SIEBERT FINANCIAL CORP Contracts & Agreements
38 Contracts & Agreements
- Business Finance (19 contracts)
- Business Operations (2)
- Human Resources (1)
- Mergers & Acquisitions (1)
- Uncategorized (15)
- Continuing Guaranty, dated July 29, 2024 (Filed With SEC on August 20, 2024)
- East West Revolver Note Agreement, dated July 29, 2024 (Filed With SEC on August 20, 2024)
- East West Loan and Security Agreement, dated July 29, 2024 (Filed With SEC on August 20, 2024)
- Purchase Agreement, dated January 18, 2024 (Filed With SEC on January 24, 2024)
- Amended and Restated Stockholders Agreement, dated December 19, 2023 (Filed With SEC on December 20, 2023)
- Termination and Settlement Agreement, dated December 19, 2023 (Filed With SEC on December 20, 2023)
- Share Redemption Agreement, dated July 10, 2023, by and among Cynthia DiBartolo, Siebert Financial Corp, and Tigress Holdings, LLC (Filed With SEC on July 14, 2023)
- Second Tranche Stock Purchase Agreement (Filed With SEC on May 3, 2023)
- First Tranche Stock Purchase Agreement (Filed With SEC on May 3, 2023)
- Foreign Broker-Dealer Fee Sharing Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Support and Restrictive Covenant Agreement (Filed With SEC on May 3, 2023)
- Stockholders Agreement (Filed With SEC on May 3, 2023)
- Registration Rights and Lock-Up Agreement (Filed With SEC on May 3, 2023)
- Termination Agreement By and Among Hedge Connection, Inc., Lisa Vioni, Rise Financial Services, LLC, and Siebert Financial Corp., dated October 18, 2022 (Filed With SEC on October 21, 2022)
- Reorganization Agreement By and Among Tigress Holdings, LLC, Rise Financial Services, LLC, and Siebert Financial Corp. dated October 18, 2022 (Filed With SEC on October 21, 2022)
- Siebert Financial Corp. Common Stock ($0.01 par value per share) Capital on Demand™Sales Agreement (Filed With SEC on May 27, 2022)
- DEBT EXCHANGE AGREEMENT (Filed With SEC on May 23, 2022)
- Debt Exchange Agreement, dated March 31, 2022 (Filed With SEC on April 6, 2022)
- Agreement between Siebert Financial Corp. and Hedge Connection, Inc., dated January 21, 2022 (Filed With SEC on January 27, 2022)
- Promissory Note and Loan and Security Agreement, dated as of December 30, 2021, between East West Bank and Siebert Financial Corp (Filed With SEC on January 5, 2022)
- Promissory Note, dated as of December 30, 2021, made by Siebert Financial Corp. in favor of Gloria E. Gebbia (Filed With SEC on January 5, 2022)
- Purchase Agreement, dated as of December 30, 2021, for 653 Collins Ave, Miami Beach, FL, between Siebert Financial Corp. and City National Bank of Florida, a national banking... (Filed With SEC on January 5, 2022)
- Agreement between Siebert Financial Corp. and Tigress Holdings, LLC, dated November 16, 2021 (Filed With SEC on November 17, 2021)
- AMENDMENT TO FULLY DISCLOSED CLEARING AGREEMENT (Filed With SEC on November 15, 2021)
- GUARANTY AGREEMENT (Filed With SEC on November 15, 2021)
- AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on November 15, 2021)
- Siebert Financial Corp. 2021 Equity Incentive Plan (Filed With SEC on August 16, 2021)
- Common Stock Purchase Agreement, dated as of January 31, 2021, between Siebert Financial Corp. and OpenHand Holdings, Inc (Filed With SEC on May 17, 2021)
- ASSETPURCHASE AGREEMENT (Filed With SEC on June 28, 2017)
- ASSIGNMENT (Filed With SEC on April 6, 2017)
- CONSENTAND WAIVER (Filed With SEC on April 6, 2017)
- Acquisition Agreement, dated September 1, 2016, by and among, Siebert Financial Corp., the Estate of Muriel F. Siebert and Kennedy Cabot Acquisition, LLC (Filed With SEC on September 2, 2016)
