Ameriprise Financial Contracts & Agreements

94 Contracts & Agreements
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Underwriting Agreement for Ameriprise Financial, Inc. 5.200% Senior Notes Due 2035 with Goldman Sachs, Barclays, and Wells Fargo
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2025
Ameriprise Financial, Inc. 5.200% Senior Note Due 2035 (Indenture with U.S. Bank Trust Company, N.A.)
Note Agreements
Ameriprise Financial
Capital Markets
2025
Ameriprise Financial Performance Share Unit Award Certificate (____-____ Performance Period)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Performance Cash Unit Award Certificate (____-____ Performance Period)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Performance Share Unit Award Certificate (2024-2026)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Restricted Stock Award Certificate under 2023 Long-Term Incentive Program
Equity Distribution Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Restricted Stock Unit (RSU) Award Certificate under 2023 Long-Term Incentive Plan
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Nonqualified Stock Option Award Certificate (2023)
Warrant Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to Ameriprise Financial Annual Incentive Award Plan (Recoupment and Clawback Provisions)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to Ameriprise Financial Senior Executive Severance Plan
Severance Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial, Inc. $600,000,000 5.700% Senior Notes Due 2028 Underwriting Agreement with Citigroup, BofA, and J.P. Morgan
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2023
Ameriprise Financial, Inc. 5.700% Senior Note Due 2028 Issued Under Indenture with U.S. Bank Trust Company
Note Agreements
Ameriprise Financial
Capital Markets
2023
Ameriprise Financial 2005 Incentive Compensation Plan (Amended and Restated as of April 26, 2023)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2023
Ameriprise Financial, Inc. 5.150% Senior Notes Due 2033 Underwriting Agreement with Goldman Sachs, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2023
Ameriprise Financial, Inc. 5.150% Senior Note Due 2033
Note Agreements
Ameriprise Financial
Capital Markets
2023
Ameriprise Financial, Inc. $500,000,000 4.500% Senior Notes Due 2032 Underwriting Agreement with BofA Securities, Citigroup, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2022
Ameriprise Financial, Inc. 4.500% Senior Note Due 2032 (Indenture: U.S. Bank Trust Company, N.A.)
Note Agreements
Ameriprise Financial
Capital Markets
2022
Ameriprise Financial, Inc. 3.000% Senior Notes Due 2025 Underwriting Agreement with BofA Securities, Credit Suisse, Goldman Sachs, and HSBC
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2020
Ameriprise Financial, Inc. 3.000% Senior Note Due 2025 Issued to CEDE & Co.
Note Agreements
Ameriprise Financial
Capital Markets
2020
Description of Capital Stock and Shareholder Rights of Ameriprise Financial, Inc.
Stock Agreements
Ameriprise Financial
Capital Markets
2020
Ameriprise Financial, Inc. 3.000% Senior Note Due 2022 (Form of Note)
Note Agreements
Ameriprise Financial
Capital Markets
2019
Underwriting Agreement for Ameriprise Financial, Inc. 3.000% Senior Notes Due 2022 with Citigroup, Goldman Sachs, J.P. Morgan, and Merrill Lynch
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2019
Ameriprise Financial, Inc. Performance Cash Unit Plan Supplement to Long-Term Incentive Award Program Guide (March 2018)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2019
Amended and Restated Ameriprise Financial 2008 Employment Incentive Equity Award Plan (Effective November 20, 2018)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2019
Ameriprise Financial Annual Incentive Award Plan (As Amended and Restated Effective January 1, 2009)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2018
Ameriprise Financial Supplemental Retirement Plan (Amended and Restated as of October 3, 2017)
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2018
Underwriting Agreement for Ameriprise Financial, Inc. 2.875% Senior Notes Due 2026
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2016
Ameriprise Financial, Inc. 2.875% Senior Note Due 2026 (Form of Note)
Note Agreements
Ameriprise Financial
Capital Markets
2016
Ameriprise Financial Performance Cash Unit Award Certificate for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2016
Ameriprise Financial Performance Share Unit Award Certificate for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2016
Ameriprise Advisor Group Deferred Compensation Plan (Effective January 1, 2016)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2016
First Amendment to Ameriprise Financial 2008 Employment Incentive Equity Award Plan
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2015
Ameriprise Financial Deferred Share Plan for Outside Directors (Amended and Restated December 3, 2014)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2015
Second Amendment to Ameriprise Advisor Group Deferred Compensation Plan
Compensation Agreements
Ameriprise Financial
Capital Markets
2014
Third Amendment to Ameriprise Advisor Group Deferred Compensation Plan
Modification Agreements
Ameriprise Financial
Capital Markets
2014
Ameriprise Financial, Inc. $550,000,000 3.700% Senior Notes Due 2024 Underwriting Agreement with Barclays, HSBC, and J.P. Morgan
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2014
Ameriprise Financial, Inc. 3.700% Senior Note Due 2024 (Indenture: U.S. Bank National Association)
Note Agreements
Ameriprise Financial
Capital Markets
2014
First Amendment to Ameriprise Advisor Group Deferred Compensation Plan
Compensation Agreements
Ameriprise Financial
Capital Markets
2014
Ameriprise Financial, Inc. 4.00% Senior Notes Due 2023 Underwriting Agreement with Credit Suisse, Goldman Sachs, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2013
Ameriprise Financial, Inc. 4.00% Senior Note Due 2023 Issued to CEDE & Co.
Note Agreements
Ameriprise Financial
Capital Markets
2013
Ameriprise Financial, Inc. $600,000,000 4.00% Senior Notes Due 2023 Underwriting Agreement with Credit Suisse, Goldman Sachs, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2013
Ameriprise Financial, Inc. 4.00% Senior Note Due 2023 Issued Under Indenture with U.S. Bank National Association
Note Agreements
Ameriprise Financial
Capital Markets
2013
Ameriprise Advisor Group Deferred Compensation Plan (Effective January 1, 2012)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2013
Amendment No. 1 to Credit Agreement among Ameriprise Financial, Inc., Wells Fargo Bank, and Lenders
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2012
Indemnification Agreement between Ameriprise Financial, Inc. and Indemnitee
Indemnification Agreements
Ameriprise Financial
Capital Markets
DE
2012
Ameriprise Financial Deferred Compensation Plan (As Amended and Restated Effective January 1, 2012)
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2012
Ameriprise Financial Deferred Share Plan for Outside Directors (Amended and Restated Effective July 1, 2011)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2012
Ameriprise Financial Senior Executive Severance Plan (Amended and Restated Effective January 1, 2012)
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2012
Amendment No. 1 to Credit Agreement among Ameriprise Financial, Inc., Wells Fargo Bank, N.A., and Lenders
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2011
Ameriprise Financial, Inc. Performance Cash Unit Plan Supplement to Long-Term Incentive Award Program Guide (March 2011)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial Performance Cash Unit Award Certificate (2011–2013) for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial, Inc. Performance Share Unit Plan Supplement to Long-Term Incentive Award Program Guide (March 2011)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial Performance Share Unit Award Certificate (2011-2013) for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial, Inc. Performance Cash Unit Plan Supplement to Long-Term Incentive Award Program Guide (February 2011)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial Performance Cash Unit Award Certificate (2011-2013) for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial, Inc. Performance Share Unit Plan Supplement to Long-Term Incentive Award Program Guide (February 2011)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial Performance Share Unit Award Certificate (2011-2013) for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
Ameriprise Financial Deferred Compensation Plan (As Amended and Restated Effective April 1, 2010)
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2010
Ameriprise Financial Supplemental Retirement Plan (As Amended and Restated Effective April 1, 2010)
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2010
Ameriprise Financial, Inc. $750,000,000 5.30% Senior Notes Due 2020 Underwriting Agreement with Goldman Sachs, Credit Suisse, and Morgan Stanley
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2010
Ameriprise Financial, Inc. 5.30% Senior Note Due 2020 (Indenture: U.S. Bank National Association)
Note Agreements
Ameriprise Financial
Capital Markets
2010
Ameriprise Financial Supplemental Retirement Plan (As Amended and Restated Effective January 1, 2010)
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2010
Ameriprise Financial Senior Executive Severance Plan (Amended and Restated, December 10, 2009)
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2010
Ameriprise Advisor Group Deferred Compensation Plan (Effective January 1, 2010)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2010
Ameriprise Financial, Inc. Underwriting Agreement for 36,000,000 Shares of Common Stock with J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2009
Ameriprise Financial, Inc. 7.30% Senior Notes Due 2019 Underwriting Agreement with J.P. Morgan Securities Inc. and UBS Securities LLC
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2009
Ameriprise Financial, Inc. 7.30% Senior Note Due 2019 Issued to CEDE & Co.
Note Agreements
Ameriprise Financial
Capital Markets
2009
Ameriprise Financial, Inc. 7.75% Senior Note Due 2039 Issued to CEDE & Co.
Note Agreements
Ameriprise Financial
Capital Markets
2009
Ameriprise Financial, Inc. 7.75% Senior Notes Due 2039 Underwriting Agreement with Banc of America Securities LLC, Citigroup Global Markets Inc., UBS Securities LLC, and Wachovia...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2009
Ameriprise Financial Deferred Compensation Plan (As Amended and Restated Effective January 1, 2009)
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2009
Ameriprise Financial Supplemental Retirement Plan (Amended and Restated as of January 1, 2009)
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2009
Ameriprise Financial Deferred Share Plan for Outside Directors (Amended and Restated as of January 1, 2009)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2009
Ameriprise Financial Senior Executive Severance Plan (Amended and Restated Effective January 1, 2009)
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2009
Capital Support Agreement between Ameriprise Financial, Inc. and Ameriprise Certificate Company (March 2, 2009)
Funding Agreements
Ameriprise Financial
Capital Markets
DE
2009
Ameriprise Financial Deferred Equity Program for Independent Financial Advisors (as Amended and Restated April 23, 2008)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2008
Ameriprise Financial Deferred Compensation Plan (As Amended and Restated Effective January 1, 2007)
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2008
Ameriprise Financial, Inc. 2007 Long-Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2008
Ameriprise Financial Supplemental Retirement Plan (Restated as Amended Through January 1, 2007)
Retirement Agreements
Ameriprise Financial
Capital Markets
2007
Ameriprise Financial Senior Executive Severance Plan (Amended and Restated as of November 14, 2005)
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2006
Ameriprise Financial Deferred Equity Program for Independent Financial Advisors (Effective September 30, 2005)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2006
Ameriprise Financial Annual Incentive Award Plan (Effective September 30, 2005)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2006
Indemnification Agreement between Ameriprise Financial, Inc. and Indemnitee (2006)
Indemnification Agreements
Ameriprise Financial
Capital Markets
DE
2006
Credit Agreement among Ameriprise Financial, Inc. and Lenders (Wells Fargo, Citibank, Bank of America, HSBC, Wachovia) dated September 30, 2005
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2006
Transition Services Agreement between American Express Company and Ameriprise Financial, Inc.
Transition Agreements
Ameriprise Financial
Capital Markets
NY
2005
Tax Allocation Agreement between American Express Company and Ameriprise Financial, Inc. (September 30, 2005)
Ameriprise Financial
Capital Markets
MN
2005
Employee Benefits Agreement between American Express Company and Ameriprise Financial, Inc. (September 30, 2005)
Separation Agreements
Ameriprise Financial
Capital Markets
NY
2005
Ameriprise Financial Non-Qualified Stock Option Award Certificate for Employee
Warrant Agreements
Ameriprise Financial
Capital Markets
2005
Ameriprise Financial Restricted Stock Award Certificate for Employees
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2005
Ameriprise Financial Restricted Stock Unit Award Certificate for Employee
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2005
Ameriprise Financial Cash Incentive Award Agreement for Employees
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2005
Ameriprise Financial Long-Term Incentive Award Program Guide under 2005 Incentive Compensation Plan
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2005
Ameriprise Financial Deferred Share Plan for Outside Directors (Effective September 30, 2005)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2005
Separation and Distribution Agreement between American Express Company and Ameriprise Financial, Inc. (August 24, 2005)
Separation Agreements
Ameriprise Financial
Capital Markets
NY
2005
Ameriprise Financial CEO Spin-Off Compensation Letter Agreement with James Cracchiolo (August 9, 2005)
Compensation Agreements
Ameriprise Financial
Capital Markets
2005