GAIN Capital Holdings, Inc. | Business Contracts

Supplemental Indenture (Filed With SEC on July 31, 2020)

Description of Securities (Filed With SEC on March 16, 2020)

Executive Employment Agreement, dated October 22, 2018, by and between GAIN Capital Holdings, Inc. and Glenn Stevens (Filed With SEC on March 16, 2020)

Executive Employment Agreement, dated February 5, 2019, by and between GAIN Capital Holdings, Inc. and Samantha Roady (Filed With SEC on March 16, 2020)

Executive Employment Agreement, dated February 4, 2019, by and between GAIN Capital Holdings, Inc. and Diego Rotsztain (Filed With SEC on March 16, 2020)

Agreement and Plan of Merger by and among GAIN Capital Holdings, Inc., INTL FCStone Inc. and Golf Merger Sub I Inc., dated as of February 26, 2020 (Filed With SEC on February 27, 2020)

Amendment No. 3 to Rights Agreement by and between GAIN Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc., dated as of February 26, 2020 (Filed With SEC on February 27, 2020)

Fourth Waiver and Amendment to the Credit Agreement, dated as of August 8, 2019, between GAIN Capital Holdings, Inc. as Borrower and Barclays Bank PLC, Sterling National Bank,... (Filed With SEC on August 14, 2019)

Amendment No. 2 to the Rights Agreement, dated as of April 8, 2019, between GAIN Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc., as Rights Agent (Filed With SEC on April 9, 2019)

Executive Employment Agreement, dated October 22, 2018, by and between GAIN Capital Holdings, Inc. and Glenn Stevens (Filed With SEC on March 11, 2019)

Executive Employment Agreement, dated February 5, 2019, by and between GAIN Capital Holdings, Inc. and Samantha Roady (Filed With SEC on March 11, 2019)

Executive Employment Agreement, dated February 4, 2019, by and between GAIN Capital Holdings, Inc. and Diego Rotsztain (Filed With SEC on March 11, 2019)

Form of CEO Restricted Stock Unit Grant (Performance Based) (Filed With SEC on November 6, 2018)

Form of CEO Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Form of Executive Restricted Stock Unit Grant (Performance Based) (Filed With SEC on November 6, 2018)

Form of Executive Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Form of Employee Restricted Stock Unit Grant (Performance Based) (Filed With SEC on November 6, 2018)

Form of Employee Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Asset Purchase Agreement, dated as of May 29, 2018, between 360tGTX Inc. and GAIN Capital Holdings, Inc (Filed With SEC on August 9, 2018)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on March 14, 2018)

GAINCAPITAL HOLDINGS, INC. AS ISSUER 5.00%CONVERTIBLE SENIOR NOTES DUE 2022 _____________________ INDENTURE DATEDAS OF AUGUST 22, 2017 _____________________ THEBANK OF NEW YORK... (Filed With SEC on August 23, 2017)

CREDIT AGREEMENT dated as of August 2, 2017 between GAIN CAPITAL HOLDINGS, INC., as Borrower The LENDERS Party Hereto, and BARCLAYS BANK PLC, as Administrative Agent, Collateral... (Filed With SEC on August 8, 2017)

ASSET PURCHASE AGREEMENT dated as of February 7, 2017 between GAIN CAPITAL GROUP, LLC, and FOREX CAPITAL MARKETS L.L.C. ASSET PURCHASE AGREEMENT (Filed With SEC on May 10, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2017)

AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT (Filed With SEC on April 11, 2016)

CITY INDEX LIMITED and NIGEL ROSE SERVICE AGREEMENT (Filed With SEC on March 17, 2016)

SEPARATION AND RELEASE AGREEMENT (Filed With SEC on March 17, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on August 10, 2015)

ASSET PURCHASE AGREEMENT dated as of July 10, 2014 between GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and VALAQUENTA INTELLECTUAL PROPERTIES LIMITED TABLE OF CONTENTS (Filed With SEC on November 10, 2014)

ASSET PURCHASE AGREEMENT dated as of July 10, 2014 among GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and FOREXSTER LIMITED TABLE OF CONTENTS (Filed With SEC on November 10, 2014)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), GLOBAL ASSET ADVISORS, LLC (COMPANY), LUCKY GOOD DOG, L.L.C. and GLENN A. SWANSON... (Filed With SEC on May 12, 2014)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), TOP THIRD AG MARKETING LLC (COMPANY), GLOBAL ASSET ADVISORS, LLC (GAA), and MARK GOLD,... (Filed With SEC on May 12, 2014)

[Signature page follows.] [Signature page to Letter Agreement] (Filed With SEC on March 17, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on March 17, 2014)

GAIN CAPITAL HOLDINGS, INC. AS ISSUER 4.125% CONVERTIBLE SENIOR NOTES DUE 2018 INDENTURE DATED AS OF NOVEMBER 27, 2013 THE BANK OF NEW YORK MELLON AS TRUSTEE TABLE OF CONTENTS (Filed With SEC on November 27, 2013)

AMENDED AND RESTATED STOCKHOLDERS AGREEMENT dated as of September 24, 2013 among GAIN CAPITAL HOLDINGS, INC. and GARY L. TILKIN TABLE OF CONTENTS (Filed With SEC on November 12, 2013)

LOAN AND SECURITY AGREEMENT (Filed With SEC on November 12, 2013)

AMENDED AND RESTATED STOCK PURCHASE AGREEMENT dated as of September 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the... (Filed With SEC on September 26, 2013)

STOCK PURCHASE AGREEMENT dated as of April 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the purchase and sale of 100% of... (Filed With SEC on May 10, 2013)

STOCKHOLDERS AGREEMENT dated as of April 24, 2013 among GAIN CAPITAL HOLDINGS, INC. and GARY L. TILKIN TABLE OF CONTENTS (Filed With SEC on May 10, 2013)

RIGHTS AGREEMENT dated as of April 9, 2013 between GAINCAPITAL HOLDINGS, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent TABLE OF CONTENTS (Filed With SEC on April 10, 2013)

STOCK PURCHASE AGREEMENT between OPTIONSXPRESS HOLDINGS, INC. and GAIN CAPITAL GROUP, LLC dated as of June 27, 2012 TABLE OF CONTENTS (Filed With SEC on August 9, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on May 10, 2012)

- 2 - (Filed With SEC on March 15, 2012)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on September 22, 2011)

FIRST AMENDMENT TO UNCONDITIONAL GUARANTY (Filed With SEC on September 22, 2011)

ASSET PURCHASE AGREEMENT (Filed With SEC on May 16, 2011)

GAIN CAPITAL GROUP, LLC NONQUALIFIED DEFERRED COMPENSATIONPLAN MASTER PLAN DOCUMENT NONQUALIFIED DEFERRED COMPENSATION PLAN MASTER PLAN DOCUMENT (Filed With SEC on March 30, 2011)

SEVENTH LOAN MODIFICATION AGREEMENT (Filed With SEC on March 30, 2011)

GAIN Capital Holdings, Inc. Bedminster One 135 Route 202/206 Bedminster, New Jersey 07921 Attention: Chief Executive Officer (Filed With SEC on March 30, 2011)

AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on March 30, 2011)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on March 30, 2011)

AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on March 30, 2011)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on December 9, 2010)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on December 6, 2010)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on November 24, 2010)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on November 3, 2010)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on January 8, 2010)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on November 25, 2009)

SEC registration fee (Filed With SEC on November 16, 2009)

increasing recognition of currency trading as an alternative investment and as a tool for portfolio diversification by retail traders, authorized traders and investment... (Filed With SEC on August 31, 2009)

GAIN Capital Holdings, Inc. (142)