Oaktree Capital Group, LLC Contracts & Agreements
165 Contracts & Agreements
- Business Finance (77 contracts)
- Business Formation (19)
- Business Operations (19)
- Human Resources (18)
- Mergers & Acquisitions (3)
- Uncategorized (29)
- Sixth Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P (Filed With SEC on July 1, 2024)
- Third Amendment and Joinder to the 2014 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on March 21, 2024)
- Second Amendment and Joinder to the 2016 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on March 21, 2024)
- Second Amendment and Joinder to the 2017 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on March 21, 2024)
- Amendment and Joinder to the 2020 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on March 21, 2024)
- Amendment and Joinder to the 2021 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on March 21, 2024)
- Amendment and Joinder to the 2022 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on March 21, 2024)
- Fifth Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P., dated as of March 20, 2023 (including Unit Designation with respect to the Series A Preferred... (Filed With SEC on March 21, 2024)
- Amendment to the Third Amended and Restated Tax Receivable Agreement, dated April 13, 2023, by and among Brookfield Corporation (formerly known as Brookfield Asset Management... (Filed With SEC on March 21, 2024)
- Fourth Amended and Restated Exchange Agreement, dated as of February 22, 2023, by and among Atlas Top LLC, Atlas OCM Holdings, LLC, Oaktree Capital Group, LLC, OCM Holdings I,... (Filed With SEC on March 21, 2024)
- Seventh Amended and Restated Limited Partnership Agreement of Oaktree Fund GP I, L.P., dated as of June 30, 2021 (incorporated by reference to Exhibit 10.12 to the Registrants... (Filed With SEC on March 21, 2024)
- Amended and Restated Brookfield Oaktree Holdings, LLC 2011 Equity Incentive Plan (Filed With SEC on March 21, 2024)
- Fourth Amended and Restated Employment Agreement by and among the Registrant, Oaktree Capital Management, L.P. and Jay S. Wintrob dated March 10, 2022 (incorporated by reference... (Filed With SEC on March 21, 2024)
- Letter Agreement, dated as of June 29, 2023, by and between Brookfield Corporate Treasury Ltd. and Oaktree Capital Group, LLC (incorporated by reference to Exhibit 10.4 to the... (Filed With SEC on March 21, 2024)
- Letter Agreement, dated as of June 29, 2023, by and between BP US REIT LLC and Oaktree Capital Group, LLC (incorporated by reference to Exhibit 10.5 to the Registrants Quarterly... (Filed With SEC on March 21, 2024)
- Letter Agreement, dated as of March 20, 2024, by and between Brookfield Oaktree Holdings, LLC and Oaktree Capital Holdings, LLC (Filed With SEC on March 21, 2024)
- Brookfield Oaktree Holdings, LLC Amended and Restated Long-Term Incentive Plan (Filed With SEC on March 21, 2024)
- Contribution Agreement, dated as of June 27, 2023, by and between Oaktree Capital Group, LLC and Brookfield Corporate Treasury Ltd (Filed With SEC on August 11, 2023)
- Contribution Agreement, dated as of June 27, 2023, by and between Oaktree Capital Group, LLC and OCG NTR Holdings, LLC (Filed With SEC on August 11, 2023)
- Agreement of Purchase and Sale, dated as of June 29, 2023, by and among BUSI II NTR Sub LLC, OCG NTR Holdings, LLC and the other parties thereto (Filed With SEC on August 11, 2023)
- Letter Agreement, dated as of June 29, 2023, by and between Brookfield Corporate Treasury Ltd. and Oaktree Capital Group, LLC (Filed With SEC on August 11, 2023)
- Letter Agreement, dated as of June 29, 2023, by and between BP US REIT LLC and Oaktree Capital Group, LLC (Filed With SEC on August 11, 2023)
- Third Amendment and Joinder to the 2014 Note and Guaranty Agreement, dated April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on May 15, 2023)
- Second Amendment and Joinder to the 2016 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on May 15, 2023)
- Second Amendment and Joinder to the 2017 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on May 15, 2023)
- Amendment and Joinder to the 2020 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on May 15, 2023)
- Amendment and Joinder to the 2021 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on May 15, 2023)
- Amendment and Joinder to the 2022 Note and Guaranty Agreement, dated as of April 7, 2023, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital... (Filed With SEC on May 15, 2023)
- Amendment to the Third Amended and Restated Tax Receivable Agreement, dated April 13, 2023, by and among Brookfield Corporation (formerly known as Brookfield Asset Management... (Filed With SEC on May 15, 2023)
- Seventh Amendment to Credit Agreement, dated as of December 15, 2022, by and among Oaktree Capital Management, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments, L.P.,... (Filed With SEC on December 20, 2022)
- Borrower Joinder Agreement, dated as of December 15, 2022, by and between Oaktree Capital Management (Cayman), L.P. and Wells Fargo Bank, National Association, as administrative... (Filed With SEC on December 20, 2022)
- Fourth Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P., dated as of April 7, 2022 (including Unit Designation with respect to the Series A Preferred... (Filed With SEC on August 12, 2022)
- Third Amended and Restated Limited Partnership Agreement of Oaktree Capital Management (Cayman), L.P., dated as of April 7, 2022 (Filed With SEC on August 12, 2022)
- Second Amended & Restated Services Agreement, dated as June 1, 2022, between Oaktree Capital Management, L.P. and Oaktree Capital Management (UK) LLP (Filed With SEC on August 12, 2022)
- Amended & Restated Services Agreement, dated as of June 1, 2022, between Oaktree Capital Management, L.P. and Oaktree Capital Management (International) Limited (Filed With SEC on August 12, 2022)
- Note and Guaranty Agreement, dated as of March 30, 2022, by and among Oaktree Capital I, L.P., Oaktree Capital Management, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments,... (Filed With SEC on April 5, 2022)
- Form of Series A Note Oaktree Capital I, L.P. 2.20% Senior Note, Series A, Due June 8, 2032 (Filed With SEC on April 5, 2022)
- Form of 2.20% Senior Notes, Series A, due 2032 (Filed With SEC on April 5, 2022)
- Form of Series C Note Oaktree Capital I, L.P. 2.58% Senior Note, Series C, Due June 8, 2037 (Filed With SEC on April 5, 2022)
- Seventh Amended and Restated Limited Partnership Agreement of Oaktree Fund GP I, L.P., dated as of June 30, 2021 (Filed With SEC on March 14, 2022)
- Fourth Amended and Restated Employment Agreement by and among the Registrant, Oaktree Capital Management, L.P. and Jay S. Wintrob dated March 10, 2022 (Filed With SEC on March 14, 2022)
- Note and Guaranty Agreement, dated as of November 4, 2021, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P., Oaktree AIF... (Filed With SEC on November 8, 2021)
- Form of 3.06% Senior Notes due January 12, 2037 (Filed With SEC on November 8, 2021)
- Revolving Line of Credit Note dated May 7, 2021, by and among Oaktree Capital I, L.P., as Lender, and Oaktree Capital Management, L.P., as Borrower (Filed With SEC on May 12, 2021)
- Revolving Line of Credit Note dated May 7, 2021, by and among Oaktree Capital Management, L.P., as Lender, and Oaktree Capital I, L.P., as Borrower (Filed With SEC on May 12, 2021)
- Amendment to the 2014 Note and Guaranty Agreement, dated as of October 18, 2017, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P.... (Filed With SEC on February 26, 2021)
- Second Amendment to the 2014 Note and Guaranty Agreement, dated as of April 24, 2020, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II,... (Filed With SEC on February 26, 2021)
- Amendment to the 2016 Note and Guaranty Agreement, dated as of April 24, 2020, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P. and... (Filed With SEC on February 26, 2021)
- Amendment to the 2017 Note and Guaranty Agreement, dated as of April 24, 2020, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P. and... (Filed With SEC on February 26, 2021)
- Amended & Restated Services Agreement, dated as of December 18, 2020, between Oaktree Capital Management, L.P. and Oaktree Capital Management (UK) LLP (Filed With SEC on February 26, 2021)
- Third Amended and Restated Services Agreement, dated as of January 6, 2021, between Oaktree Capital Management, L.P. and Oaktree Capital (Hong Kong) Limited (Filed With SEC on February 26, 2021)
- Oaktree Capital Group, LLC Long-Term Incentive Plan (Filed With SEC on February 26, 2021)
- Form of Award Agreement under the Oaktree Capital Group, LLC Long-Term Incentive Plan (Filed With SEC on February 26, 2021)
- Letter Agreement among the registrant, Oaktree Capital Group Holdings, L.P. and Brookfield US Holdings, Inc. dated August 3, 2020 (Filed With SEC on August 7, 2020)
- Note and Guaranty Agreement, dated as of May 20, 2020, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments,... (Filed With SEC on May 27, 2020)
- Form of 3.64% Senior Notes, Series A, due July 22, 2030 (Filed With SEC on May 27, 2020)
- Form of 3.84% Senior Notes, Series B, due July 22, 2035 (Filed With SEC on May 27, 2020)
- Description of securities registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 2, 2020)
- Second Amended and Restated Limited Partnership Agreement of Oaktree Capital Management (Cayman), L.P., dated as of September 30, 2019 (Filed With SEC on March 2, 2020)
- Services Agreement, dated as of February 24, 2020, between Oaktree Capital Management, L.P. and Oaktree Capital Group, LLC (Filed With SEC on March 2, 2020)
- Amended & Restated Services Agreement, dated as of February 25, 2020, between Oaktree Capital Management, L.P. and Oaktree Capital Management (UK) LLP (Filed With SEC on March 2, 2020)
- Services Agreement, dated as of September 25, 2018, between Oaktree Capital Management, L.P. and Oaktree Capital Management (International) Limited (Filed With SEC on March 2, 2020)
- Second Amended and Restated Services Agreement, dated as of February 25, 2020, between Oaktree Capital Management, L.P. and Oaktree Capital (Hong Kong) Limited (Filed With SEC on March 2, 2020)
- Third Amended and Restated Employment Agreement by and among the Registrant, Oaktree Capital Management, L.P. and Jay S. Wintrob dated February 25, 2020 (Filed With SEC on March 2, 2020)
- Amendment Letter dated as of February 25, 2020 to Third Amended and Restated Grant Agreement under the Oaktree Capital Group, LLC 2011 Equity Incentive Plan by and among Oaktree... (Filed With SEC on March 2, 2020)
- Third Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P., dated as of September 30, 2019 (including Unit Designation with respect to the Series A... (Filed With SEC on March 2, 2020)
- Fifth Amendment to Credit Agreement, dated as of December 13, 2019, by and among Oaktree Capital Management, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments, L.P., Oaktree... (Filed With SEC on December 18, 2019)
- Third Amended and Restated Exchange Agreement, dated as of September 30, 2019, by and among Atlas Holdings, LLC, Atlas OCM Holdings, LLC, Oaktree Capital Group, LLC, OCM Holdings... (Filed With SEC on November 7, 2019)
- Restructuring Agreement, dated as of September 30, 2019, by and among Brookfield Asset Management Inc., Oaktree Capital Group, LLC, Berlin Merger Sub, LLC, Oslo Holdings LLC, Oslo... (Filed With SEC on November 7, 2019)
- Third Amended and Restated Tax Receivable Agreement, dated as of September 30, 2019, by and among Brookfield Asset Management Inc., Oaktree Holdings, Inc., Oaktree AIF Holdings,... (Filed With SEC on November 7, 2019)
- Form of Oaktree Capital Group Holdings, L.P. 2019 Restricted Unit Award Agreement (10 year vesting) (Filed With SEC on May 10, 2019)
- Letter Agreement, dated as of May 8, 2019, by and among Oaktree Capital Group Holdings, L.P., Oaktree Capital Group Holdings GP, LLC and Daniel D. Levin (Filed With SEC on May 10, 2019)
- Reimbursement Agreement, dated as of March 13, 2019, by and among Oaktree Capital Group Holdings, L.P., Howard Marks, Bruce Karsh and Oaktree Capital Group, LLC (Filed With SEC on March 19, 2019)
- Unitholder Support Agreement, dated as of March 13, 2019, by and among Brookfield Asset Management Inc., Berlin Merger Sub, LLC, Oaktree Capital Group, LLC, Oaktree Capital Group... (Filed With SEC on March 19, 2019)
- Agreement and Plan of Merger, dated as of March 13, 2019, by and among Oaktree Capital Group, LLC, Oslo Holdings LLC, Oslo Holdings Merger Sub LLC, Brookfield Asset Management... (Filed With SEC on March 19, 2019)
- Form of Oaktree Capital Group, LLC 2018 Class A Restricted Unit Award Agreement (Filed With SEC on February 22, 2019)
- Form of Oaktree Capital Group, LLC Class A Restricted Unit Award Agreement for Outside Directors (Filed With SEC on February 22, 2019)
- Second Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P., dated as of May 17, 2018 (including Unit Designation with respect to the Series A Preferred... (Filed With SEC on November 2, 2018)
- Form of 6.550% Series B Preferred Unit Certificate (Filed With SEC on August 9, 2018)
- Underwriting Agreement, dated as of August 2, 2018, by and among Oaktree Capital Group, LLC, Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS... (Filed With SEC on August 3, 2018)
- Second Amended and Restated Limited Partnership Agreement of Oaktree Capital I, L.P., dated as of May 17, 2018 (Filed With SEC on August 1, 2018)
- Form of 6.625% Series A Preferred Unit Certificate (Filed With SEC on May 17, 2018)
- Underwriting Agreement, dated as of May 10, 2018, by and among Oaktree Capital Group, LLC, Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS... (Filed With SEC on May 11, 2018)
- Fourth Amendment to Credit Agreement, dated as of March 29, 2018, by and among Oaktree Capital Management, L.P., Oaktree Capital II, L.P., Oaktree AIF Investments, L.P., Oaktree... (Filed With SEC on April 4, 2018)
- Third Amended and Restated Grant Agreement under the Oaktree Capital Group, LLC 2011 Equity Incentive Plan by and among Oaktree Capital Group Holdings, L.P., Oaktree Capital Group... (Filed With SEC on February 23, 2018)
- Form of Oaktree Capital Group, LLC 2017 Class A Restricted Unit Award Agreement (Filed With SEC on February 23, 2018)
- Third Amendment, dated as of November 14, 2017, to the March 31, 2014 Credit Agreement, by and among Oaktree Capital Management, L.P., Oaktree Capital II, L.P., Oaktree AIF... (Filed With SEC on February 23, 2018)
- Underwriting Agreement, dated February 7, 2018, between the Company and the Underwriter (Filed With SEC on February 12, 2018)
- Note and Guaranty Agreement, dated as of November 16, 2017, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree Capital II, L.P., Oaktree AIF... (Filed With SEC on November 17, 2017)
- Form of 3.78% Senior Notes due December 18, 2032 (Filed With SEC on November 17, 2017)
- Amendment, dated October 18, 2017, to the Note and Guaranty Agreement, dated as of July 11, 2014, by and among Oaktree Capital Management, L.P., Oaktree Capital I, L.P., Oaktree... (Filed With SEC on November 3, 2017)
- OAKTREE CAPITAL GROUP, LLC OAKTREE CAPITAL MANAGEMENT, L.P. (Filed With SEC on May 5, 2017)
- SECOND AMENDED AND RESTATED GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN (Filed With SEC on May 5, 2017)
- Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor Los Angeles, California 90071 (Filed With SEC on November 4, 2016)
- OAKTREE CAPITAL MANAGEMENT, L.P. OAKTREE CAPITAL I, L.P. OAKTREE CAPITAL II, L.P. OAKTREE AIF INVESTMENTS, L.P. $100,000,000 3.69% Senior Notes due July 12, 2031 NOTE AND GUARANTY... (Filed With SEC on July 12, 2016)
- [FORM OF NOTE] OAKTREE CAPITAL MANAGEMENT, L.P. 3.69% SENIOR NOTE DUE JULY 12, 2031 (Filed With SEC on July 12, 2016)
- FORM OF RESTRICTED UNIT AWARD AGREEMENT under the Oaktree Capital Group, LLC 2011 Equity Incentive Plan (Class A Unit) (Filed With SEC on May 9, 2016)
- FORM OF RESTRICTED UNIT AWARD AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN (OCGH UNITS) (Filed With SEC on May 9, 2016)
- FORM OF OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN RESTRICTED UNIT AWARD AGREEMENT (OUTSIDE DIRECTOR) (Filed With SEC on May 9, 2016)
- [Oaktree Letterhead] [], 2016 (Filed With SEC on May 9, 2016)
- SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on April 6, 2016)
- OAKTREE FUND GP I, L.P. ______________________________ SIXTH AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT ______________________________ (Filed With SEC on August 6, 2015)
- OAKTREE FUND GP II, L.P. ______________________________ SIXTH AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT ______________________________ (Filed With SEC on August 6, 2015)
- OAKTREE FUND GP III, L.P. ______________________________ FOURTH AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT ______________________________ (Filed With SEC on August 6, 2015)
- Oaktree CapitalGroup, LLC Class A Units Representing Limited Liability Company Interests Underwriting Agreement (Filed With SEC on March 6, 2015)
- FORM OF GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN (Filed With SEC on February 27, 2015)
- OAKTREE CAPITAL GROUP, LLC OAKTREE CAPITAL MANAGEMENT, L.P. (Filed With SEC on February 27, 2015)
- OAKTREE CAPITAL MANAGEMENT, L.P. (Filed With SEC on February 27, 2015)
- AMENDED AND RESTATED GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN (Filed With SEC on February 27, 2015)
- FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on November 7, 2014)
- OAKTREE CAPITAL MANAGEMENT, L.P. OAKTREE CAPITAL I, L.P. OAKTREE CAPITAL II, L.P. OAKTREE AIF INVESTMENTS, L.P. $50,000,000 3.91% Senior Notes, Series A, due September 3, 2024... (Filed With SEC on July 15, 2014)
- [FORM OF SERIES A NOTE] OAKTREE CAPITAL MANAGEMENT, L.P. 3.91% SENIOR NOTE, SERIES A, DUE SEPTEMBER 3, 2024 (Filed With SEC on July 15, 2014)
- [FORM OF SERIES B NOTE] OAKTREE CAPITAL MANAGEMENT, L.P. 4.01% SENIOR NOTE, SERIES B, DUE SEPTEMBER 3, 2026 (Filed With SEC on July 15, 2014)
- [FORM OF SERIES C NOTE] OAKTREE CAPITAL MANAGEMENT, L.P. 4.21% SENIOR NOTE, SERIES C, DUE SEPTEMBER 3, 2029 (Filed With SEC on July 15, 2014)
- CREDIT AGREEMENT dated as of March 31, 2014 among OAKTREE CAPITALMANAGEMENT, L.P., OAKTREE CAPITAL II, L.P., OAKTREE AIF INVESTMENTS, L.P., OAKTREE CAPITAL I, L.P., TheLenders... (Filed With SEC on April 4, 2014)
- Oaktree Capital Group, LLC ClassA Units Representing Limited Liability Company Interests Underwriting Agreement (Filed With SEC on March 10, 2014)
- Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting Agreement (Filed With SEC on May 29, 2013)
- CREDIT AGREEMENT dated as of December 21, 2012 among OAKTREE CAPITAL MANAGEMENT, L.P., OAKTREE CAPITAL II, L.P., OAKTREE AIF INVESTMENTS, L.P., OAKTREE CAPITAL I, L.P., The... (Filed With SEC on December 27, 2012)
- SECOND AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT (Filed With SEC on March 30, 2012)
- SECOND AMENDED AND RESTATED EXCHANGE AGREEMENT by and among OAKTREE CAPITAL GROUP, LLC, OCM HOLDINGS I, LLC, OAKTREE HOLDINGS, INC., OAKTREE AIF HOLDINGS, INC., OAKTREE HOLDINGS,... (Filed With SEC on March 30, 2012)
- [Oaktree Letterhead] [ ], 2012 (Filed With SEC on March 30, 2012)
- [Oaktree Letterhead] [ ], 2012 (Filed With SEC on March 30, 2012)
- GRANT AGREEMENT UNDER THE OAKTREE CAPITAL GROUP, LLC 2011 EQUITY INCENTIVE PLAN (Filed With SEC on February 24, 2012)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 3, 2012)
- SENIOR SECURED REVOLVING CREDITAGREEMENT dated as of October 7, 2011 between OAKTREE FINANCE, LLC, The LENDERS Party Hereto and SUNTRUST BANK, as Administrative Agent $225,000,000... (Filed With SEC on February 3, 2012)
- GUARANTEE AGREEMENT dated as of October 7, 2011 between OAKTREE CAPITAL GROUP, LLC, OAKTREE CAPITAL GROUP HOLDINGS L.P. as Guarantors and SUNTRUST BANK, as Administrative Agent... (Filed With SEC on February 3, 2012)
- Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting Agreement (Filed With SEC on October 20, 2011)
- SECOND AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT (Filed With SEC on October 20, 2011)
- SECOND AMENDED AND RESTATED EXCHANGE AGREEMENT by and among OAKTREE CAPITAL GROUP, LLC, OCM HOLDINGS I, LLC, OAKTREE HOLDINGS, INC., OAKTREE AIF HOLDINGS, INC., OAKTREE HOLDINGS,... (Filed With SEC on October 20, 2011)
- INDEMNIFICATION AGREEMENT (Filed With SEC on October 20, 2011)
- INDEMNIFICATION AGREEMENT (Filed With SEC on October 3, 2011)
- FORM OF OAKTREE CAPITAL GROUP, LLC 2011 Equity Incentive Plan (Filed With SEC on October 3, 2011)
- OAKTREE CAPITAL MANAGEMENT, LLC $75,000,000 IN AGGREGATE PRINCIPAL AMOUNT OF 5.03% SENIOR NOTES DUE JUNE 14, 2014 NOTE PURCHASEAGREEMENT Dated as of June 14, 2004 TABLE OF CONTENTS (Filed With SEC on August 1, 2011)
- AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT (Filed With SEC on August 1, 2011)
- AMENDMENT NO. 2 AND WAIVER TO NOTE PURCHASE AGREEMENT (Filed With SEC on August 1, 2011)
- [FORM OF NOTE] (Filed With SEC on August 1, 2011)
- ASSUMPTION AND GUARANTY AGREEMENT (Filed With SEC on August 1, 2011)
- OAKTREE CAPITAL MANAGEMENT, LLC $50,000,000 IN AGGREGATE PRINCIPAL AMOUNT OF 6.09% SENIOR NOTES DUE JUNE 6, 2016 NOTE PURCHASEAGREEMENT Dated as of June 6, 2006 TABLE OF CONTENTS (Filed With SEC on August 1, 2011)
- FORM OF NOTE (Filed With SEC on August 1, 2011)
- ASSUMPTION AND GUARANTY AGREEMENT (Filed With SEC on August 1, 2011)
- OAKTREE CAPITAL MANAGEMENT, LLC $50,000,000 IN AGGREGATE PRINCIPAL AMOUNT OF 5.82% SENIOR NOTES DUE NOVEMBER 8, 2016 NOTE PURCHASEAGREEMENT Dated as of November 8, 2006 TABLE OF... (Filed With SEC on August 1, 2011)
- FORM OF NOTE (Filed With SEC on August 1, 2011)
- ASSUMPTION AND GUARANTY AGREEMENT (Filed With SEC on August 1, 2011)
- AMENDMENT AND WAIVER TO NOTE PURCHASE AGREEMENT (Filed With SEC on August 1, 2011)
- SECOND AMENDMENT AND WAIVER TO NOTE PURCHASEAGREEMENT (Filed With SEC on August 1, 2011)
- Indenture Dated as of November 24, 2009 Among OAKTREE CAPITAL MANAGEMENT, L.P., As Issuer OAKTREE CAPITAL GROUP HOLDINGS, L.P. OAKTREE CAPITAL GROUP, LLC OAKTREE CAPITAL I, L.P.... (Filed With SEC on August 1, 2011)
- AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF Oaktree Capital I, L.P. Dated as of May 25, 2007 (Filed With SEC on August 1, 2011)
- AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF Oaktree Capital II, L.P. Dated as of May 25, 2007 (Filed With SEC on August 1, 2011)
- LIMITED PARTNERSHIP AGREEMENT OF Oaktree Capital Management, L.P. Dated as of May 25, 2007 (Filed With SEC on August 1, 2011)
- AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF Oaktree Capital Management (Cayman), L.P. Dated as of May 25, 2007 (Filed With SEC on August 1, 2011)
- SECOND AMENDED AND RESTATEDLIMITED PARTNERSHIP AGREEMENT OF Oaktree Investment Holdings, L.P. Dated as of May 25, 2011 (Filed With SEC on August 1, 2011)
- SECOND AMENDED AND RESTATEDLIMITED PARTNERSHIP AGREEMENT OF Oaktree AIF Investments, L.P. Dated as of October 29, 2008 (Filed With SEC on August 1, 2011)
- CREDIT AGREEMENT dated as of January 7, 2011 among OAKTREE CAPITAL MANAGEMENT, L.P., OAKTREE CAPITAL II, L.P., OAKTREE AIF INVESTMENTS, L.P., OAKTREE CAPITAL I, L.P., The Lenders... (Filed With SEC on August 1, 2011)
- INDEMNIFICATION AGREEMENT (Filed With SEC on August 1, 2011)
- OAKTREE CAPITAL GROUP 2007EQUITY INCENTIVE PLAN (Filed With SEC on August 1, 2011)
- PHANTOM EQUITY PLAN OF OAKTREE CAPITAL GROUP, LLC AND ITS AFFILIATES Effective as ofJanuary 1, 2008 TABLE OF CONTENTS (Filed With SEC on August 1, 2011)
- - 2 - (Filed With SEC on August 1, 2011)
- [Oaktree Letterhead] [ ], 2011 (Filed With SEC on August 1, 2011)
- [Oaktree Letterhead] [ ], 2011 (Filed With SEC on August 1, 2011)
- OAKTREE FUND GP I, L.P. FIFTH AMENDEDAND RESTATED LIMITED PARTNERSHIP AGREEMENT (Filed With SEC on August 1, 2011)
- OAKTREE FUND GP II, L.P. FIFTH AMENDEDAND RESTATED LIMITED PARTNERSHIP AGREEMENT (Filed With SEC on August 1, 2011)
- OAKTREE FUND GP III, L.P. THIRD AMENDEDAND RESTATED LIMITED PARTNERSHIP AGREEMENT (Filed With SEC on August 1, 2011)
- OCM PRINCIPAL OPPORTUNITIESFUND III GP, L.P. LIMITED PARTNERSHIP AGREEMENT Dated as of December 27,2007 Table of Contents (Filed With SEC on August 1, 2011)
- OCM POWER OPPORTUNITIES FUND IIGP, L.P. LIMITED PARTNERSHIP AGREEMENT Dated as ofDecember 27, 2007 Table of Contents (Filed With SEC on August 1, 2011)
- OCM EUROPEAN PRINCIPALOPPORTUNITIES FUND GP, L.P. SECOND AMENDED & RESTATED LIMITED PARTNERSHIP AGREEMENT DatedNovember 18, 2008 TABLE OF CONTENTS (Filed With SEC on August 1, 2011)