Ameriprise Financial Contracts & Agreements

98 Contracts & Agreements
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Filed
Form of 5.200% Senior Note due 2035
Note Agreements
Ameriprise Financial
Capital Markets
2025
Underwriting Agreement, dated February 25, 2025, among the Company and Goldman Sachs & Co. LLC, Barclays Capital Inc. and Wells Fargo Securities, LLC, as representatives of the...
Underwriting Agreements
Ameriprise Financial
Capital Markets
2025
Ameriprise Financial Form of Award Certificate - EMEA Performance Share Unit Plan Award (for grants after April 26, 2023)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Form of Award Certificate - Performance Cash Unit Plan Award (for grants after April 26, 2023)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Form of Award Certificate - Performance Share Unit Plan Award (for grants after April 26, 2023)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Form of Award Certificate - Restricted Stock Award (for grants after April 26, 2023)
Stock Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Form of Award Certificate - Restricted Stock Unit Award (for grants after April 26, 2023)
Stock Agreements
Ameriprise Financial
Capital Markets
2024
Ameriprise Financial Form of Award Certificate - Non-Qualified Stock Option Award (for grants after April 26, 2023)
Stock Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to the Ameriprise Financial Annual Incentive Award Plan, as amended and restated as of January 1, 2009
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to the Ameriprise Financial Senior Executive Severance Plan
Severance Agreements
Ameriprise Financial
Capital Markets
2024
Underwriting Agreement, dated November 7, 2023, among the Company and Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2023
Form of 5.700% Senior Note due 2028
Note Agreements
Ameriprise Financial
Capital Markets
2023
Ameriprise Financial 2005 Incentive Compensation Plan, as amended and restated
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
MN
2023
Underwriting Agreement, dated March 6, 2023, among the Company and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2023
Form of 5.150% Senior Note due 2033
Note Agreements
Ameriprise Financial
Capital Markets
2023
Underwriting Agreement, dated May 10, 2022, among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC,...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2022
Form of 4.500% Senior Note due 2032
Note Agreements
Ameriprise Financial
Capital Markets
2022
Ameriprise Financial Long-Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2022
Ameriprise Financial Performance Share Unit Plan Supplement to the Long-Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2022
Ameriprise Financial Performance Cash Unit Plan Supplement to the Long Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2022
Form of Deferred Stock Unit Award - Threadneedle Deferral Plan
Stock Agreements
Ameriprise Financial
Capital Markets
2022
Threadneedle Deferral Plan (as amended and restated effective January 1, 2018)
Ameriprise Financial
Capital Markets
2022
First Amendment to the Threadneedle Deferral Plan (effective December 6, 2018)
Ameriprise Financial
Capital Markets
2022
Deferred Stock Unit Award Certificate - Threadneedle Deferral Plan
Stock Agreements
Ameriprise Financial
Capital Markets
2022
Ameriprise Financial 2007 Long-Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2021
Form of 3.000% Senior Note due 2025
Note Agreements
Ameriprise Financial
Capital Markets
2020
Underwriting Agreement, dated March 31, 2020, among the Company and BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC and HSBC Securities (USA)...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2020
Description of Securities
Ameriprise Financial
Capital Markets
2020
Form of 3.000% Senior Note due 2022
Note Agreements
Ameriprise Financial
Capital Markets
2019
Underwriting Agreement, dated March 12, 2019, among the Company and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Merrill Lynch, Pierce,...
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2019
Ameriprise Financial 2008 Employment Incentive Equity Award Plan, as amended and restated effective November 20, 2018
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2019
Ameriprise Financial Performance Cash Unit Plan Supplement to the Long Term Incentive Award Program Guide
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2019
Ameriprise Financial Annual Incentive Award Plan, as amended and restated as of January 1, 2009
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2018
Ameriprise Financial Supplemental Retirement Plan, as amended and restated effective October 3, 2017
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2018
AMERIPRISE FINANCIAL, INC. 2.875% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2016
AMERIPRISE FINANCIAL, INC. 2.875% Senior Note due 2026
Note Agreements
Ameriprise Financial
Capital Markets
2016
AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (____-____ Performance Period)
Ameriprise Financial
Capital Markets
2016
AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (____-____Performance Period)
Stock Agreements
Ameriprise Financial
Capital Markets
2016
AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2016 TABLE OF CONTENTS
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2016
FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL 2008 EMPLOYMENT INCENTIVE EQUITY AWARD PLAN
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2015
AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As Amended and Restated Effective December 3, 2014 AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As...
Stock Agreements
Ameriprise Financial
Capital Markets
MN
2015
SECOND AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN
Compensation Agreements
Ameriprise Financial
Capital Markets
2014
THIRD AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN
Compensation Agreements
Ameriprise Financial
Capital Markets
2014
AMERIPRISE FINANCIAL, INC. 3.700% Senior Note due 2024
Note Agreements
Ameriprise Financial
Capital Markets
2014
AMERIPRISE FINANCIAL, INC. 3.700% SENIOR NOTES DUE 2024 UNDERWRITING AGREEMENT
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2014
FIRST AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN
Compensation Agreements
Ameriprise Financial
Capital Markets
2014
AMERIPRISE FINANCIAL, INC. 4.00% SENIOR NOTES DUE 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2013
AMERIPRISE FINANCIAL, INC. 4.00% Senior Note due 2023
Note Agreements
Ameriprise Financial
Capital Markets
2013
AMERIPRISE FINANCIAL, INC. 4.00% SENIOR NOTES DUE 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2013
AMERIPRISE FINANCIAL, INC. 4.00% Senior Note due 2023
Note Agreements
Ameriprise Financial
Capital Markets
2013
AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2012
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2013
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2012
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Ameriprise Financial
Capital Markets
DE
2012
AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1, 2012
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2012
AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As Amended and Restated Effective July 1, 2011
Stock Agreements
Ameriprise Financial
Capital Markets
MN
2012
AMERIPRISE FINANCIAL DEFERRED COMPENSATION PLAN As Amended and Restated Effective January 1, 2012
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2012
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2011
TABLE OF CONTENTS
Ameriprise Financial
Capital Markets
2011
AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (2011-2013 Performance Period)
Ameriprise Financial
Capital Markets
2011
TABLE OF CONTENTS
Ameriprise Financial
Capital Markets
2011
AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (2011-2013 Performance Period)
Stock Agreements
Ameriprise Financial
Capital Markets
2011
TABLE OF CONTENTS
Ameriprise Financial
Capital Markets
2011
AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (2011-2013 Award Period)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
TABLE OF CONTENTS
Ameriprise Financial
Capital Markets
2011
AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (2011-2013 Award Period)
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2011
AMERIPRISE FINANCIAL DEFERRED COMPENSATION PLAN As Amended and Restated Effective April 1, 2010
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2010
AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amended and Restated Effective April 1, 2010
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2010
AMERIPRISE FINANCIAL, INC. 5.30% Senior Note due 2020
Note Agreements
Ameriprise Financial
Capital Markets
2010
AMERIPRISE FINANCIAL, INC. 5.30% SENIOR NOTES DUE 2020 UNDERWRITINGAGREEMENT
Note Agreements
Ameriprise Financial
Capital Markets
NY
2010
AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective December 10, 2009
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2010
AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amended and Restated Effective January 1, 2010
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2010
AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2010
Compensation Agreements
Ameriprise Financial
Capital Markets
MN
2010
AMERIPRISE FINANCIAL, INC. 36,000,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT June 11,2009
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2009
AMERIPRISE FINANCIAL, INC. 7.30% SENIOR NOTES DUE 2019 UNDERWRITING AGREEMENT June 3,2009
Underwriting Agreements
Ameriprise Financial
Capital Markets
NY
2009
AMERIPRISE FINANCIAL, INC. 7.30% Senior Note due 2019
Note Agreements
Ameriprise Financial
Capital Markets
2009
AMERIPRISE FINANCIAL, INC. 7.75% Senior Note due 2039
Note Agreements
Ameriprise Financial
Capital Markets
2009
AMERIPRISEFINANCIAL, INC. 7.75%SENIOR NOTES DUE 2039 UNDERWRITINGAGREEMENT May 27, 2009
Note Agreements
Ameriprise Financial
Capital Markets
NY
2009
CAPITALSUPPORT AGREEMENT
Ameriprise Financial
Capital Markets
DE
2009
AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1,2009
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2009
AMERIPRISEFINANCIAL DEFERRED SHAREPLAN FOR OUTSIDE DIRECTORS AsAmended and Restated Effective January 1, 2009
Ameriprise Financial
Capital Markets
MN
2009
AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amendedand Restated Effective January 1, 2009
Retirement Agreements
Ameriprise Financial
Capital Markets
MN
2009
AMERIPRISEFINANCIAL DEFERREDCOMPENSATION PLAN AsAmended and Restated Effective January 1, 2009
Ameriprise Financial
Capital Markets
MN
2009
AMERIPRISEFINANCIAL DEFERREDEQUITY PROGRAM FORINDEPENDENT FINANCIAL ADVISORS AsAmended and Restated Effective April 23, 2008
Ameriprise Financial
Capital Markets
MN
2008
Table of Contents Long-Term Incentive Award Program Guide Information regarding awards granted beginning January 1, 2007.
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2008
AMERIPRISEFINANCIAL DEFERREDCOMPENSATION PLAN AsAmended and Restated Effective January 1, 2007
Ameriprise Financial
Capital Markets
MN
2008
AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN Restated as AmendedThrough January 1, 2007
Retirement Agreements
Ameriprise Financial
Capital Markets
2007
AMERIPRISEFINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN Amended andRestated as of November 14, 2005
Severance Agreements
Ameriprise Financial
Capital Markets
NY
2006
CREDIT AGREEMENT DATED ASOF SEPTEMBER 30, 2005 AMONG AMERIPRISEFINANCIAL, INC., as Borrower, THELENDERS LISTED HEREIN, as Lenders, WELLSFARGO BANK, NATIONAL ASSOCIATION, as...
Credit Agreements
Ameriprise Financial
Capital Markets
NY
2006
INDEMNIFICATIONAGREEMENT
Ameriprise Financial
Capital Markets
DE
2006
AMERIPRISE FINANCIAL ANNUAL INCENTIVE AWARD PLAN (Adopted effective as of September 30,2005) ARTICLE I PURPOSE
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2006
AMERIPRISE FINANCIAL DEFERRED EQUITY PROGRAM FOR INDEPENDENT FINANCIAL ADVISORS Adopted effective as of September 30, 2005
Ameriprise Financial
Capital Markets
MN
2006
AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS Adopted effective as of September 30, 2005
Stock Agreements
Ameriprise Financial
Capital Markets
MN
2005
Ameriprise Financial Long-Term Incentive Award ProgramGuide Introduction LTIAProgram AmeripriseFinancial 2005 Incentive Compensation Plan Stock-BasedAward Types RestrictedStock...
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
2005
AMERIPRISE FINANCIAL FORM OF AGREEMENT for Name of Employee CASH INCENTIVE AWARD for the
Bonus & Incentive Agreements
Ameriprise Financial
Capital Markets
NY
2005
AMERIPRISE FINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee RESTRICTED STOCK UNIT AWARD (RSU)1
Stock Agreements
Ameriprise Financial
Capital Markets
2005
AMERIPRISE FINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee RESTRICTED STOCK AWARD (RSA)1
Stock Agreements
Ameriprise Financial
Capital Markets
2005
AMERIPRISEFINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee NON-QUALIFIED STOCK OPTION AWARD (NQSO)
Stock Agreements
Ameriprise Financial
Capital Markets
2005
EMPLOYEE BENEFITSAGREEMENT BY AND BETWEEN AMERICAN EXPRESSCOMPANY AND AMERIPRISEFINANCIAL, INC. DATED AS OF SEPTEMBER 30, 2005
Ameriprise Financial
Capital Markets
NY
2005