National Investment Managers Inc. Contracts & Agreements
77 Contracts & Agreements
- Business Finance (46 contracts)
- Business Operations (1)
- Human Resources (8)
- Mergers & Acquisitions (1)
- Uncategorized (21)
- AGREEMENT AND PLAN OF MERGER by and between DTE MERGER CORP. as Merger Corp, and NATIONAL INVESTMENT MANAGERS INC. as the Company Dated March 7, 2011 Table of Contents (Filed With SEC on March 8, 2011)
- THIRTEENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on March 8, 2011)
- AMENDMENT NO. 11 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on March 8, 2011)
- AGREEMENT (Filed With SEC on March 8, 2011)
- TWELFTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT (Filed With SEC on December 1, 2010)
- AMENDMENT NO. 10TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on December 1, 2010)
- NationalInvestment Managers Inc. AgreementFor Service As Lead Director (Filed With SEC on November 15, 2010)
- Descriptionof Decision on Payment of Cooke Director Fees (Filed With SEC on November 15, 2010)
- AMENDMENT NO. 9TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on August 13, 2010)
- EMPLOYMENTAGREEMENT (Filed With SEC on August 13, 2010)
- AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on August 13, 2010)
- AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on August 13, 2010)
- AMENDMENTNO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on August 13, 2010)
- ELEVENTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 4 AND ALLONGETO REVOLVING LINE OF CREDIT NOTE (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 4 AND ALLONGETO TERM PROMISSORY NOTE (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 8TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on April 30, 2010)
- AMENDMENT TO INTERCREDITORAND SUBORDINATION AGREEMENT (Filed With SEC on April 30, 2010)
- WOODSIDEAGENCY SERVICES, LLC 25 MallRoad Burlington,MA 01803 (Filed With SEC on April 30, 2010)
- WOODSIDEAGENCY SERVICES, LLC 25 MallRoad Burlington,MA 01803 (Filed With SEC on April 30, 2010)
- TERMINATIONAGREEMENT (Filed With SEC on April 30, 2010)
- WoodsideAgency Services, LLC 25 MallRoad Burlington,MA01803 (Filed With SEC on April 16, 2010)
- Exhibit4.71 WoodsideAgency Services, LLC 25 MallRoad Burlington,MA01803 November13, 2009 (Filed With SEC on November 16, 2009)
- EMPLOYMENTAGREEMENT (Filed With SEC on May 15, 2009)
- EMPLOYMENTAGREEMENT (Filed With SEC on May 15, 2009)
- AMENDMENTNO.1 AND ALLONGE TO REVOLVING LINE OF CREDIT NOTE (Filed With SEC on March 31, 2009)
- AMENDMENTNO.3 AND ALLONGE TO TERM PROMISSORY NOTE (Filed With SEC on March 31, 2009)
- AMENDMENTNO. 7 TO REVOLVING LINE OF CREDIT AND TERMLOAN AGREEMENT (Filed With SEC on March 31, 2009)
- AMENDMENTNO. 7 TO INTERCREDITOR AND SUBORDINATION AGREEMENT (Filed With SEC on March 31, 2009)
- AMENDMENTNO. 6 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on March 31, 2009)
- STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., THE PENSION GROUP, INC., PETER R. STEPHAN, individually and as Trustee of The Stephan Family Trust Dated... (Filed With SEC on December 3, 2008)
- AGREEMENT (Filed With SEC on November 14, 2008)
- STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., PENSION TECHNICAL SERVICES, INC., RALPH W. SHAW, individually, and EILEEN A. BALDWIN-SHAW, individually... (Filed With SEC on November 14, 2008)
- PROMISSORY NOTE (Filed With SEC on November 14, 2008)
- PROMISSORY NOTE (Filed With SEC on November 14, 2008)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 14, 2008)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 14, 2008)
- WOODSIDE CAPITAL PARTNERS V, LLC WOODSIDE CAPITAL PARTNERS V QP, LLC WOODSIDE CAPITAL PARTNERS IV, LLC WOODSIDE CAPITAL PARTNERS IV QP, LLC 25 Mall Road Burlington, MA 01803 (Filed With SEC on November 7, 2008)
- WOODSIDE CAPITAL PARTNERS V, LLC WOODSIDE CAPITAL PARTNERS V QP, LLC 25 Mall Road Burlington, MA 01803 (Filed With SEC on November 7, 2008)
- STOCK TRANSFER AGREEMENT (Filed With SEC on November 7, 2008)
- AMENDMENT NO. 4 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on August 14, 2008)
- AMENDMENT NO. 4 TO INTERCREDITOR AND SUBORDINATION AGREEMENT (Filed With SEC on August 14, 2008)
- ADDENDUM to EMPLOYMENT AGREEMENT (Filed With SEC on August 14, 2008)
- SETTLEMENT AGREEMENT AND RELEASE (Filed With SEC on May 15, 2008)
- PROMISSORY NOTE (Filed With SEC on May 15, 2008)
- PROMISSORY NOTE (Filed With SEC on May 15, 2008)
- AMENDMENT NO. 1 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on April 8, 2008)
- CONSENT AND AMENDMENT NO. 1 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on April 8, 2008)
- STOCK PURCHASE AGREEMENT AMONG NATIONAL INVESTMENT MANAGERS INC., CALIFORNIA INVESTMENT ANNUITY SALES, INC., RICHARD L. KAPLAN AND HANA E. KAPLAN INTER VIVOS TRUST AGREEMENT DATED... (Filed With SEC on April 8, 2008)
- EMPLOYMENT AGREEMENT (Filed With SEC on April 8, 2008)
- CONSULTING AGREEMENT (Filed With SEC on April 8, 2008)
- NON-DISCLOSURE AND NON-SOLICITATION AGREEMENT (Filed With SEC on April 8, 2008)
- NON-DISCLOSURE AND NON-SOLICITATION AGREEMENT (Filed With SEC on April 8, 2008)
- PROMISSORY NOTE $475,000.00 Dublin, Ohio April 3, 2008 (Filed With SEC on April 8, 2008)
- PROMISSORY NOTE (Filed With SEC on April 8, 2008)
- REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on December 4, 2007)
- REVOLVING LINE OF CREDIT NOTE (Filed With SEC on December 4, 2007)
- TERM PROMISSORY NOTE (Filed With SEC on December 4, 2007)
- STOCK PLEDGE AGREEMENT (Filed With SEC on December 4, 2007)
- SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- STOCK PLEDGE AGREEMENT (Filed With SEC on December 4, 2007)
- SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- GUARANTY (Filed With SEC on December 4, 2007)
- SECURITIESPURCHASEANDLOANAGREEMENT National Investment Managers Inc. 485 Metro Place South, Suite 275 Dublin, Ohio 43017 (Filed With SEC on December 4, 2007)
- Senior Secured Note due January 31, 2011 (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- REGISTRATIONRIGHTSAGREEMENT (Filed With SEC on December 4, 2007)
- CONTINGENT INTEREST PAYMENT AGREEMENT (Filed With SEC on December 4, 2007)
- FEE AGREEMENT (Filed With SEC on December 4, 2007)
- SECURITIES PLEDGE AGREEMENT (Filed With SEC on December 4, 2007)
- SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- GUARANTY (Filed With SEC on December 4, 2007)
- SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 4, 2007)
- AGREEMENT (Filed With SEC on December 4, 2007)
- SUBSCRIPTION AGREEMENT (Filed With SEC on November 14, 2005)