TD AMERITRADE HOLDING CORP Contracts & Agreements

Sixth Supplemental Indenture, dated as of October 6, by and among TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee (Filed With SEC on October 6, 2020)

Consent, Agreement and Joinder to the Amended and Restated IDA Agreement, dated as of October 6, 2020, by and among Charles Schwab & Co., Inc., TD Ameritrade, Inc., TD Ameritrade... (Filed With SEC on October 6, 2020)

First Amendment, dated as of August 3, 2020, to Credit Agreement, dated April 21, 2017, among TD Ameritrade Holding Corporation, the lenders party thereto and JPMorgan Chase Bank,... (Filed With SEC on August 3, 2020)

Second Amendment, dated as of August 3, 2020, to Credit Agreement, dated April 21, 2017, among TD Ameritrade Clearing, Inc., the lenders party thereto and JPMorgan Chase Bank,... (Filed With SEC on August 3, 2020)

Amendment No. 1 to Agreement and Plan of Merger, dated as of May 14, 2020, by and among The Charles Schwab Corporation, TD Ameritrade Holding Corporation and Americano Acquisition... (Filed With SEC on May 15, 2020)

Interim President and Chief Executive Officer Term Sheet, effective November 20, 2019, between Stephen J. Boyle and TD Ameritrade Holding Corporation (Filed With SEC on May 7, 2020)

First Amendment, dated as of April 21, 2020, to Credit Agreement, dated May 16, 2019, among TD Ameritrade Clearing, Inc., the lenders parties thereto and Wells Fargo Bank,... (Filed With SEC on April 24, 2020)

Voting and Support Agreement, dated as of November 24, 2019, by and among TD Ameritrade Holding Corporation, Charles R. Schwab and Helen ONeill Schwab (Filed With SEC on November 27, 2019)

Letter Agreement, dated as of November 24, 2019, by and among The Toronto-Dominion Bank, The Charles Schwab Corporation and TD Ameritrade Holding Corporation (Filed With SEC on November 27, 2019)

Agreement and Plan of Merger, dated as of November 24, 2019, by and among The Charles Schwab Corporation, Americano Acquisition Corp., and TD Ameritrade Holding Corporation (Filed With SEC on November 27, 2019)

Description of securities (Filed With SEC on November 15, 2019)

Transition Agreement, dated July 22, 2019, between Tim Hockey and TD Ameritrade Holding Corporation (Filed With SEC on November 15, 2019)

Underwriting Agreement, dated as of August 13, 2019, among TD Ameritrade Holding Corporation, J.P. Morgan Securities LLC, U.S. Bancorp Investments, Inc. and Wells Fargo... (Filed With SEC on August 16, 2019)

Fifth Supplemental Indenture, dated August 16, 2019, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee (Filed With SEC on August 16, 2019)

Credit Agreement, dated May 16, 2019, among TD Ameritrade Clearing, Inc., the lenders parties thereto, Wells Fargo Securities, LLC, Barclays Bank PLC, Citibank, N.A., JPMorgan... (Filed With SEC on May 20, 2019)

TD Ameritrade Holding Corporation Amended and Restated Management Incentive Plan, dated May 15, 2019 (Filed With SEC on May 20, 2019)

Amended and Restated TD Ameritrade Holding Corporation Executive Deferred Compensation Program effective November 13, 2008 (Filed With SEC on January 31, 2019)

Scottrade Appreciation Right Award Agreement Letter, dated September 29, 2016, between Peter J. deSilva and Scottrade Financial Services, Inc (Filed With SEC on January 31, 2019)

Scottrade Appreciation Right Award, dated January 1, 2016, between Peter J. deSilva and Scottrade Financial Services, Inc. and its Affiliates (Filed With SEC on January 31, 2019)

Form of Restricted Stock Unit Agreement for Employees (3 Year Pro Rata Vesting) (Filed With SEC on November 16, 2018)

Underwriting Agreement, dated as of October 30, 2018, among TD Ameritrade Holding Corporation, Barclays Capital Inc., Citigroup Global Markets Inc. and TD Securities (USA) LLC, as... (Filed With SEC on November 1, 2018)

Fourth Supplemental Indenture, dated November 1, 2018, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee (Filed With SEC on November 1, 2018)

Insured Deposit Account Agreement, effective as of January 1, 2013, among TD Bank USA, N.A., TD Bank, N.A., The Toronto-Dominion Bank, TD Ameritrade, Inc., TD Ameritrade Clearing,... (Filed With SEC on August 7, 2018)

Credit Agreement, dated May 17, 2018, among TD Ameritrade Clearing, Inc., the lenders parties thereto, Wells Fargo Securities, LLC, Barclays Bank PLC, Citibank, N.A., JPMorgan... (Filed With SEC on May 21, 2018)

First Amendment, dated May 17, 2018, to Credit Agreement, dated April 21, 2017, among TD Ameritrade Clearing, Inc., the lenders party thereto, U.S. Bank National Association, as... (Filed With SEC on May 21, 2018)

Credit Agreement, dated February 16, 2018, among TD Ameritrade Holding Corporation, the lenders party thereto, Wells Fargo Securities, LLC and Barclays Bank PLC, as joint... (Filed With SEC on February 20, 2018)

Underwriting Agreement, dated as of December 12, 2017, among the Company, the Selling Stockholders and Goldman Sachs & Co. LLC (Filed With SEC on December 14, 2017)

Executive Employment Term Sheet, effective as of September 18, 2017, between Peter J. deSilva and TD Ameritrade Holding Corporation (Filed With SEC on November 17, 2017)

Separation and Release of Claims Agreement, effective November 1, 2017, between J. Thomas Bradley and TD Ameritrade Holding Corporation (Filed With SEC on November 17, 2017)

Registration Rights Agreement, dated as of September 18, 2017, by and among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank, TD Luxembourg International Holdings S.... (Filed With SEC on September 18, 2017)

Stockholders Agreement, dated as of September 18, 2017, by and among TD Ameritrade Holding Corporation and Rodger O. Riney, as Voting Trustee of the Rodger O. Riney Family Voting... (Filed With SEC on September 18, 2017)

Letter Agreement, dated as of September 18, 2017, by and among TD Ameritrade Holding Corporation, The Toronto-Dominion Bank and TD Luxembourg International Holdings S. r.l (Filed With SEC on September 18, 2017)

TD AMERITRADE HOLDING CORPORATION $800,000,000 3.300% Senior Notes due 2027 UNDERWRITING AGREEMENT April 24, 2017 Barclays Capital Inc. Wells Fargo Securities, LLC Underwriting... (Filed With SEC on April 28, 2017)

THIRD SUPPLEMENTAL INDENTURE Dated as of April 27, 2017 Among TD AMERITRADE HOLDING CORPORATION, As Issuer and U.S. BANK NATIONAL ASSOCIATION, As Trustee 3.300% Senior NotesDue... (Filed With SEC on April 28, 2017)

$300,000,000 CREDIT AGREEMENT dated as of April 21,2017 among TD AMERITRADEHOLDING CORPORATION, as Borrower The Lenders Party Hereto, U.S.BANK NATIONAL ASSOCIATION, as Syndication... (Filed With SEC on April 21, 2017)

$600,000,000 CREDIT AGREEMENT dated as of April 21,2017 among TD AMERITRADECLEARING, INC., as Borrower The Lenders Party Hereto, U.S.BANK NATIONAL ASSOCIATION, as Syndication... (Filed With SEC on April 21, 2017)

TDAMERITRADE HOLDING CORPORATION PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on February 6, 2017)

SEPARATION AND RELEASE OF CLAIMS AGREEMENT (Filed With SEC on November 18, 2016)

AGREEMENT AND PLAN OF MERGER byand among SCOTTRADE FINANCIAL SERVICES, INC., RODGER O. RINEY, as votingtrustee of the Rodger O. Riney Family Voting Trust U/A/D 12/31/2012, TD... (Filed With SEC on October 28, 2016)

TheToronto-Dominion Bank 66 Wellington Street West, 4th Floor Toronto, ON M5K 1A2, Canada TDLuxembourg International Holdings S.à r.l. 46A Avenue J. F. Kennedy, First Floor... (Filed With SEC on October 28, 2016)

SUBSCRIPTION AGREEMENT (Filed With SEC on October 28, 2016)

AMENDMENT NO. 1 TO INSURED DEPOSIT ACCOUNT AGREEMENT (Filed With SEC on October 28, 2016)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on August 5, 2016)

TD AMERITRADE HOLDING CORPORATION DIRECTOR RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on August 5, 2016)

/s/ Karen Ganzlin (Filed With SEC on May 16, 2016)

Executive Employment Agreement (Filed With SEC on February 4, 2016)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on February 4, 2016)

TD AMERITRADE HOLDING CORPORATION 1996 LONG-TERM INCENTIVE PLAN NOTICE OF GRANT OF OPTION (Filed With SEC on February 4, 2016)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on February 4, 2016)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on August 7, 2015)

Schedule A CERTAIN DEFINITIONS (Filed With SEC on May 7, 2015)

TD AMERITRADEHOLDING CORPORATION $750,000,000 2.950% Senior Notes due 2022 UNDERWRITING AGREEMENT March 4, 2015 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith... (Filed With SEC on March 10, 2015)

SECONDSUPPLEMENTAL INDENTURE Dated as of March 9, 2015 Among TD AMERITRADE HOLDINGCORPORATION, As Issuer and U.S. BANK NATIONAL ASSOCIATION, As Trustee 2.950% Senior NotesDue 2022 (Filed With SEC on March 10, 2015)

CONSULTING AND RELEASE OF CLAIMS AGREEMENT RECITALS (Filed With SEC on February 5, 2015)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 26, 2014)

TD AMERITRADE HOLDING CORPORATION $500,000,000 3.625% Senior Notes due 2025 UNDERWRITING AGREEMENT October 17, 2014 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith... (Filed With SEC on October 23, 2014)

FIRST SUPPLEMENTAL INDENTURE Dated as of October 22, 2014 Among TD AMERITRADE HOLDING CORPORATION, As Issuer and U.S. BANK NATIONAL ASSOCIATION, As Trustee 3.625% Senior Notes Due... (Filed With SEC on October 23, 2014)

LOAN AGREEMENT (Filed With SEC on September 18, 2014)

AMENDMENT NO. 5 TO STOCKHOLDERS AGREEMENT (Filed With SEC on December 5, 2013)

TD AMERITRADE HOLDING CORPORATION SECOND AMENDMENT TO ELLEN L.S. KOPLOWEMPLOYMENT AGREEMENT (Filed With SEC on November 22, 2013)

TD AMERITRADE HOLDING CORPORATION FREDRIC J. TOMCZYK EMPLOYMENTAGREEMENT (Filed With SEC on August 1, 2013)

INSURED DEPOSIT ACCOUNT AGREEMENT by and among TD BANK USA, NATIONAL ASSOCIATION, TD BANK, NATIONAL ASSOCIATION, TD AMERITRADE, INC., TD AMERITRADE CLEARING, INC., TD AMERITRADE... (Filed With SEC on February 6, 2013)

TD AMERITRADE HOLDING CORPORATION AMENDMENT TO FREDRIC J. TOMCZYKEMPLOYMENT AGREEMENT (Filed With SEC on February 6, 2013)

TD AMERITRADE HOLDING CORPORATION AMENDMENT TO MARVIN W. ADAMS TERMSHEET (Filed With SEC on February 6, 2013)

TD AMERITRADE HOLDING CORPORATION AMENDMENT TO ELLEN L.S. KOPLOWEMPLOYMENT AGREEMENT (Filed With SEC on February 6, 2013)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on February 6, 2013)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on November 20, 2012)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on October 26, 2012)

AMENDMENT NO. 4 TO STOCKHOLDERS AGREEMENT (Filed With SEC on February 8, 2012)

GUARANTEED MAXIMUM PRICE AMENDMENT CONSTRUCTION GMP (Filed With SEC on December 2, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on November 18, 2011)

GUARANTEED MAXIMUM PRICE AMENDMENT (Filed With SEC on July 13, 2011)

$300,000,000 (Filed With SEC on July 5, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on May 6, 2011)

TD AMERITRADE HOLDING CORPORATION LONG-TERM INCENTIVE PLAN (Filed With SEC on February 18, 2011)

TD AMERITRADE HOLDING CORPORATION MANAGEMENT INCENTIVE PLAN SECTION1 BACKGROUND, PURPOSE AND DURATION (Filed With SEC on February 18, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on February 4, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on November 19, 2010)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on October 26, 2010)

TD AMERITRADE HOLDING CORPORATION LONG-TERM INCENTIVE PLAN (Filed With SEC on March 1, 2010)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on March 1, 2010)

Cash and cash equivalents (Filed With SEC on February 5, 2010)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on November 25, 2009)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on November 25, 2009)

$300,000,000 (Filed With SEC on November 25, 2009)

Focus on retail brokerage services. We continue to focus on attracting active traders, long-term investors and RIAs to our retail brokerage services. This focused strategy is... (Filed With SEC on November 13, 2009)

Cash and cash equivalents (Filed With SEC on August 7, 2009)

s/ ERNST & YOUNG LLP (Filed With SEC on May 8, 2009)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on January 14, 2009)

Employment Agreement (Filed With SEC on August 8, 2008)

Non-Qualified Stock Option Agreement (Filed With SEC on August 8, 2008)

Amendment to Employment Agreement (Filed With SEC on August 8, 2008)

Stock Purchase Agreement (Filed With SEC on August 8, 2007)

Separation and Release of Claims Agreement (Filed With SEC on August 8, 2007)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on June 5, 2007)

Separation and Release of Claims Agreement (Filed With SEC on May 8, 2007)

Amendment and Waiver No. 2 to the Loan Documents (Filed With SEC on February 8, 2007)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on September 29, 2006)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on June 29, 2006)

INDEMNIFICATION AGREEMENT (Filed With SEC on June 5, 2006)

TD AMERITRADE HOLDING CORPORATION JOSEPH H. MOGLIA EMPLOYMENT AGREEMENT (Filed With SEC on May 25, 2006)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on May 25, 2006)

AMERITRADE HOLDING CORPORATION (Filed With SEC on May 16, 2006)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on May 16, 2006)

Employment Agreement Addendum (Filed With SEC on May 9, 2006)

$270,000,000 Promissory Note (Filed With SEC on May 9, 2006)

Amendment No.1 to Stockholders Agreement (Filed With SEC on May 9, 2006)

Amendment No.1 to Loan Documents (Filed With SEC on May 9, 2006)

TD AMERITRADE HOLDING CORPORATION (Filed With SEC on March 9, 2006)

TD AMERITRADE HOLDING CORPORATION RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 9, 2006)

AMENDMENT NO. 1 TO STOCKHOLDERS AGREEMENT (Filed With SEC on February 23, 2006)

Summary of Fiscal 2006 Performance Criteria (Filed With SEC on February 8, 2006)

Second Amendment to Third Amended and Restated Revolving Credit Agreement (Filed With SEC on February 8, 2006)

$2,200,000,000 Senior Credit Facilities Commitment Letter (Filed With SEC on February 8, 2006)

$2,200,000,000 Credit Agreement (Filed With SEC on February 8, 2006)

As Amended and Restated as of December 28, 2005 AMERITRADE HOLDING CORPORATION EXECUTIVE DEFERRED COMPENSATION PROGRAM (Filed With SEC on December 30, 2005)

AMENDMENT NO. 2 TO AGREEMENT OF SALE AND PURCHASE between THE TORONTO-DOMINION BANK and AMERITRADE HOLDING CORPORATION dated as of December 23, 2005 (Filed With SEC on December 29, 2005)

Extension of Executive Employment Agreement (Filed With SEC on December 14, 2005)

Separation and Release Agreement (Filed With SEC on December 14, 2005)

Renewal of Executive Employment Agreement (Filed With SEC on December 14, 2005)

Separation and Release Agreement (Filed With SEC on December 14, 2005)

Renewal of Executive Employment Agreement (Filed With SEC on December 14, 2005)

Summary of Non-Employee Director Compensation Arrangements (Filed With SEC on December 14, 2005)

Executive Employment Agreement (Filed With SEC on July 22, 2005)

Agreement of Sale and Purchase (Filed With SEC on June 28, 2005)

Stockholders Agreement (Filed With SEC on June 28, 2005)

Voting Agreement (Filed With SEC on June 28, 2005)

Extension to Executive Employment Agreement (Filed With SEC on May 2, 2005)

Separation and Release Agreement (Filed With SEC on May 2, 2005)

First Amendment to Third Amended and Restated Revolving Credit Agreement (Filed With SEC on February 8, 2005)

Summary of Fiscal 2005 Performance Criteria (Filed With SEC on February 8, 2005)

Non-Qualified Stock Option Agreement (Filed With SEC on December 9, 2004)

Amendment to Employment Agreement (Filed With SEC on December 9, 2004)

Non-Qualified Stock Option Agreement (Filed With SEC on December 9, 2004)

Renewal of Executive Employment Agreement (Filed With SEC on December 9, 2004)

Form of 1996 Long Term Incentive Plan Non-Qualified Stock Option Agreement for Executives (Filed With SEC on December 9, 2004)

Form of 1996 Directors Incentive Plan Non-Qualified Stock Option Agreement (Filed With SEC on December 9, 2004)

Form of 1996 Directors Incentive Plan Restricted Stock Agreement (Filed With SEC on December 9, 2004)

Executive Deferred Compensation Program (Filed With SEC on December 9, 2004)

First Amendment of Datek Online Holdings Corp. 1998 Stock Option Plan (Filed With SEC on December 9, 2004)

First Amendment of Datek Online Holdings Corp. 2001 Stock Incentive Plan (Filed With SEC on December 9, 2004)

Executive Employment Agreement (Filed With SEC on August 3, 2004)

Executive Employment Agreement (Filed With SEC on May 6, 2004)

Executive Deferred Compensation Program (Filed With SEC on May 6, 2004)

3rd Amended & Restated Revolving Credit Agreement (Filed With SEC on February 11, 2004)

2nd Amended and Restated Stock Pledge Agreement (Filed With SEC on February 11, 2004)

3rd Amended and Restated Stock Pledge Agreement (Filed With SEC on February 11, 2004)

2nd Amended and Restated Stock Pledge Agreement (Filed With SEC on February 11, 2004)

Master Promissory Note (Filed With SEC on November 7, 2003)

Separation and Release Agreement (Filed With SEC on August 8, 2003)

Employment Agreement for Asiff Hirji (Filed With SEC on August 8, 2003)

Pre-Paid Share Forward Transaction Confirmation (Filed With SEC on August 8, 2003)

1996 Directors Incentive Plan (Filed With SEC on May 8, 2003)

Employment Agreement for Michael Feigeles (Filed With SEC on May 8, 2003)

Master Terms and Conditions (Filed With SEC on May 8, 2003)

ISDA Master Agreement (Filed With SEC on May 8, 2003)

ISDA Credit Support (Filed With SEC on May 8, 2003)

Prepaid Share Forward Transaction Confirmation (Filed With SEC on May 8, 2003)

2nd Amend & Restd Revolving Credit Agreement (Filed With SEC on February 13, 2003)

Amended & Restated Stock Pledge Agreement (Filed With SEC on February 13, 2003)

2nd Amended & Restated Stock Pledge Agreement (Filed With SEC on February 13, 2003)

Amended & Restated Stock Pledge Agreement (Filed With SEC on February 13, 2003)

Second Supplemental Indenture (Filed With SEC on December 13, 2002)

Executive Employment Agreement (Filed With SEC on December 13, 2002)

1st Amendment to Amended & Restated Rev. Cr. Agmt (Filed With SEC on December 13, 2002)

1st Amendment to Amended & Restated Stk. Pledge Ag (Filed With SEC on December 13, 2002)

Consent, Waiver & Amendment (Filed With SEC on December 13, 2002)

Registration Rights Agreement (Filed With SEC on December 13, 2002)

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TD AMERITRADE HOLDING CORP Contracts & Agreements