National Investment Managers Inc. Business Finance Contracts & Agreements
46 Contracts & Agreements
- Credit Agreements (6 contracts)
- Guaranty Agreements (2)
- Investment Agreements (1)
- Loan Agreements (7)
- Note Agreements (10)
- Pledge Agreements (1)
- Purchase Agreements (4)
- Security Agreements (3)
- Stock Agreements (8)
- Subordination Agreement (3)
- Subscription Agreements (1)
- AMENDMENT NO. 11 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on March 8, 2011)
- THIRTEENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on March 8, 2011)
- AMENDMENT NO. 10TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on December 1, 2010)
- TWELFTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT (Filed With SEC on December 1, 2010)
- AMENDMENT NO. 9TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on August 13, 2010)
- AMENDMENT TO INTERCREDITORAND SUBORDINATION AGREEMENT (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 8TO SECURITIES PURCHASE AND LOANAGREEMENT (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 4 AND ALLONGETO TERM PROMISSORY NOTE (Filed With SEC on April 30, 2010)
- AMENDMENT NO. 4 AND ALLONGETO REVOLVING LINE OF CREDIT NOTE (Filed With SEC on April 30, 2010)
- ELEVENTH AMENDMENT TOREVOLVING LINE OF CREDIT AND TERM LOANAGREEMENT (Filed With SEC on April 30, 2010)
- AMENDMENTNO. 6 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on March 31, 2009)
- AMENDMENTNO. 7 TO INTERCREDITOR AND SUBORDINATION AGREEMENT (Filed With SEC on March 31, 2009)
- AMENDMENTNO. 7 TO REVOLVING LINE OF CREDIT AND TERMLOAN AGREEMENT (Filed With SEC on March 31, 2009)
- AMENDMENTNO.3 AND ALLONGE TO TERM PROMISSORY NOTE (Filed With SEC on March 31, 2009)
- AMENDMENTNO.1 AND ALLONGE TO REVOLVING LINE OF CREDIT NOTE (Filed With SEC on March 31, 2009)
- STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., THE PENSION GROUP, INC., PETER R. STEPHAN, individually and as Trustee of The Stephan Family Trust Dated... (Filed With SEC on December 3, 2008)
- PROMISSORY NOTE (Filed With SEC on November 14, 2008)
- PROMISSORY NOTE (Filed With SEC on November 14, 2008)
- STOCK PURCHASE AGREEMENT by and among NATIONAL INVESTMENT MANAGERS INC., PENSION TECHNICAL SERVICES, INC., RALPH W. SHAW, individually, and EILEEN A. BALDWIN-SHAW, individually... (Filed With SEC on November 14, 2008)
- AMENDMENT NO. 4 TO INTERCREDITOR AND SUBORDINATION AGREEMENT (Filed With SEC on August 14, 2008)
- AMENDMENT NO. 4 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on August 14, 2008)
- PROMISSORY NOTE (Filed With SEC on May 15, 2008)
- PROMISSORY NOTE (Filed With SEC on May 15, 2008)
- PROMISSORY NOTE (Filed With SEC on April 8, 2008)
- PROMISSORY NOTE $475,000.00 Dublin, Ohio April 3, 2008 (Filed With SEC on April 8, 2008)
- STOCK PURCHASE AGREEMENT AMONG NATIONAL INVESTMENT MANAGERS INC., CALIFORNIA INVESTMENT ANNUITY SALES, INC., RICHARD L. KAPLAN AND HANA E. KAPLAN INTER VIVOS TRUST AGREEMENT DATED... (Filed With SEC on April 8, 2008)
- CONSENT AND AMENDMENT NO. 1 TO SECURITIES PURCHASE AND LOAN AGREEMENT (Filed With SEC on April 8, 2008)
- AMENDMENT NO. 1 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT (Filed With SEC on April 8, 2008)
- SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 4, 2007)
- GUARANTY (Filed With SEC on December 4, 2007)
- SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- SECURITIES PLEDGE AGREEMENT (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- Right to Purchase [_____] Shares of Common Stock Of National Investment Managers Inc. (Filed With SEC on December 4, 2007)
- Senior Secured Note due January 31, 2011 (Filed With SEC on December 4, 2007)
- SECURITIESPURCHASEANDLOANAGREEMENT National Investment Managers Inc. 485 Metro Place South, Suite 275 Dublin, Ohio 43017 (Filed With SEC on December 4, 2007)
- GUARANTY (Filed With SEC on December 4, 2007)
- SECURITY AGREEMENT (Filed With SEC on December 4, 2007)
- STOCK PLEDGE AGREEMENT (Filed With SEC on December 4, 2007)
