KCG Holdings, Inc. Contracts & Agreements

50 Contracts & Agreements
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Filed
Separation Agreement between KCG Holdings, Inc. and Daniel Coleman (July 20, 2017)
Separation Agreements
KCG Holdings, Inc.
2017
Separation Agreement between KCG Holdings, Inc. and Steffen Parratt (Effective upon Merger Closing)
Separation Agreements
KCG Holdings, Inc.
2017
Separation Agreement between KCG Holdings, Inc. and Ryan Primmer, Effective upon Merger Closing
Separation Agreements
KCG Holdings, Inc.
2017
Separation Agreement between KCG Holdings, Inc. and Greg Tusar, Effective upon Merger Closing
Separation Agreements
KCG Holdings, Inc.
2017
Settlement Agreement between KCG Europe Limited and Philip Allison (July 20, 2017)
Settlement Agreements
KCG Holdings, Inc.
2017
KCG Holdings, Inc. 2016 Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
KCG Holdings, Inc.
NY
2017
KCG Holdings, Inc. 2016 Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
KCG Holdings, Inc.
NY
2017
Agreement and Plan of Merger among Virtu Financial, Inc., Orchestra Merger Sub, Inc., and KCG Holdings, Inc. dated April 20, 2017
Merger Agreements
KCG Holdings, Inc.
DE
2017
Employment Agreement Terms Schedule for Michael Blum as Chief Technology Officer
Employment Agreements
KCG Holdings, Inc.
2017
Amended and Restated Employment Agreement between Daniel Coleman and KCG Holdings, Inc.
Employment Agreements
KCG Holdings, Inc.
NY
2016
KCG Holdings, Inc. Amended and Restated Equity Incentive Plan
Bonus & Incentive Agreements
KCG Holdings, Inc.
DE
2015
Credit Agreement among KCG Americas LLC, KCG Holdings, Inc., BMO Harris Bank N.A., Bank of America, N.A., and Lenders (June 5, 2015)
Credit Agreements
KCG Holdings, Inc.
DE
2015
Separation Agreement between KCG Holdings, Inc. and George Sohos dated March 30, 2015
Separation Agreements
KCG Holdings, Inc.
2015
KCG Holdings, Inc. $500,000,000 6.875% Senior Secured Notes Purchase Agreement with Jefferies LLC (2015)
Purchase Agreements
KCG Holdings, Inc.
NY
2015
Employment Agreement between Philip Allison and KCG Europe Limited (CEO Appointment)
Employment Agreements
KCG Holdings, Inc.
2015
Employment Agreement between KCG Holdings, Inc. and Steffen Parratt dated January 2, 2015
Employment Agreements
KCG Holdings, Inc.
NY
2015
Employment Agreement Terms Schedule between Steffen Parratt and Company (CFO Position)
Employment Agreements
KCG Holdings, Inc.
2015
Advisory Services and Separation Agreement between KCG Holdings, Inc. and Steven Bisgay
Separation Agreements
KCG Holdings, Inc.
2014
Interim Chief Financial Officer Employment Agreement between KCG Holdings, Inc. and Sean Galvin
Employment Agreements
KCG Holdings, Inc.
2014
Master Equipment Lease Agreement between Cisco Systems Capital Corporation and KCG Americas, LLC (March 10, 2014)
Lease Agreements
KCG Holdings, Inc.
CA
2014
Amendment No. 1 to Master Lease Agreement No. 11093 between KCG Americas LLC and Cisco Systems Capital Corporation
Lease Agreements
KCG Holdings, Inc.
2014
Guaranty Agreement between KCG Holdings, Inc. and Cisco Systems Capital Corporation (March 13, 2014)
Guaranty Agreements
KCG Holdings, Inc.
NY
2014
KCG Holdings, Inc. Amended and Restated Equity Incentive Plan
Bonus & Incentive Agreements
KCG Holdings, Inc.
DE
2014
Employment Agreement Terms Schedule between KCG Holdings, Inc. and George Sohos
Employment Agreements
KCG Holdings, Inc.
2014
Terms Schedule to Employment Agreement between KCG and Ryan Primmer
Employment Agreements
KCG Holdings, Inc.
2014
Employment Agreement Terms Schedule between KCG and Greg Tusar (2014)
Employment Agreements
KCG Holdings, Inc.
2014
Revised Terms Schedule to Employment Agreement between KCG Holdings, Inc. and Jonathan Ross
Employment Agreements
KCG Holdings, Inc.
2013
Revised Terms Schedule to Employment Agreement between KCG Holdings, Inc. and George Sohos
Employment Agreements
KCG Holdings, Inc.
2013
SEC Order Instituting Administrative and Cease-and-Desist Proceedings Against Knight Capital Americas LLC
Settlement Agreements
KCG Holdings, Inc.
2013
Employment Agreement between KCG Holdings, Inc. and Executive (2013)
Employment Agreements
KCG Holdings, Inc.
NY
2013
Employment Agreement Terms Schedule for Steven Bisgay as Chief Financial Officer
Employment Agreements
KCG Holdings, Inc.
2013
Employment Agreement Terms Schedule for John DiBacco with Global Head of Equities Trading Position
Employment Agreements
KCG Holdings, Inc.
2013
Employment Terms Schedule for John McCarthy as General Counsel and Corporate Secretary
Employment Agreements
KCG Holdings, Inc.
2013
Employment Terms Schedule for Nick Ogurtsov as Chief Risk Officer and Chief Operating Officer
Employment Agreements
KCG Holdings, Inc.
2013
Employment Agreement Terms Schedule for Jonathan Ross as Chief Technology Officer
Employment Agreements
KCG Holdings, Inc.
2013
Employment Agreement Terms Schedule for George Sohos with [Company Name]
Employment Agreements
KCG Holdings, Inc.
2013
Credit Agreement among Octeg, LLC, Knight Capital Americas LLC, KCG Holdings, Inc., and Lenders, dated July 1, 2013
Credit Agreements
KCG Holdings, Inc.
DE
2013
First Amendment to Credit Agreement among KCG Americas LLC, KCG Holdings, Inc., BMO Harris Bank N.A., and Lenders
Credit Agreements
KCG Holdings, Inc.
2017
Purchase Agreement between KCG Holdings, Inc. and GA-GTCO Interholdco, LLC (November 17, 2016)
Purchase Agreements
KCG Holdings, Inc.
NY
2016
Indenture for 6.875% Senior Secured Notes Due 2020 between KCG Holdings, Inc., Guarantors, and The Bank of New York Mellon
Indenture Agreements
KCG Holdings, Inc.
NY
2015
Security Agreement among KCG Holdings, Inc., Guarantors, and The Bank of New York Mellon as Collateral Agent and Trustee (March 13, 2015)
Security Agreements
KCG Holdings, Inc.
DE
2015
Securities Purchase Agreement between Knight Capital Group, Inc. and BATS Global Markets, Inc. (January 27, 2015)
Purchase Agreements
KCG Holdings, Inc.
DE
2015
First Amendment to Registration Rights Agreement by KCG Holdings, Inc.
Registration Rights Agreements
KCG Holdings, Inc.
NY
2014
Aircraft Time Sharing Agreement between Redmont Holdings LLC and KCG Holdings, Inc.
Services Agreements
KCG Holdings, Inc.
AL
2014
First Amendment to Credit Agreement among Octeg, LLC, Knight Capital Americas LLC, KCG Holdings, Inc., BMO Harris Bank N.A., and Lenders
Credit Agreements
KCG Holdings, Inc.
2014
Third Supplemental Indenture to 8.250% Senior Secured Notes Due 2018 – KCG Holdings, Inc., Guarantors, and The Bank of New York Mellon
Indenture Agreements
KCG Holdings, Inc.
NY
2013
First Amendment and Consent to Credit Agreement among KCG Holdings, Inc., Jefferies Finance LLC, and Lenders
Credit Agreements
KCG Holdings, Inc.
NY
2013
Stock Purchase Agreement among Knight Libertas Holdings LLC, KCG Holdings, Inc., and UFG Holdings LLC dated July 29, 2013
Stock Agreements
KCG Holdings, Inc.
DE
2013
First Supplemental Indenture among KCG Holdings, Inc., Knight Capital Group, Inc., and The Bank of New York Mellon (July 1, 2013)
Indenture Agreements
KCG Holdings, Inc.
NY
2013
Joinder Agreement to Agreement and Plan of Merger among GETCO, GA-GTCO, Knight, and Affiliates
Joinder Agreements
KCG Holdings, Inc.
2013