NATIONAL HOLDINGS CORP (14)

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Contracts

Termination Agreement, dated January 10, 2021, by and among Parent and the Company (Filed With SEC on January 11, 2021)
Agreement and Plan of Merger, dated January 10, 2021, by and among Parent, Merger Sub and the Company (Filed With SEC on January 11, 2021)
Employment Agreement, dated January 10, 2021, by and among the Company and Michael A. Mullen (Filed With SEC on January 11, 2021)
Description of Registrants Securities (Filed With SEC on December 29, 2020)
Promissory Note of National Securities Corporation, dated as of April 10, 2020 (Filed With SEC on April 29, 2020)
Employment Agreement, dated January 10, 2021, by and among the Company and Glenn C. Worman (Filed With SEC on January 11, 2021)
Employment Agreement, dated January 10, 2021, by and among the Company and John C. DeSena (Filed With SEC on January 11, 2021)
Promissory Note of Winslow Evans & Crocker, Inc., dated as of April 15, 2020 (Filed With SEC on April 29, 2020)
Stock Purchase Agreement, dated as of February 7, 2020, by and among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope and National Holdings Corporation (Filed With SEC on February 13, 2020)
Amended and Restated Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and Michael A. Mullen (Filed With SEC on December 30, 2019)
Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and John C. DeSena (Filed With SEC on December 30, 2019)
Employment Agreement, dated as of December 28, 2018 between National Holdings Corporation and Glenn C. Worman (Filed With SEC on December 30, 2019)
Amendment No. 1 to Stock Purchase Agreement, dated as of October 11, 2019, by and among Daniel Santanello, Robert Maloney and National Holdings Corporation (Filed With SEC on October 17, 2019)
Stock Purchase Agreement, dated as of August 26, 2019, by and among the Sellers named therein, Daniel Santanello, Robert Maloney and National Holdings Corporation (Filed With SEC on August 29, 2019)