LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST Contracts & Agreements
488 Contracts & Agreements
- Business Finance (266 contracts)
- Business Operations (7)
- Human Resources (23)
- Uncategorized (192)
- LEHMAN BROTHERS HOLDINGS INC. Form of Director Indemnification Agreement __________________________________ [Name of Director/Indemnitee] [], 2012 Lehman Brothers Holdings Inc.... (Filed With SEC on March 12, 2012)
- INTEREST PURCHASE AGREEMENT (Filed With SEC on January 23, 2012)
- UNIT PURCHASE AGREEMENT BY AND BETWEEN LEHMANBROTHERS HOLDINGS INC. AND NBSHACQUISITION, LLC dated as of December 1,2008 (Filed With SEC on December 9, 2008)
- IMD PARENT LLC (Filed With SEC on October 27, 2008)
- AMENDED AND RESTATED PURCHASE AGREEMENT BYAND BETWEEN IMDPARENT LLC, LEHMANBROTHERS HOLDINGS INC. AND THEOTHER SELLERS NAMED HEREIN datedas of October 3, 2008 (Filed With SEC on October 7, 2008)
- Any text removed pursuant to Lehman Brothers Holdings Inc.sconfidential treatment request has been separately filed with the U.S. Securities and Exchange Commission and is marked... (Filed With SEC on October 3, 2008)
- TRANSITION SERVICES AGREEMENT dated as of September 29, 2008 between LEHMAN BROTHERS HOLDINGS INC. and NOMURA HOLDINGS INC. (Filed With SEC on October 3, 2008)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on October 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED DUAL PARTICIPATION NOTES DUE AUGUST 22, 2011 (Filed With SEC on August 28, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO THEDOW JONES-AIG COMMODITY INDEXSMEXCESS RETURN DUE AUGUST 15, 2011 (Filed With SEC on August 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE LEAST PERFORMING COMMON STOCK IN A BASKET... (Filed With SEC on August 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO COMBATS I DUE AUGUST 7, 2012 (Filed With SEC on August 11, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I CONDITIONAL RANGE NOTE DUE AUGUST 5, 2010 (Filed With SEC on August 11, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 29, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 8, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A GLOBAL CURRENCY BASKET DUE DECEMBER 30, 2010 (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX-LINKED NOTE DUE JUNE 30, 2011 (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GOLD-LINKED RETURN ENHANCED NOTES DUE DECEMBER 30, 2011 (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN ENHANCED NOTES LINKED TO COMBATS I DUE DECEMBER 30, 2010 (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE JULY 2, 2012 (Filed With SEC on July 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES DUE JUNE 24, 2011 (Filed With SEC on June 30, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 24, 2010 (Filed With SEC on June 30, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I AUSSIE BULL NOTES DUE JUNE 27, 2012 (Filed With SEC on June 30, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO THE EURO/U.S. DOLLAR EXCHANGE RATE DUE JULY 29, 2011 (Filed With SEC on June 20, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 18, 2008)
- 2,000,000 Shares of 8.75%Non-Cumulative Mandatory Convertible Preferred Stock, Series Q LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT (Filed With SEC on June 12, 2008)
- 143,000,000Shares LEHMANBROTHERS HOLDINGS INC. Common Stock UNDERWRITINGAGREEMENT (Filed With SEC on June 12, 2008)
- CERTIFICATE NUMBER OF NUMBER SHARES (Filed With SEC on June 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 9, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I 100% PRINCIPAL PROTECTED NOTES LINKED TO COMBATS I DUE MAY 29, 2012 (Filed With SEC on June 4, 2008)
- REGISTERED PRINCIPAL AMOUNT: $1,500,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED CAPPED PARTICIPATION NOTES DUE MAY 30, 2013 (Filed With SEC on June 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009 (Filed With SEC on June 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 31, 2011 (Filed With SEC on June 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 30, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 17, 2010 (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCYBASKET DUE MAY 21, 2012 (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTESLINKED TO A CURRENCY BASKET DUE MAY 21, 2010 (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 23, 2012 (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 20, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 19, 2008)
- LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee SIXTEENTH SUPPLEMENTALINDENTURE Dated as of May 9, 2008 (Filed With SEC on May 13, 2008)
- LEHMAN BROTHERS HOLDINGSINC. 7.50% SUBORDINATED NOTEDUE 2038 (Filed With SEC on May 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 29, 2011 (Filed With SEC on May 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 5, 2010 (Filed With SEC on May 7, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 5, 2008)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI FXBASKET-LINKED NOTE DUE OCTOBER 28, 2009 (Filed With SEC on May 2, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 1, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 1, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 28, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 21, 2010 (Filed With SEC on April 25, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on April 25, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 22, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 8, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 8, 2008)
- 4,000,000 Shares of 7.25% Non-CumulativePerpetual Convertible Preferred Stock, Series P LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT (Filed With SEC on April 4, 2008)
- CERTIFICATE (Filed With SEC on April 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MARCH 28, 2012 (Filed With SEC on April 2, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MARCH 28, 2012 (Filed With SEC on April 2, 2008)
- REGISTERED PRINCIPAL AMOUNT: $1,320,500 (Filed With SEC on April 2, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE MARCH 31, 2010 (Filed With SEC on April 2, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 31, 2011 (Filed With SEC on April 2, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 1, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 26, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 26, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTESLINKED TO A CURRENCY BASKET DUE MARCH 22, 2010 (Filed With SEC on March 24, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 19, 2010 (Filed With SEC on March 24, 2008)
- PRINCIPAL AMOUNT: $505,000 (Filed With SEC on March 24, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTESLINKED TO A BASKET OF COMMODITIES DUE SEPTEMBER 20, 2012 (Filed With SEC on March 24, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 21, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on March 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE MARCH 8, 2010 (Filed With SEC on March 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. Buffered Return Enhanced Notes Linked to the Financial Select SectorSPDR® Fund Due March 10, 2010 (Filed With SEC on March 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK (Filed With SEC on March 11, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 11, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE LEAST PERFORMING COMMON STOCK IN A BASKET... (Filed With SEC on March 11, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 2, 2009 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE MARCH 1, 2011 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CHINA BULL NOTES DUE FEBRUARY 28, 2012 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 1, 2010 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI FXBASKET-LINKED NOTE DUEFEBRUARY 28, 2011 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI NOTESLINKED TO AN ASIAN CURRENCY BASKET DUEFEBRUARY 26, 2010 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESI NOTESLINKED TO AN ASIAN CURRENCY BASKET DUEFEBRUARY 26, 2010 (Filed With SEC on March 5, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on March 3, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 28, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 27, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 27, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 27, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 27, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 27, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 26, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 26, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I FXBASKET-LINKED NOTE DUE FEBRUARY 19, 2010 (Filed With SEC on February 26, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 25, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 22, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 22, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 20, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A LATIN AMERICAN CURRENCY BASKET DUE FEBRUARY 12, 2010 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCY BASKET DUE FEBRUARY 14, 2012 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A CURRENCY BASKET DUE FEBRUARY 12, 2010 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE FEBRUARY 14, 2012 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE FEBRUARY 16, 2010 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN ENHANCED NOTES LINKED TO MARQCUS PORTFOLIO A (USD) INDEX DUE FEBRUARY 14, 2011 (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 19, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 15, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE FEBRUARY 7, 2012 (Filed With SEC on February 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES ANDTWO COMMODITY INDICES DUE FEBRUARY 7, 2012 (Filed With SEC on February 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 13, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 12, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 12, 2008)
- REGISTERED PRINCIPAL AMOUNT: $4,550,000 No. R-1 LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERMNOTE, SERIES I FX DIGITAL NOTE DUE AUGUST 6, 2008 (Filed With SEC on February 12, 2008)
- Depositary Shares LEHMAN BROTHERS HOLDINGS INC. FORM OF UNDERWRITING AGREEMENT (Filed With SEC on February 11, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 1, 2010 (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JANUARY 31, 2011 (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE JANUARY 29, 2010 (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on February 6, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on February 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 29, 2008)
- 1999 NEUBERGER BERMAN INC. LONG-TERM INCENTIVE PLAN RESTATED AS OF NOVEMBER 8, 2007 ARTICLE I PURPOSES (Filed With SEC on January 29, 2008)
- LEHMANBROTHERS HOLDINGS INC. 1994MANAGEMENT OWNERSHIP PLAN Asamended through November 8, 2007 (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERS HOLDINGS INC. 1996 MANAGEMENT OWNERSHIP PLAN As amended through November 8, 2007 (Filed With SEC on January 29, 2008)
- 200 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS (Filed With SEC on January 29, 2008)
- 200 STOCK OPTION AWARD AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERS HOLDINGS INC. EMPLOYEE INCENTIVE PLAN As amended through November 8, 2007 (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO (Filed With SEC on January 29, 2008)
- BASESALARIES OF NAMED EXECUTIVE OFFICERS OF THE REGISTRANT (Filed With SEC on January 29, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on January 23, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES (Filed With SEC on January 17, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO A LATIN AMERICAN CURRENCY BASKET DUE JANUARY 11, 2010 (Filed With SEC on January 16, 2008)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I NOTES LINKED TO AN INDIA AND CHINA CURRENCY BASKET DUE JANUARY 11, 2012 (Filed With SEC on January 16, 2008)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE JANUARY 11, 2011 (Filed With SEC on January 16, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 15, 2008)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Absolute Return Barrier Notes Linked to the S&P500® Index Due January 11, 2009 (Filed With SEC on January 15, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on January 4, 2008)
- REGISTERED No. R-1 FACE AMOUNT: $19,000,000 (Filed With SEC on December 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on December 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUEDECEMBER 23, 2009 (Filed With SEC on December 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 28, 2009 (Filed With SEC on December 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 28, 2009 (Filed With SEC on December 28, 2007)
- LEHMANBROTHERS HOLDINGS INC. AND THE BANK OFNEW YORK as Trustee FIFTEENTHSUPPLEMENTAL INDENTURE Dated as of December 21,2007 (Filed With SEC on December 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 6.75% SUBORDINATED NOTE DUE 2017 (Filed With SEC on December 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 20, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 17, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 17, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 13, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 13, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 7, 2009 (Filed With SEC on December 11, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK (Filed With SEC on December 10, 2007)
- 20 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANTOF RESTRICTED STOCK UNITS (Filed With SEC on December 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 28.70% Reverse Exchangeable Notes Linked to the Least Performing Common Stockin a Basket of Common Stocks due May 30, 2008 (Filed With SEC on December 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Absolute Return Barrier Notes Linked to the MSCIEAFE Index® Due May 29, 2009 (Filed With SEC on December 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities with Partial Protection Linked to the S&P500® Index Due May 29, 2009 (Filed With SEC on December 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities Linked to an International Index Basket DueMay 29, 2009 (Filed With SEC on December 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 4, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on December 4, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE DOW JONES-AIGCOMMODITY INDEX EXCESS RETURN DUE NOVEMBER 29, 2010 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO ABASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE MAY 31, 2011 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 30, 2010 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE JUNE 1, 2009 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO A DEVELOPED NATIONS CURRENCYBASKET DUE NOVEMBER 30, 2009 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE NOVEMBER 30, 2009 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 30, 2009 (Filed With SEC on December 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 27, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 20, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 13, 2009 (Filed With SEC on November 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED DUAL PARTICIPATION NOTES DUE NOVEMBER 14, 2012 (Filed With SEC on November 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE NOVEMBER 16, 2009 (Filed With SEC on November 19, 2007)
- LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on November 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. SUPPLEMENTAL RETIREMENT PLAN (Effectiveas of October 19, 1998, amended and restated effective November 8, 2007) PREAMBLE (Filed With SEC on November 15, 2007)
- LEHMANBROTHERS HOLDINGS INC. 2005 STOCKINCENTIVE PLAN (Filed With SEC on November 15, 2007)
- 200 RESTRICTED STOCK UNIT AWARD AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCK UNITS (Filed With SEC on November 15, 2007)
- 200 STOCK OPTION AWARD AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION (Filed With SEC on November 15, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Return Optimization Securities with Partial Protection Linked to the S&P 500® Index Due May 6, 2009 (Filed With SEC on November 9, 2007)
- CUSIP NO. 52517P5L1 ISIN NO. US52517P5L17 REGISTERED PRINCIPAL AMOUNT: $347,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY... (Filed With SEC on November 7, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI NOTES LINKED TO A BASKET OF COMMODITIES DUE NOVEMBER 1, 2010 (Filed With SEC on November 7, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 7, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I NOTES LINKED TO AN ASIAN CURRENCY BASKET DUE OCTOBER 30, 2009 (Filed With SEC on November 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 30, 2009 (Filed With SEC on November 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN-ENHANCED NOTES LINKED TO ABASKET OF LBCI PURE BETA EXCESS RETURN SUB-INDICES DUE NOVEMBER 2, 2011 (Filed With SEC on November 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN-ENHANCED NOTES LINKED TO ABASKET OF LBCI PURE BETA EXCESS RETURN SUB-INDICES DUE NOVEMBER 2, 2011 (Filed With SEC on November 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on November 5, 2007)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIES I (FIXED RATE) (Filed With SEC on November 1, 2007)
- REGISTERED PRINCIPAL AMOUNT: $750,000 (Filed With SEC on November 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Principal Protection Notes Linked to a Basket of International Indices DueOctober 25, 2011 (Filed With SEC on October 29, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, AN EXCHANGE TRADED FUND, A BASKET OF COMMON STOCKS OR A... (Filed With SEC on October 17, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 16, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 16, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OFTEN COMMODITIES DUE OCTOBER 11, 2010 (Filed With SEC on October 15, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 13, 2009 (Filed With SEC on October 15, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 13, 2009 (Filed With SEC on October 15, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I COMMODITY BASKET-LINKED NOTE DUE OCTOBER 4, 2010 (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 2, 2009 (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 4, 2010 (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE OCTOBER 31, 2008 (Filed With SEC on October 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 28, 2009 (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI BUFFERED RETURN ENHANCED NOTES LINKED TO A BASKET OF TEN COMMODITIES ANDTWO COMMODITY INDICES DUE MARCH 28, 2011 (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 28, 2009 (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE LBCI EQUALWEIGHT EXCESS RETURN DUE SEPTEMBER 28, 2010 (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX- AND COMMODITY-LINKED NOTE DUE JANUARY 7, 2008 (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on October 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX-LINKED NOTE DUE DECEMBER 20, 2007 (Filed With SEC on September 25, 2007)
- REGISTERED PRINCIPAL AMOUNT: $500,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER RANGE NOTE DUE DECEMBER 14, 2007 (Filed With SEC on September 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. AutocallableOptimization Securities with Contingent Protection Linked to the S&P 500® Financials Index Due September 19, 2008 (Filed With SEC on September 18, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GOLD/SILVER PYRAMID NOTES DUE DECEMBER 10, 2007 (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MARCH 5, 2009 (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE AUGUST 31, 2010 (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I RETURN-ENHANCED NOTES LINKED TO A BASKET OFCOMMODITIES DUE AUGUST 31, 2010 (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on September 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® PARTIALLY PRINCIPAL PROTECTED YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A... (Filed With SEC on August 27, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIESI RETURN-ENHANCED NOTES LINKEDTO A BASKET OF TEN COMMODITIES DUE AUGUST 9, 2010 (Filed With SEC on August 24, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 23, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 17, 2007)
- PRINCIPAL AMOUNT: $5,455,000 (Filed With SEC on August 14, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I TWO-YEAR NOTES LINKED TO THE DOW JONES-AIGCOMMODITY INDEX EXCESS RETURN DUE AUGUST 13, 2009 (Filed With SEC on August 14, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I YEELDS® YIELD ENHANCED EQUITY LINKED DEBT SECURITIES (Filed With SEC on August 10, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 10, 2007)
- MEDIUM-TERM NOTE MASTERNOTE (Filed With SEC on August 8, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JANUARY 30, 2009 (Filed With SEC on August 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I COMMODITY BASKET-LINKED NOTE DUE JULY 30, 2010 (Filed With SEC on August 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 1, 2008 (Filed With SEC on August 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection 2.00% Notes Linked to a Basket of InternationalIndices Due October 31, 2012 (Filed With SEC on August 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on August 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE JULY 28, 2008 (Filed With SEC on July 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE SEPTEMBER 26, 2008 (Filed With SEC on July 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of an IndexComponent and an Index Fund Component Due July 21, 2009 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I Copper and ZincEnhanced Participation Notes DUE JULY 23, 2009 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee THIRTEENTH SUPPLEMENTALINDENTURE Dated as of July 19, 2007 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGSINC. 6.50% SUBORDINATED NOTE DUE 2017 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee FOURTEENTH SUPPLEMENTALINDENTURE Dated as of July 19, 2007 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGSINC. 6.875% SUBORDINATED NOTE DUE 2037 (Filed With SEC on July 24, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010 (Filed With SEC on July 17, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I THREE-YEAR NOTES LINKED TO THE LBCIAGRICULTURE INDEX TOTAL RETURN DUE JULY 13, 2010 (Filed With SEC on July 17, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 16, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010 (Filed With SEC on July 10, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on July 5, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2008 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I BASE METALS BASKET BONUS NOTE DUE JUNE 29, 2010 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 29, 2008 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2009 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE JUNE 30, 2008 (Filed With SEC on July 3, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Notes Linked to a Global Index Basket DueJune 22, 2012 (Filed With SEC on June 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE DECEMBER 22, 2008 (Filed With SEC on June 27, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BUFFERED RETURN ENHANCED NOTES LINKED TO ABASKET OF TEN COMMODITIES AND TWO COMMODITY INDICES DUE DECEMBER 21, 2010 (Filed With SEC on June 27, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of a ForeignEquity Component and a Currency Component Due June 18, 2010 (Filed With SEC on June 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Limited Principal Protection Buffered Return Enhanced Note DueSeptember 13, 2008 Linked to an International Basket (Filed With SEC on June 18, 2007)
- REGISTERED PRINCIPAL AMOUNT: $90 No. R-2 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 29, 2009 (Filed With SEC on June 15, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 12, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protected Notes Linked to a Basket Consisting of a ForeignEquity Component and a Currency Component Due June 8, 2010 (Filed With SEC on June 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on June 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE MAY 29, 2009 (Filed With SEC on June 5, 2007)
- PRINCIPAL AMOUNT: $4,210,000 (Filed With SEC on May 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE AUGUST 24, 2007 (Filed With SEC on May 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on May 23, 2007)
- STOCK PURCHASECONTRACT AGREEMENT between LEHMANBROTHERS HOLDINGS INC. and U.S. bANK NATIONAL ASSOCIATION, as StockPurchase Contract Agent Dated as ofMay 17, 2007 (Filed With SEC on May 23, 2007)
- STOCK PURCHASECONTRACT AGREEMENT between LEHMANBROTHERS HOLDINGS INC. and U.S. BANKNATIONAL ASSOCIATION, as StockPurchase Contract Agent Dated as ofMay 17, 2007 (Filed With SEC on May 23, 2007)
- COLLATERAL AGREEMENT among LEHMAN BROTHERS HOLDINGSINC. and THE BANK OF NEW YORK, as Collateral Agent andSecurities Intermediary and U.S. BANK NATIONALASSOCIATION, as Stock... (Filed With SEC on May 23, 2007)
- COLLATERAL AGREEMENT among LEHMAN BROTHERS HOLDINGSINC. and THE BANK OF NEW YORK, as Collateral Agent andSecurities Intermediary and U.S. BANK NATIONALASSOCIATION, as Stock... (Filed With SEC on May 23, 2007)
- AMENDED AND RESTATED DECLARATION OF TRUST LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII Dated as of May 17, 2007 (Filed With SEC on May 23, 2007)
- AMENDED AND RESTATED DECLARATION OF TRUST LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII Dated as of May 17, 2007 (Filed With SEC on May 23, 2007)
- GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII Dated as of May 17, 2007 (Filed With SEC on May 23, 2007)
- GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII Dated as of May 17, 2007 (Filed With SEC on May 23, 2007)
- LEHMANBROTHERS HOLDINGS INC. AND U.S. BANKNATIONAL ASSOCIATION as Trustee ELEVENTHSUPPLEMENTAL INDENTURE Dated as ofMay 17, 2007 (Filed With SEC on May 23, 2007)
- LEHMAN BROTHERS HOLDINGS INC. AND U.S. BANK NATIONAL ASSOCIATION as Trustee TWELFTH SUPPLEMENTAL INDENTURE Dated as of May 17, 2007 (Filed With SEC on May 23, 2007)
- CERTIFICATE OFAMENDMENT TO CERTIFICATE OF TRUST OF LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VII (Filed With SEC on May 23, 2007)
- CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF LEHMAN BROTHERS HOLDINGS CAPITAL TRUST VIII (Filed With SEC on May 23, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL NOTE DUE AUGUST 10, 2007 (Filed With SEC on May 14, 2007)
- 5.857% Mandatory Capital Advantaged PreferredSecurities (MCAPSSM) LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT (Filed With SEC on May 14, 2007)
- Floating Rate Mandatory Capital Advantaged PreferredSecurities (MCAPSSM) LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENT (Filed With SEC on May 14, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Buffered Principal at Risk Enhanced Participation Notes Linked to a Basket ofFour Indices Due May 9, 2011 (Filed With SEC on May 9, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE MAY 1, 2008 (Filed With SEC on May 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I MALAYSIAN RINGGIT APPRECIATION NOTE DUE APRIL 30, 2008 (Filed With SEC on May 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE APRIL 30, 2009 (Filed With SEC on May 1, 2007)
- LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee TENTH SUPPLEMENTALINDENTURE Dated as of May 1, 2007 (Filed With SEC on May 1, 2007)
- NO. R- $____________ (Filed With SEC on May 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. (Filed With SEC on April 18, 2007)
- LEHMAN BROTHERS HOLDINGSINC. Buffered Principal at RiskEnhanced Participation Notes Linked to the Lesser Performing of the S&P 500Index and the Nikkei 225SMIndex Due October 8,... (Filed With SEC on April 9, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX MULTI-RANGE NOTE DUE OCTOBER 2, 2007 (Filed With SEC on April 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX- AND INDEX-LINKED NOTE DUE MARCH 30, 2009 (Filed With SEC on April 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX MULTI-RANGE NOTE DUE OCTOBER 2, 2007 (Filed With SEC on April 6, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 100% Principal Protection Notes Linked to aGlobal Index Basket Due March 31, 2011 (Filed With SEC on March 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Performance Securities with Partial ProtectionLinked to a Global Index Basket Due March 31, 2010 (Filed With SEC on March 30, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Form of Reverse Exchangeable Notes Linked tothe Common Stock of [Reference Stock Issuer] (Filed With SEC on March 23, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 12.65% Reverse Exchangeable Notes Linked tothe Common Stock of Thornburg Mortgage, Inc. Due March 22, 2008 (Filed With SEC on March 21, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Buffered Return Enhanced Notes Linked to the Nikkei 225SMIndex DueSeptember 14, 2008 (Filed With SEC on March 14, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETIC BEARISH REVERSE CONVERTIBLE NOTE DUE SEPTEMBER 10, 2007 (Filed With SEC on March 13, 2007)
- PRINCIPAL AMOUNT: $500,000 (Filed With SEC on March 13, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE FEBRUARY 23, 2010 (Filed With SEC on March 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX BASKET-LINKED NOTE DUE AUGUST 28, 2008 (Filed With SEC on March 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BASE METALS BASKET PARTICIPATION NOTE DUE MARCH 1, 2009 (Filed With SEC on March 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL BASKET NOTE DUE FEBRUARY 28, 2008 (Filed With SEC on March 1, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Principal at Risk Enhanced ParticipationNotes Linked to a Basket of Five Indices Due August 28, 2010 (Filed With SEC on February 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Principal At Risk Enhanced ParticipationNotes Linked to the S&P 500Index Due August 28, 2010 (Filed With SEC on February 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 15.3% Reverse Exchangeable Notes Linked to theCommon Stock of Smith & Wesson Holding Corporation due August 28, 2007 (Filed With SEC on February 28, 2007)
- LEHMAN BROTHERS HOLDINGS INC. 15.00% Reverse Exchangeable Notes Linked tothe Least Performing Common Stock in a Basket of Common Stocks due February 15, 2008 (Filed With SEC on February 14, 2007)
- BASESALARIES OF NAMED EXECUTIVE OFFICERS OF THE REGISTRANT (Filed With SEC on February 13, 2007)
- LEHMAN BROTHERS HOLDINGS INC. Capped Inverse ReturnLeveraged Notes Linked to the iSharesDow Jones U.S. Real Estate Index Fund Due February 13, 2009 (Filed With SEC on February 9, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I ONE-YEAR TRACKER NOTES LINKED TO THE LEHMANBROTHERS COMMODITY INDEX TOTAL RETURN DUE JANUARY 30, 2008 (Filed With SEC on February 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL NOTE DUE APRIL 2, 2007 (Filed With SEC on February 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX DIGITAL BASKET NOTE DUE JANUARY 31, 2008 (Filed With SEC on February 2, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIERSYNTHETIC REVERSE CONVERTIBLE NOTE DUE MAY 2, 2007 (Filed With SEC on February 2, 2007)
- LEHMAN BROTHERS HOLDINGSINC. Exchange Rate AdjustedAbsolute Buffer Notes Linked to a Basket of the Dow Jones EURO STOXX 50 Index, the FTSE 100 Index, the TOPIX Index and the... (Filed With SEC on January 31, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETIC REVERSECONVERTIBLE NOTE DUE JANUARY 16, 2008 (Filed With SEC on January 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I BULLISH GOLD-LINKED NOTE WITH UPPER LIMIT DUE JANUARY 16, 2008 (Filed With SEC on January 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETICREVERSE CONVERTIBLE NOTE DUE APRIL 17, 2007 (Filed With SEC on January 19, 2007)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I AUTOCALLABLE NOTE LINKED TO THE LEHMANBROTHERS COMMODITY INDEX NATURAL GAS EXCESS RETURN DUE JUNE 23, 2008 (Filed With SEC on December 28, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDE OIL-LINKED NOTE DUE DECEMBER 27, 2007 (Filed With SEC on December 28, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE JUNE 27, 2007 (Filed With SEC on December 28, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I WEDDING CAKE CRUDEOIL-LINKED NOTE DUE NOVEMBER 30, 2007 (Filed With SEC on December 4, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE MARCH 1, 2007 (Filed With SEC on December 4, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED GLOBAL CASH BASKETFX-LINKED NOTE DUE MAY 19, 2008 (Filed With SEC on November 22, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL GOLD AND SILVER RANGE NOTE DUE MARCH 1, 2007 (Filed With SEC on November 22, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I CRUDE OIL-LINKED SINGLE BARRIER SYNTHETICREVERSE CONVERTIBLE NOTE DUE NOVEMBER 23, 2007 (Filed With SEC on November 22, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I SINGLE BARRIER CRUDE OIL-LINKED RANGE NOTE DUE FEBRUARY 7, 2007 (Filed With SEC on November 13, 2006)
- LEHMAN BROTHERSHOLDINGS INC. MEDIUM-TERM NOTE,SERIES I FX RANGE NOTE DUE APRIL 27, 2007 (Filed With SEC on October 30, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I DOUBLE CONDITIONAL RANGE NOTE DUE JANUARY 25, 2007 (Filed With SEC on October 30, 2006)
- LEHMAN BROTHERS HOLDINGSINC. AND THE BANK OF NEW YORK as Trustee NINTH SUPPLEMENTALINDENTURE Dated as of October 24,2006 (Filed With SEC on October 27, 2006)
- LEHMAN BROTHERS HOLDINGSINC. 5.75% SUBORDINATED NOTE DUE 2017 (Filed With SEC on October 27, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 27, 2006 (Filed With SEC on October 2, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 27, 2006 (Filed With SEC on October 2, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I GLOBAL BASKET APPRECIATION FX-LINKED NOTE DUE SEPTEMBER 12, 2011 (Filed With SEC on September 15, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I FX RANGE NOTE DUE DECEMBER 13, 2006 (Filed With SEC on September 15, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I (FLOATING RATE) (Filed With SEC on August 30, 2006)
- LEHMAN BROTHERS HOLDINGS INC. and CITIBANK, N.A., Warrant Agent and LEHMAN BROTHERS INC., Calculation Agent WARRANT AGREEMENT dated as of August 11, 2006 4,900,000 Warrants... (Filed With SEC on August 16, 2006)
- Currency Initial Reference Currency Amount CNY 1.9935 TWD 8.2075 JPY 28.7600 SGD 0.393475 USD -1.0000 (Filed With SEC on August 16, 2006)
- Debt Securities LEHMAN BROTHERS HOLDINGSINC. FORM OF UNDERWRITING AGREEMENT (Filed With SEC on July 21, 2006)
- Debt Securities Warrants LEHMAN BROTHERS HOLDINGSINC. FORM OF UNDERWRITING AGREEMENT (Filed With SEC on July 21, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED BULLISH INR AND CNYBASKET FX-LINKED NOTE DUE JUNE 30, 2008 (Filed With SEC on July 3, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES I PRINCIPAL PROTECTED GLOBAL CASH BASKETFX-LINKED NOTE DUE DECEMBER 27, 2007 (Filed With SEC on June 29, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FLOATING RATE) (Filed With SEC on May 30, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE NOVEMBER 27, 2006 (Filed With SEC on May 30, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE NOVEMBER 19, 2007 (Filed With SEC on May 24, 2006)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESH PRINCIPAL PROTECTEDEUROPEAN BASKET FX-LINKED NOTE DUE NOVEMBER 19, 2007 (Filed With SEC on May 24, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE NOTE DUE OCTOBER 27, 2006 (Filed With SEC on May 3, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H USD/TRY FX-LINKEDDIGITAL NOTE DUE APRIL 20, 2007 (Filed With SEC on April 25, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE APRIL 24, 2008 (Filed With SEC on April 25, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H USD/BRL FX-LINKEDDIGITAL NOTE DUE APRIL 25, 2007 (Filed With SEC on April 25, 2006)
- COMPENSATIONFOR NON-MANAGEMENT DIRECTORS OF THE REGISTRANT (Filed With SEC on April 10, 2006)
- LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H PURCHASEAGREEMENT (Filed With SEC on April 4, 2006)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF RESTRICTED STOCKUNITS TO Number of Restricted Stock Units Date of Grant Restricted Stock Units (Filed With SEC on March 31, 2006)
- LEHMAN BROTHERSHOLDINGS INC. AGREEMENTEVIDENCING A GRANT OF A NON-QUALIFIEDSTOCK OPTION TO (Filed With SEC on March 31, 2006)
- LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H PURCHASEAGREEMENT (Filed With SEC on March 28, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED DIGITAL BASKET FX-LINKEDNOTE DUE MARCH 24, 2008 (Filed With SEC on March 24, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTEDTRADE BALANCE CORRECTION BASKET FX-LINKED NOTE DUE MARCH 24, 2008 (Filed With SEC on March 24, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RELATIVE VALUEFX-LINKED NOTE DUE MARCH 22, 2007 (Filed With SEC on March 24, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE MARCH 23, 2007 (Filed With SEC on March 24, 2006)
- CALCULATIONAGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND LEHMANBROTHERS INC. (Filed With SEC on March 24, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED CURRENCY APPRECIATIONBASKET FX-LINKED NOTE DUE MACH 15, 2011 (Filed With SEC on March 16, 2006)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on March 16, 2006)
- REGISTERED PRINCIPAL AMOUNT: $23,090,000 No. R-1 LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE SEPTEMBER 7, 2007 (Filed With SEC on March 10, 2006)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on March 10, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE FEBRUARY 7, 2007 (Filed With SEC on February 10, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE AUGUST 7, 2007 (Filed With SEC on February 10, 2006)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on February 10, 2006)
- CALCULATION AGENCY AGREEMENT (Filed With SEC on February 10, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX RANGE RESETTING NOTE DUE JANUARY 19, 2007 (Filed With SEC on January 23, 2006)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on January 23, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H FX DUAL CURRENCY NOTE DUE APRIL 12, 2006 (Filed With SEC on January 17, 2006)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on January 17, 2006)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED GLOBAL GROWTH BASKETFX-LINKED NOTE DUE NOVEMBER 26, 2007 (Filed With SEC on November 29, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED GLOBAL GROWTH BASKETFX-LINKED NOTE DUE OCTOBER 1, 2007 (Filed With SEC on October 4, 2005)
- CALCULATIONAGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND LEHMANBROTHERS INC. (Filed With SEC on October 4, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PRINCIPAL PROTECTED USD-ASIAN BASKETFX-LINKED NOTE DUE AUGUST 31, 2007 (Filed With SEC on September 1, 2005)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on September 1, 2005)
- LEHMAN BROTHERS HOLDINGSINC. MEDIUM-TERM NOTE, SERIESH PRINCIPALPROTECTED USD-ASIAN BASKET FX-LINKED NOTE DUE MARCH 27, 2007 (Filed With SEC on June 28, 2005)
- CALCULATION AGENCY AGREEMENT (Filed With SEC on June 28, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, A BASKET OF COMMON STOCKS OR A BASKET OF STOCK INDICES (Filed With SEC on June 21, 2005)
- LEHMANBROTHERS HOLDINGS INC. Medium-TermNotes, Series H DISTRIBUTIONAGREEMENT (Filed With SEC on May 19, 2005)
- LEHMANBROTHERS HOLDINGS INC. Lehman Notes, Series B DISTRIBUTION AGREEMENT (Filed With SEC on May 19, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FIXED RATE) (Filed With SEC on May 19, 2005)
- LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H (FLOATING RATE) (Filed With SEC on May 19, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK, A STOCK INDEX, A BASKET OF COMMON STOCKS OR A BASKET OF STOCK INDICES (Filed With SEC on May 19, 2005)
- LEHMANBROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H YEELDS YIELD ENHANCED EQUITY LINKED DEBT SECURITIES PERFORMANCE LINKED TO THE VALUE OF A COMMONSTOCK (Filed With SEC on May 19, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RANGERSSM RISK ADJUSTING EQUITY RANGE SECURITIESSM PERFORMANCE LINKED TO THE VALUE OF A COMMON STOCK (Filed With SEC on May 19, 2005)
- LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES H RANGERS PlusSM RISK ADJUSTING EQUITY RANGE SECURITIES PlusSM PERFORMANCE LINKED TO THE VALUE OF A STOCK INDEX (Filed With SEC on May 19, 2005)
- MEDIUM-TERMNOTE MASTER NOTE (Filed With SEC on May 19, 2005)
- INTERESTCALCULATION AGENCY AGREEMENT BETWEEN LEHMANBROTHERS HOLDINGS INC. AND CITIBANK, N.A. Dated as of May 18,2005 (Filed With SEC on May 19, 2005)
- CALCULATIONAGENCY AGREEMENT (Filed With SEC on May 19, 2005)
- CALCULATION AGENCY AGREEMENT (Filed With SEC on May 19, 2005)
- CALCULATION AGENCY AGREEMENT (Filed With SEC on May 19, 2005)
- CALCULATION AGENCY AGREEMENT (Filed With SEC on May 19, 2005)
- LEHMAN BROTHERS HOLDINGS INC. AND JPMORGAN CHASE BANK, N.A., as Trustee SEVENTH SUPPLEMENTAL INDENTURE Dated as of January 18, 2005 (Filed With SEC on January 18, 2005)
- LEHMAN BROTHERS HOLDINGS INC. 6.24% SUBORDINATED DEFERRABLE INTEREST DEBENTURE DUE 2054 (Filed With SEC on January 18, 2005)
- AMENDED AND RESTATED DECLARATION OF TRUST Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005 (Filed With SEC on January 18, 2005)
- CertificateEvidencing Preferred Securities of Lehman Brothers Holdings Capital Trust VI 6.24%Preferred Securities, Series N (liquidation amount $25 per Preferred Security) (Filed With SEC on January 18, 2005)
- GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005 (Filed With SEC on January 18, 2005)
- 200 RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS (Filed With SEC on December 6, 2004)
- 200 STOCK OPTION AWARD AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION (Filed With SEC on December 6, 2004)
- LEHMAN BROTHERS HOLDINGS INC. AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS TO (Filed With SEC on December 6, 2004)
- LEHMAN BROTHERS HOLDINGS INC. AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION TO (Filed With SEC on December 6, 2004)
- CERTIFICATEOF INCREASE OFTHE FLOATINGRATE CUMULATIVE PREFERRED STOCK, SERIES G ($2,500.00initial liquidation preference per share) OF LEHMANBROTHERS HOLDINGS INC.... (Filed With SEC on August 16, 2004)
- LEHMANBROTHERS HOLDINGS INC. AND JPMORGANCHASE BANK, asTrustee SIXTHSUPPLEMENTAL INDENTURE Datedas of April 22, 2004 (Filed With SEC on April 22, 2004)
- No. D-1 $412,371,150 (Filed With SEC on April 22, 2004)
- AMENDEDAND RESTATED DECLARATION OF TRUST LehmanBrothers Holdings Capital Trust V Datedas of April 22, 2004 CROSS REFERENCE TABLE* (Filed With SEC on April 22, 2004)
- Certificate No. R-1 Number of Preferred Securities: 16,000,000 (Filed With SEC on April 22, 2004)
- GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust V Dated as of April 22, 2004 CROSS REFERENCE TABLE* (Filed With SEC on April 22, 2004)
- LEHMAN BROTHERS INC., LEHMAN BROTHERS HOLDINGS INC., as Guarantor, AND J.P. MORGAN TRUST COMPANY, NATIONALASSOCIATION, (Filed With SEC on March 3, 2004)
- LEHMANBROTHERS INC., LEHMANBROTHERS HOLDINGS INC., as Guarantor, AND HSBC BANK USA, as Trustee SECOND SUPPLEMENTAL INDENTURE Dated as of February 27, 2004 (Filed With SEC on March 3, 2004)
- Lehman Brothers Holdings Inc. SUPPLEMENTAL RETIREMENT PLAN (Effective as of October 19, 1998, amended and restated effectiveDecember 10, 2003) PREAMBLE (Filed With SEC on February 26, 2004)
- LEHMANBROTHERS HOLDINGS INC. AND JPMORGANCHASE BANK, asTrustee FIFTHSUPPLEMENTAL INDENTURE Datedas of October 31, 2003 (Filed With SEC on October 31, 2003)
- LEHMANBROTHERS HOLDINGS INC. 6.375% SUBORDINATED DEFERRABLE INTEREST DEBENTURE DUE OCTOBER 2052 (Filed With SEC on October 31, 2003)
- AMENDED AND RESTATEDDECLARATION OF TRUST Lehman Brothers HoldingsCapital Trust IV Dated as ofOctober 31, 2003 CROSS REFERENCE TABLE* (Filed With SEC on October 31, 2003)
- Certificate No. R-1 Number of Preferred Securities: 12,000,000 CUSIP No. 52520B 20 6 (Filed With SEC on October 31, 2003)
- GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust IV Dated as of October 31, 2003 CROSS REFERENCE TABLE* (Filed With SEC on October 31, 2003)
- LEHMAN BROTHERS HOLDINGS INC. 1994 MANAGEMENT OWNERSHIP PLAN As amended through November 19, 2002 (Filed With SEC on February 28, 2003)
- LEHMAN BROTHERS HOLDINGS INC. 1996 MANAGEMENT OWNERSHIP PLAN As amended through November 19, 2002 (Filed With SEC on February 28, 2003)
- LEHMAN BROTHERS HOLDINGS INC. SHORT-TERM EXECUTIVE COMPENSATION PLAN As amended through February 19, 2003 (Filed With SEC on February 28, 2003)
- LEHMANBROTHERS HOLDINGS INC. EMPLOYEEINCENTIVE PLAN As amended through February 19, 2003 (Filed With SEC on February 28, 2003)
- LEHMANBROTHERS HOLDINGS INC. (Filed With SEC on February 28, 2003)