Agreement among Hedge Connection Inc., RISE Financial Services, LLC, and Lisa Vioni dated January 21, 2022
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
MI
2022
4% Promissory Note between Siebert Financial Corp., Inc. and Gloria E. Gebbia dated December 30, 2021
Note Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2022
Contribution Agreement among Tigress Holdings, LLC, WPS Prime Services, LLC, and Siebert Financial Corp. dated November 16, 2021
Contribution Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Amendment to Fully Disclosed Clearing Agreement between Muriel Siebert & Co., Inc. and National Financial Services LLC
SIEBERT FINANCIAL CORP
Capital Markets
2021
Guaranty Agreement between Siebert Financial Corporation and National Financial Services LLC (August 1, 2021)
Guaranty Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Amendment No. 1 to Common Stock Purchase Agreement between Siebert Financial Corp. and OpenHand Holdings, Inc.
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2021
Siebert Financial Corp. 2021 Equity Incentive Plan
Bonus & Incentive Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Common Stock Purchase Agreement between Siebert Financial Corp. and OpenHand Holdings, Inc. dated January 31, 2021
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2021
Asset Purchase Agreement among StockCross Financial Services, Inc., Muriel Siebert & Co., Inc., and Siebert Financial Corp.
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
Assignment Agreement between Siebert Financial Corp. and the Estate of Muriel F. Siebert (December 16, 2016)
Assignment Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
Consent and Waiver Agreement among Siebert Cisneros Shank Financial, Siebert Cisneros Shank & Co., and Siebert Financial Corp.
Waiver Agreements
SIEBERT FINANCIAL CORP
Capital Markets
2017
Acquisition Agreement among Siebert Financial Corp., The Estate of Muriel F. Siebert, and Kennedy Cabot Acquisition, LLC (September 1, 2016)
SIEBERT FINANCIAL CORP
Capital Markets
NV
2016
Asset Purchase Agreement by and between Muriel Siebert & Co., Inc., Siebert, Brandford, Shank & Co., L.L.C., and Siebert, Brandford, Shank Financial, L.L.C.
Purchase Agreements
SIEBERT FINANCIAL CORP
Capital Markets
DE
2014
Fully Disclosed Clearing Agreement between Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation and Muriel Siebert & Co., Inc.
Services Agreements
SIEBERT FINANCIAL CORP
Capital Markets
NY
2002
Strategic Alliance Agreement between Intuit Inc., Muriel Siebert & Co., Inc., and Investment Solution, Inc.
Collaboration Agreements
SIEBERT FINANCIAL CORP
Capital Markets
CA
2002