NATIONAL HOLDINGS CORP Contracts & Agreements

133 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Agreement and Plan of Merger among B. Riley Financial, Inc., B. Riley Principal Merger Corp. III, and National Holdings Corporation (January 10, 2021)
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2021
Description of Securities Registered Under Section 12 of the Exchange Act – National Holdings Corporation
Equity Distribution Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2020
Promissory Note for Paycheck Protection Program Loan between National Securities Corporation and Axos Bank
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NV
2020
Promissory Note for Paycheck Protection Program Loan between Winslow Evans & Crocker, Inc. and Axos Bank
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NV
2020
Stock Purchase Agreement among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope, and National Holdings Corporation dated February 7, 2020
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2020
Amendment No. 1 to Stock Purchase Agreement by and among Daniel Santanello, Robert B. Maloney, and National Holdings Corporation
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Stock Purchase Agreement among Sellers, Daniel Santanello, Robert Maloney, and National Holdings Corporation dated August 26, 2019
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2019
National Holdings Corporation 2013 Omnibus Incentive Plan Nonqualified Stock Option Agreement
Bonus & Incentive Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
National Holdings Corporation 2013 Omnibus Incentive Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
Amended and Restated Warrant Agreement among National Holdings Corporation and Computershare Inc.
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
Asset Purchase Agreement by and among National Holdings Corporation and The Williams Financial Group, Inc. and Affiliates (March 10, 2017)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2017
Warrant Agreement between National Holdings Corporation and Computershare Inc. (December 13, 2016)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
Amendment No. 1 to Agreement and Plan of Merger among National Holdings Corporation, Fortress Biotech, Inc., and FBIO Acquisition, Inc.
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
Agreement and Plan of Merger among National Holdings Corporation, Fortress Biotech, Inc., and FBIO Acquisition, Inc.
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
Stockholder Rights Agreement between National Holdings Corporation and FBIO Acquisition, Inc. (April 27, 2016)
Investor Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2016
Support and Voting Agreement among Fortress Biotech, FBIO Acquisition, Stockholder, and Company (April 27, 2016)
Voting Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
Voting Agreement Among Fortress Biotech, FBIO Acquisition, Stockholder, and Company (April 27, 2016)
Voting Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
National Holdings Corporation Nonqualified Inducement Stock Option Grant Agreement with Glenn C. Worman
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2015
National Holdings Corporation Nonqualified Inducement Stock Option Agreement with Employee (180,000 Shares)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2015
Amendment to Stock Option Agreement and Compensation Plan between National Holdings Corporation and Mark Klein
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2014
Supplemental Release Agreement between Mark D. Klein and National Holdings Corporation
Release Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2014
Securities Purchase Agreement between National Holdings Corporation and Purchasers (January 24, 2013)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
Registration Rights Agreement between National Holdings Corporation and Investors (January 24, 2013)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
Conversion and Exchange Agreement between National Holdings Corporation and Series D Preferred Stock Holders
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
Conversion and Exchange Agreement between National Holdings Corporation and National Securities Growth Partners LLC (2013)
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
Warrant Exchange Agreement between National Holdings Corporation and Warrant Holders (January 24, 2013)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
Extension Agreement for $3,000,000 Senior Subordinated Convertible Promissory Note between St. Cloud Capital Partners II, LP and National Holdings Corporation
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
6% Convertible Subordinated Promissory Note between National Holdings Corporation and National Securities Growth Partners LLC
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
6% Convertible Subordinated Promissory Note between National Holdings Corporation and National Securities Growth Partners LLC (April 4, 2012)
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
National Holdings Corporation Series E-2012-1B Warrant to Purchase Common Stock (National Securities Growth Partners LLC)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
Securities Purchase Agreement between National Holdings Corporation and Purchaser (March 30, 2012)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
Registration Rights Agreement between National Holdings Corporation and National Securities Growth Partners LLC (March 30, 2012)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
Joint Venture Interest Transfer and Dissolution Agreement between National Holdings Corporation and Opus Point Partners, LLC
Joint Venture Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
Amendment No. 1 to Placement Agency Agreement among TG Therapeutics, Manhattan Pharmaceuticals, OPN Capital Markets, and National Securities Corporation
Agency Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
National Holdings Corporation Form of Warrant Agreement (February 4, 2011)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
Registration Rights Agreement between National Holdings Corporation and Investors (February 4, 2011)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
OPN Joint Venture Limited Liability Company Operating Agreement between National Holdings Corporation and Opus Point Partners, LLC
Limited Liability Company Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2011
National Holdings Corporation Form of Investor Warrant Agreement
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
Registration Rights Agreement between National Holdings Corporation and Investors (December 13, 2010)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
Common Stock Purchase Warrant Agreement between National Holdings Corporation and Bedford Oak Partners, L.P.
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Common Stock Purchase Warrant Agreement between National Holdings Corporation and Christopher C. Dewey
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Letter Agreement Modifying Employment Compensation—Mark Goldwasser and National Holdings Corporation
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Letter Agreement Modifying Employment Compensation—National Holdings Corporation and Leonard Sokolow
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Amendment No. 3 to Forbearance and Warrant Modification Agreement between National Holdings Corporation and Christopher C. Dewey
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 1 to Securities Purchase Agreement between National Holdings Corporation and Fund.com Inc.
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Amendment No. 2 to Securities Purchase Agreement between National Holdings Corporation and Fund.com Inc.
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Amendment No. 1 to Forbearance and Warrant Modification Agreement between National Holdings Corporation and Christopher C. Dewey
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 1 to Forbearance and Warrant Modification Agreement between National Holdings Corporation and Bedford Oak Partners, L.P.
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 2 to Forbearance and Warrant Modification Agreement between National Holdings Corporation and Christopher C. Dewey
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 2 to Forbearance and Warrant Modification Agreement between National Holdings Corporation and Bedford Oak Partners, L.P.
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 1 to Forbearance Agreement between National Holdings Corporation and St. Cloud Capital Partners, L.P.
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Forbearance Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Forbearance Agreement between National Holdings Corporation and St. Cloud Capital Partners, L.P. (February 23, 2009)
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Forbearance and Warrant Modification Agreement between National Holdings Corporation and Bedford Oak Partners, L.P.
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Forbearance and Warrant Modification Agreement between National Holdings Corporation and Christopher C. Dewey
Forbearance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
Warrant Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P. for Purchase of Common Stock
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
10% Senior Subordinated Convertible Promissory Note between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Securities Purchase Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Registration Rights Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Employment Agreement between National Holdings Corporation and Mark Goldwasser (July 1, 2008)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Employment Agreement between National Holdings Corporation and Leonard J. Sokolow (July 1, 2008)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Employment Agreement between National Holdings Corporation and Alan B. Levin (July 1, 2008)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
National Holdings Corporation Nonqualified Stock Option Agreement with Mark Goldwasser dated July 1, 2008
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2008
National Holdings Corporation Nonqualified Stock Option Agreement with Leonard J. Sokolow (July 1, 2008)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2008
National Holdings Corporation Voting Agreement with Directors (July 1, 2008)
Voting Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2008
Employment Termination Agreement between vFinance, Inc. and Leonard J. Sokolow (July 1, 2008)
Separation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
FL
2008
First Amendment to Agreement and Plan of Merger among vFinance, Inc., National Holdings Corporation, and vFin Acquisition Corporation
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Amendment Agreement to Securities Purchase Agreement and Convertible Note between St. Cloud Capital Partners II, L.P. and National Holdings Corporation
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2008
Warrant Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P. for Purchase of Common Stock
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
10% Senior Subordinated Convertible Promissory Note between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Securities Purchase Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Registration Rights Agreement between National Holdings Corporation and St. Cloud Capital Partners II, L.P.
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
Common Stock Purchase Warrant Agreement between National Holdings Corporation and Holder (February 22, 2007)
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007
10% Promissory Note between National Holdings Corporation and Payee (February 22, 2007)
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007
Securities Purchase Agreement between National Holdings Corporation and Purchasers for 10% Notes and Warrants (February 22, 2007)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007
Registration Rights Agreement between National Holdings Corporation and Purchasers (February 22, 2007)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007
Amendment No. 1 to 11% Convertible Promissory Note between National Holdings Corporation and St. Cloud Capital Partners, L.P.
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007
Employment Agreement between Olympic Cascade Financial Corporation and Mark Goldwasser (CEO)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2006
Securities Purchase Agreement between National Holdings Corporation and Purchaser (March 17, 2006)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2006
Olympic Cascade Financial Corporation Warrant to Purchase Common Stock Agreement
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2006
Olympic Cascade Financial Corporation 11% Convertible Promissory Note Agreement (January 11, 2006)
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2006
Securities Purchase Agreement between Olympic Cascade Financial Corporation and Investors (January 11, 2006)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
CA
2006
Registration Rights Agreement between Olympic Cascade Financial Corporation and Investors (January 11, 2006)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2006
Letter Agreement Terminating Amended and Restated Agreement and Plan of Merger between Olympic Cascade Financial Corporation and First Montauk Financial Corp.
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2005
Amended and Restated Agreement and Plan of Merger among First Montauk Financial Corp., OLY Acquisition Corp., and Olympic Cascade Financial Corporation (June 27, 2005)
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2005
Common Stock Purchase Warrant Agreement between Olympic Cascade Financial Corporation and Triage Partners LLC
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2005
Agreement and Plan of Merger Between Parent, Merger Sub, and the Company
Merger Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2005
Severance Agreement between National Securities Corporation and Michael A. Bresner
Severance Agreements
NATIONAL HOLDINGS CORP
Capital Markets
WA
2005
Olympic Cascade Financial Corporation Common Stock Purchase Warrant Agreement with [Holder]
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2004
Registration Rights Agreement between Olympic Cascade Financial Corporation and Purchasers (August 2004)
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2004
Clearing Agreement between Fiserv Securities, Inc. and National Securities Corporation (October 1, 2004)
Services Agreements
NATIONAL HOLDINGS CORP
Capital Markets
PA
2004
Securities Purchase Agreement between Olympic Cascade Financial Corporation and Purchasers (Notes and Warrants, 2004)
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2004
Senior Subordinated Promissory Note between Olympic Cascade Financial Corporation and Payee
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2004
Olympic Cascade Financial Corporation Common Stock Purchase Warrant Agreement
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2004
Registration Rights Agreement between Olympic Cascade Financial Corporation and Purchasers
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2004
Clearing Agreement between First Clearing Corporation and National Securities Corporation dated August 23, 2001
Services Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2002
First Amendment and Consent to Change in Control under Clearing Agreement among First Clearing Corporation, Olympic Cascade Financial Corporation, and National Securities...
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2002
Second Amendment and Consent to Clearing Agreement and Promissory Note among First Clearing Corporation, Olympic Cascade Financial Corporation, and National Securities Corporation
Modification Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2002
Securities Purchase Agreement among Olympic Cascade Financial Corporation, Mark Goldwasser, and Triage Partners LLC dated December 14, 2001
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
WA
2002
Stock Purchase Agreement between Steven A. Rothstein, Other Sellers, and Triage Partners, LLC
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2002
Securities Exchange Agreement between Olympic Cascade Financial Corporation and Purchasers (Kusnick, Gustafson, Lowney, Snyder)
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
WA
2002
Escrow Agreement among Olympic Cascade Financial Corporation, Mark Goldwasser, Triage Partners LLC, and Littman Krooks & Roth P.C. dated December 28, 2001
Escrow Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2002
Olympic Cascade Financial Corporation $1,000,000 Promissory Note to Payee
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2001
Secured Demand Note Collateral Agreement between Peter Rettman and National Securities Corporation (2001)
Pledge Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2001
Loan and Security Agreement between American National Bank and Trust Company of Chicago, National Securities Corporation, and Olympic Cascade Financial Corporation
Loan Agreements
NATIONAL HOLDINGS CORP
Capital Markets
IL
2001
Employment Agreement between Olympic Cascade Financial Corporation and Mark Goldwasser
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2000
Audit Committee Charter of the Board of Directors
Code of Ethics
NATIONAL HOLDINGS CORP
Capital Markets
2000
Termination Agreement between National Holdings Corporation and B. Riley Financial, Inc.
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2021
Employment Agreement between National Holdings Corporation and Michael A. Mullen
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2021
Employment Agreement between National Holdings Corporation and Glenn C. Worman
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2021
Employment Agreement between National Holdings Corporation and John C. DeSena
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2021
Amended and Restated Employment Agreement between National Holdings Corporation and Michael Mullen
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Amended and Restated Employment Agreement between National Holdings Corporation and John DeSena
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Employment Agreement between National Holdings Corporation and Glenn Worman (President and CFO)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Standstill and Board Observer Agreement between National Holdings Corp. and B. Riley Financial, Inc. (2018)
Cooperation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
Mutual Termination and Release Agreement for Asset Purchase Agreement between National Holdings Corporation and Williams Financial Group Entities
Termination Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2017
Board Advisory Services Agreement between National Holdings Corp. and Caribe BioAdvisors, LLC (2017)
Advisory Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2017
Employment Agreement between National Holdings Corporation and Michael Mullen (Co-CEO)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2017
Seventh Amendment to Co-Executive Chairman Compensation Plan between National Holdings Corporation and Robert B. Fagenson
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
Sixth Amendment to Co-Executive Chairman Compensation Plan between National Holdings Corporation and Robert B. Fagenson
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
Amendment to Employment Agreement between National Holdings Corporation and Mark Goldwasser (March 25, 2016)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
Fifth Amendment to Co-Executive Chairman Compensation Plan between National Holdings Corporation and Robert B. Fagenson
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2016
Fourth Amendment to Co-Executive Chairman Compensation Plan between National Holdings Corporation and Robert B. Fagenson
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2015
Third Amendment to Co-Executive Chairman Compensation Plan between National Holdings Corporation and Robert B. Fagenson
Compensation Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2015
Amendment to Employment Agreement between National Holdings Corporation and Mark Goldwasser (October 1, 2015)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2015
Employment Agreement between National Holdings Corporation and Glenn C. Worman (Executive Vice President – Finance)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2015
Amendment to Employment Agreement between National Holdings Corporation and Alan B. Levin (March 30, 2015)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2015
Interim Funding and Services Agreement among National Securities Corporation, National Holdings Corporation, and OPN Holdings, LLC
Services Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
Amendment No. 1 to Employment Agreement between National Holdings Corporation and Mark Goldwasser
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Amendment No. 1 to Employment Agreement between National Holdings Corporation and Leonard Sokolow
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Limited Recourse Convertible Promissory Note between National Holdings Corporation and Fund.com Inc.
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Securities Purchase Agreement between National Holdings Corporation and Fund.com Inc.
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
Employment Agreement between Olympic Cascade Financial Corporation and Mark Goldwasser (June 2000)
Employment Agreements
NATIONAL HOLDINGS CORP
Capital Markets
IL
2000