GAIN Capital Holdings, Inc. Contracts & Agreements

141 Contracts & Agreements
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Description of Registered Common Stock of GAIN Capital Holdings, Inc.
Equity Distribution Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2020
Employment Agreement between GAIN Capital Holdings, Inc. and Glenn H. Stevens (CEO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2020
Employment Agreement between GAIN Capital Holdings, Inc. and Samantha Roady (Chief Commercial Officer)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2020
Employment Agreement between GAIN Capital Holdings, Inc. and Diego Rotsztain (2019)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2020
Amendment No. 2 to Rights Agreement between Gain Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc.
Investor Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2019
Employment Agreement between GAIN Capital Holdings, Inc. and Glenn H. Stevens (CEO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2019
Employment Agreement between GAIN Capital Holdings, Inc. and Samantha Roady (Chief Commercial Officer)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2019
Employment Agreement between GAIN Capital Holdings, Inc. and Diego Rotsztain (2019)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2019
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement with CEO
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement with CEO
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement with Executive
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement with Executive
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement with Employee
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
GAIN Capital Holdings, Inc. 2015 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
Executive Employment Agreement between GAIN Capital UK Limited and Alastair Hine
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
Credit Agreement among GAIN Capital Holdings, Inc., Barclays Bank PLC, Sterling National Bank, and Lenders (August 2, 2017)
Credit Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
Employment Agreement between GAIN Capital Holdings, Inc. and Jeffrey Scott (Managing Director, GAIN Capital Payments)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2017
Amendment No. 1 to Rights Agreement between Gain Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2016
Service Agreement between City Index Limited and Nigel Rose (2011)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2016
Separation and Release Agreement between GAIN Capital Holdings, Inc. and Jason Emerson
Separation Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2016
Employment Agreement between GAIN Capital Holdings, Inc. and Glenn H. Stevens (CEO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2015
Employment Agreement between GAIN Capital Holdings, Inc. and Samantha Roady
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2015
Employment Agreement between GAIN Capital Holdings, Inc. and Diego Rotsztain (Executive Vice President, Head of Corporate Development and General Counsel)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2015
Employment Agreement between GAIN Capital Holdings, Inc. and Jeffrey Scott
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2015
Director Designation Rights Agreement between GAIN Capital Holdings, Inc. and VantagePoint Venture Partners Funds
Voting Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2015
Asset Purchase Agreement between GAIN GTX Bermuda, Ltd., Gain Capital Holdings, Inc., and Valaquenta Intellectual Properties Limited dated July 10, 2014
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
Membership Interest Purchase Agreement by and among GAIN Capital Holdings, Inc., Global Asset Advisors, LLC, Lucky Good Dog, L.L.C., Glenn A. Swanson, and Andrew W. Daniels...
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
Membership Interest Purchase Agreement among Gain Capital Holdings, Inc., Top Third Ag Marketing LLC, Global Asset Advisors, LLC, and Sellers (March 7, 2014)
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
Amendment Letter to Investor Rights Agreement by GAIN Capital Holdings, Inc. and Investors
Investor Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2014
Employment Agreement between GAIN Capital Holdings, Inc. and Jason Emerson (CFO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2014
Amended and Restated Stockholders’ Agreement between Gain Capital Holdings, Inc. and Gary L. Tilkin (September 24, 2013)
Shareholders Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
Loan and Security Agreement between Gary L. Tilkin and GAIN Capital Holdings, Inc. dated September 24, 2013
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2013
Amended and Restated Stock Purchase Agreement among Gain Capital Holdings, Inc., Gary L. Tilkin, and Global Futures & Forex, Ltd.
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
Stock Purchase Agreement among GAIN Capital Holdings, Inc., Gary L. Tilkin, and Global Futures & Forex, Ltd.
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
Stockholders’ Agreement between Gain Capital Holdings, Inc. and Gary L. Tilkin dated April 24, 2013
Shareholders Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Glenn Stevens
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2012
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Timothy O'Sullivan
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2012
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Jeffrey A. Scott
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2012
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Diego A. Rotsztain
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2012
GAIN Capital Holdings, Inc. Employment Agreement with Daryl as Corporate Controller and Chief Accounting Officer
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2012
Amended and Restated Loan and Security Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and GAIN Capital Holdings, Inc.
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2011
Gain Capital Group, LLC Nonqualified Deferred Compensation Plan Master Plan Document
Compensation Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2011
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Diego Rotsztain
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2011
Amended and Restated Executive Employment Agreement between GAIN Capital Holdings, Inc. and Diego Rotsztain
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2011
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Jeffrey Scott
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2011
Amended and Restated Executive Employment Agreement between GAIN Capital Holdings, Inc. and Jeffrey Scott
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2011
FX Prime Brokerage Master Agreement between The Royal Bank of Scotland and Gain Capital Group, LLC
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
FX Prime Brokerage Agreement between UBS AG and Gain Capital, Inc. dated July 8, 2005
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
Employment Agreement Outline between GAIN and Samantha Roady as Director of Marketing
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
GAIN Capital Holdings, Inc. 2011 Employee Stock Purchase Plan
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
Employment Agreement between GAIN Capital Holdings, Inc. and Glenn Stevens (Chief Executive Officer)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Amended and Restated Employment Agreement between GAIN Capital Holdings, Inc. and Christopher Calhoun
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Amended and Restated Employment Agreement between GAIN Capital Holdings, Inc. and Henry Lyons (CFO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Employment Agreement Outline for Tim O'Sullivan as Senior FX Dealer at GAIN
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
FX Prime Brokerage Master Agreement between The Royal Bank of Scotland and Gain Capital Group, LLC
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
Sales Lead Agreement between GAIN Capital Group, LLC and Trading Central
Sales Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
FOREX Introducing Broker Agreement between GAIN Capital Group, Inc. and TradeStation Securities, Inc.
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
FL
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Timothy O’Sullivan (2010)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Samantha Roady (2010)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Andrew Haines
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Ken O'Brien
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Alexander Bobinski
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Stock Certificate Assignment and Transfer Form for GAIN Capital Holdings, Inc.
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2011 Employee Stock Purchase Plan
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan Incentive Stock Option Grant Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan Nonqualified Stock Option Grant Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan Restricted Stock Grant Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
GAIN Capital Holdings, Inc. 2010 Omnibus Incentive Compensation Plan Restricted Stock Unit Agreement
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
Sixth Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and GAIN Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
Amended and Restated Employment Agreement between GAIN Capital Holdings, Inc. and Glenn Stevens (2010)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Henry Lyons (CFO)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Retention Agreement between Gain Capital Holdings, Inc. and Henry C. Lyons
Retention Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Timothy O'Sullivan
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Samantha Roady
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Andrew Haines
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Ken O'Brien
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
Executive Employment Agreement between GAIN Capital Holdings, Inc. and Alexander Bobinski
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2010
GAIN Capital Holdings, Inc. 2006 Equity Compensation Plan (Amended and Restated, Effective December 31, 2006)
Equity Distribution Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2010
Amendment 2007-1 to GAIN Capital Holdings, Inc. 2006 Equity Compensation Plan
Equity Distribution Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
Amendment 2008-1 to GAIN Capital Holdings, Inc. 2006 Equity Compensation Plan
Equity Distribution Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
Amendment 2010-1 to GAIN Capital Holdings, Inc. 2006 Equity Compensation Plan
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
Asset Purchase Agreement between GAIN Capital Entities and Capital Market Services Entities (October 5, 2010)
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
Amendment No. 1 to Asset Purchase Agreement between GAIN Capital Entities and Capital Market Services Entities
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
Co-Branding and Private Labeling Agreement between eSignal (Interactive Data Corporation) and GAIN Capital Inc. for Tahoe Charts
License Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Amended and Restated Investor Rights Agreement by and among GAIN Capital Holdings, Inc. and Investors
Investor Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Change of Employment Status and Amended Non-Compete Agreement between GAIN Capital Holdings, Inc. and Former CEO
Separation Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
FX Prime Brokerage Agreement between UBS AG and Gain Capital, Inc. dated July 8, 2005
Facility Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Foreign Exchange Prime Brokerage Agency Agreement between The Royal Bank of Scotland plc and Gain Capital Group, LLC (July 12, 2006)
Agency Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Foreign Exchange Prime Brokerage Agreement between Deutsche Bank AG London and GCAM LLC (October 18, 2005)
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Introducing Broker Agreement between GAIN Capital Group, LLC and [Your Company]
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
White Label Services Agreement between GAIN Capital Group, LLC and Your Company
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Services Agreement between Scivantage, Inc. and GAIN Capital Group LLC
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
Lease Agreement between Pontsarn Investments Limited and Gains Capital – Forex.com UK Limited for Part Ninth Floor (East), 12-20 Camomile Street, London
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Addendum to Access Agreement Between GAIN Capital Group, LLC and Questrade, Inc. (October 2007)
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Sales Lead Agreement between GAIN Capital Group, LLC and Trading Central
Sales Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Forex Introducing Broker Agreement between GAIN Capital Group, Inc. and TradeStation Securities, Inc.
Services Agreements
GAIN Capital Holdings, Inc.
Capital Markets
FL
2009
GAIN Capital Holdings, Inc. 2006 Equity Compensation Plan
Bonus & Incentive Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2009
Loan and Security Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and Gain Capital Holdings, Inc. dated March 29, 2006
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
CA
2009
First Supplemental Indenture to 5.00% Convertible Senior Notes Due 2022 between GAIN Capital Holdings, Inc. and The Bank of New York Mellon
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2020
Fourth Waiver and Amendment to Credit Agreement among Gain Capital Holdings, Inc., Subsidiary Guarantors, Lenders, and Barclays Bank PLC
Waiver Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2019
Asset Purchase Agreement between 360TGTX Inc. and GAIN Capital Holdings, Inc. dated May 29, 2018
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2018
Indenture for 5.00% Convertible Senior Notes Due 2022 between GAIN Capital Holdings, Inc. and The Bank of New York Mellon
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
Asset Purchase Agreement between Gain Capital Group, LLC and Forex Capital Markets L.L.C. (February 7, 2017)
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
Asset Purchase Agreement among GAIN GTX Bermuda, Ltd., GAIN Capital Holdings, Inc., and Forexster Limited dated July 10, 2014
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
Indenture for 4.125% Convertible Senior Notes Due 2018 between GAIN Capital Holdings, Inc. and The Bank of New York Mellon
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2013
Rights Agreement between Gain Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc. (April 9, 2013)
Registration Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2013
Stock Purchase Agreement between optionsXpress Holdings, Inc. and GAIN Capital Group LLC dated June 27, 2012
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2012
First Amendment to Unconditional Guaranty among GAIN Holdings, LLC, GAIN Capital Holdings, Inc., Silicon Valley Bank, and JPMorgan Chase Bank, N.A.
Guaranty Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2011
Asset Purchase Agreement between GAIN Capital Holdings, Inc. and Deutsche Bank AG (dbFX Business)
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2011
Seventh Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and GAIN Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2011
Underwriting Agreement between GAIN Capital Holdings, Inc. and Underwriters (Morgan Stanley & Deutsche Bank)
Underwriting Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
Employment Agreement Outline between GAIN and Samantha Roady as Director of Marketing
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2010
ISDA 1992 Master Agreement (Multicurrency – Cross Border)
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
ISDA 2002 Master Agreement between Parties for Swaps and Derivatives Transactions
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2010
Director Indemnification Agreement between GAIN Capital Holdings, Inc. and Director
Indemnification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2009
Employment Agreement between GAIN Capital Holdings, Inc. and Glenn Stevens (Chief Executive Officer)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
Amended and Restated Employment Agreement between GAIN Capital Holdings, Inc. and Christopher Calhoun
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
Amended and Restated Employment Agreement between GAIN Capital Holdings, Inc. and Henry Lyons
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
Employment Agreement Outline between GAIN and Tim O'Sullivan (Senior FX Dealer)
Employment Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
FX Prime Brokerage Master Agreement between The Royal Bank of Scotland and Gain Capital Group, LLC
Financing Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2009
Amendment Agreement to Foreign Exchange Prime Brokerage Agreement between Deutsche Bank AG London and GCAM LLC (January 26, 2006)
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Sublease Agreement between NUI Corporation and Gain Capital, Inc. dated March 31, 2005
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
Sublease Agreement between Mellon Investor Services LLC and Gain Capital Inc. for 44 Wall Street, New York
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
First Amendment to Sublease Agreement between Mellon Investor Services LLC and Gain Capital Inc.
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Office Space Reservation and Occupancy Agreement between Scivantage, Inc. and Gain Capital Group, LLC
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Lease Agreement between S/K Bed One Associates LLC and Gain Capital Holdings, Inc. for 135 U.S. Highway Route 202/206, Bedminster, NJ
Lease Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2009
Access Agreement between Questrade, Inc. and Gain Capital, Inc. (December 1, 2004)
Collaboration Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Addendum to Access Agreement Between GAIN Capital Group, LLC and Questrade, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Software Licensing and Services Agreement between Gain Capital, Inc. and Questrade, Inc. (December 1, 2004)
License Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
MetaTrader Software License Agreement between MetaQuotes Software Corp. and Gain Capital Group, LLC (August 9, 2007)
License Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Addendum to Introducing Broker Agreement between GAIN Capital Group, LLC and TradeStation Securities, Inc. (Effective June 27, 2007)
GAIN Capital Holdings, Inc.
Capital Markets
2009
Second Addendum to Introducing Broker Agreement between GAIN Capital Group, LLC and TradeStation Securities, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Pledge and Security Agreement between Gain Capital Holdings, Inc., Silicon Valley Bank, and JPMorgan Chase Bank, N.A.
Pledge Agreements
GAIN Capital Holdings, Inc.
Capital Markets
CA
2009
Unconditional Guaranty Agreement between Gain Holdings, LLC and Silicon Valley Bank and JPMorgan Chase Bank, N.A.
Guaranty Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2009
First Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and Gain Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Second Loan Modification Agreement among Gain Capital Holdings, Inc., Silicon Valley Bank, and JPMorgan Chase Bank, N.A.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Third Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and Gain Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Fourth Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and Gain Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009
Fifth Loan Modification Agreement among Silicon Valley Bank, JPMorgan Chase Bank, and Gain Capital Holdings, Inc.
Modification Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2009