Horizon Technology Finance Corp Contracts & Agreements

77 Contracts & Agreements
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First Supplemental Indenture between Horizon Funding II, LLC and U.S. Bank Trust Company, N.A. (May 2025)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Amended and Restated Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (May 23, 2025)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2025
Amendment No. 1 to Sale and Servicing Agreement among Horizon Funding II, LLC, Horizon Technology Finance Corporation, and U.S. Bank Entities
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Amendment No. 6 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Fifth Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A.
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (March 31, 2025)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Description of Securities Registered Under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Trademark License Agreement between Horizon Technology Finance Management LLC and Horizon Technology Finance Corporation
Trademark Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2025
Horizon Technology Finance Corporation 7.125% Convertible Note Purchase Agreement (2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Indenture Agreement among Horizon Funding II, LLC, U.S. Bank Trust Company, and U.S. Bank National Association (June 21, 2024)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2024
Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (June 21, 2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2024
Amendment No. 2 to Second Amended and Restated Loan and Security Agreement by and among Horizon Credit II LLC, MUFG Bank, Ltd., Mitsubishi HC Capital America, Inc., and KeyBank...
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Amendment No. 2 to Second Amended and Restated Sale and Servicing Agreement by and among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Amendment No. 5 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Fourth Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and Initial Purchasers (May 6, 2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Fourth Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (May 7, 2024)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Description of Securities Registered Under Section 12 – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley Securities, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Effective June 30, 2023)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 1 to Second Amended and Restated Loan and Security Agreement by and among Horizon Credit II LLC, MUFG Bank, Ltd., Mitsubishi HC Capital America, Inc., and KeyBank...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Underwriting Agreement between Horizon Technology Finance Corporation and Morgan Stanley & Co. LLC (May 30, 2023)
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2023
Amendment No. 4 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Third Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and New York Life Entities, dated May 24, 2023
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Third Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (May 24, 2023)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Description of Securities Registered Under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Stock Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Note Purchase Agreement between Horizon Funding Trust 2022-1 and KeyBanc Capital Markets Inc. for $100,000,000 Asset Backed Notes
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Indenture Agreement among Horizon Funding Trust 2022-1, U.S. Bank Trust Company, and U.S. Bank National Association (November 9, 2022)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Sale and Contribution Agreement between Horizon Technology Finance Corporation and Horizon Funding 2022-1 LLC (November 9, 2022)
Contribution Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Sale and Servicing Agreement among Horizon Funding Trust 2022-1, Horizon Funding 2022-1 LLC, Horizon Technology Finance Corporation, and U.S. Bank Entities (November 9, 2022)
Servicing Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Administration Agreement among Horizon Funding Trust 2022-1, Horizon Technology Finance Corporation, Wilmington Trust, and U.S. Bank Trust Company (November 9, 2022)
Administration Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Amended and Restated Trust Agreement between Horizon Funding 2022-1 LLC and Wilmington Trust, National Association (Owner Trustee)
Trust Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Fourth Supplemental Indenture for 6.25% Notes due 2027 between Horizon Technology Finance Corporation and U.S. Bank Trust Company, N.A.
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2022
Underwriting Agreement for $50,000,000 6.25% Notes due 2027 between Horizon Technology Finance Corporation and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2022
Underwriting Agreement between Horizon Technology Finance Corporation and Morgan Stanley & Co. LLC (March 9, 2022)
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2022
Description of Securities Registered under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Amendment No. 3 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Second Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and New York Life Entities
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Second Supplemental Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (February 25, 2022)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley FBR, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2021
Second Amended and Restated Loan and Security Agreement among Horizon Credit II LLC, KeyBank National Association, and Lenders (June 22, 2021)
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2021
Second Amended and Restated Sale and Servicing Agreement among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC, U.S. Bank...
Sales Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2021
Third Supplemental Indenture for 4.875% Notes due 2026 between Horizon Technology Finance Corporation and U.S. Bank National Association
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2021
Amendment No. 7 to Amended and Restated Loan Agreement among Horizon Credit II LLC, KeyBank, MUFG Union Bank, Cadence Bank, and Hitachi Capital America
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank National Association (June 1,...
Servicing Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2020
Amendment No. 1 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank National...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and New York Life Entities, dated June 5, 2020
Funding Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Indenture Agreement between Horizon Funding I, LLC and U.S. Bank National Association (June 1, 2018)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2020
Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank National Association (June 5, 2020)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Note Purchase Agreement between Horizon Funding Trust 2019-1 and KeyBanc Capital Markets Inc. for $100,000,000 Asset Backed Notes
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Indenture Agreement between Horizon Funding Trust 2019-1 and U.S. Bank National Association (August 13, 2019)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2019
Sale and Contribution Agreement between Horizon Technology Finance Corporation and Horizon Funding 2019-1 LLC (August 13, 2019)
Contribution Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2019
Administration Agreement among Horizon Funding Trust 2019-1, Horizon Technology Finance Corporation, Wilmington Trust, and U.S. Bank National Association dated August 13, 2019
Administration Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2019
Amended and Restated Trust Agreement between Horizon Funding 2019-1 LLC and Wilmington Trust, National Association (Owner Trustee)
Trust Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2019
Sale and Servicing Agreement among Horizon Funding Trust 2019-1, Horizon Funding 2019-1 LLC, Horizon Technology Finance Corporation, and U.S. Bank National Association (August 13,...
Sales Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (March 7, 2019)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Amendment No. 3 to Amended and Restated Loan Agreement among Horizon Credit II LLC and Lenders
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Amendment No. 2 to Amended and Restated Loan Agreement by and among Horizon Credit II LLC and Lenders
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2018
Amended and Restated Loan and Security Agreement among Horizon Credit II LLC, Lenders, and Key Equipment Finance Inc. (2013)
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2014
Amended and Restated Sale and Servicing Agreement among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC, U.S. Bank...
Sales Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2014
Agreement Regarding Loan Assignment and Related Matters among Horizon Credit II LLC, Wells Fargo Capital Finance LLC, and Key Equipment Finance Inc.
Assignment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2014
Indenture Agreement between Horizon Funding Trust 2013-1 and U.S. Bank National Association, dated June 28, 2013
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2013
Amended and Restated Trust Agreement between Horizon Funding 2013-1 LLC and Wilmington Trust, National Association (Owner Trustee)
Trust Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2013
Sale and Servicing Agreement among Horizon Funding Trust 2013-1, Horizon Funding 2013-1 LLC, Horizon Technology Finance Corporation, and U.S. Bank National Association (June 28,...
Servicing Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2013
Sale and Contribution Agreement between Horizon Technology Finance Corporation and Horizon Funding 2013-1 LLC (June 28, 2013)
Contribution Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2013
Note Purchase Agreement for $90,000,000 3.00% Asset-Backed Notes of Horizon Funding Trust 2013-1 between Horizon Technology Finance Corporation and Guggenheim Securities, LLC
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2013
Promissory Note between Horizon Technology Finance Corporation and Guggenheim Securities, LLC dated June 3, 2013
Note Agreements
Horizon Technology Finance Corp
Capital Markets
2013
Third Amendment to Loan and Security Agreement among Horizon Credit II LLC, Wells Fargo Capital Finance, LLC, and Lenders
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2013
Loan and Security Agreement among Horizon Credit III LLC, Lenders, and Fortress Credit Co LLC (August 23, 2012)
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2012
Sale and Servicing Agreement among Horizon Credit III LLC, Horizon Technology Finance Corporation, Horizon Technology Finance Management LLC, U.S. Bank National Association, and...
Sales Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2012
Underwriting Agreement for $50,000,000 4.875% Notes Due 2026 between Horizon Technology Finance Corporation and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2021
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley FBR, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Amendment No. 2 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank National...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
Description of Securities Registered under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2020
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley FBR, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2019
Amended and Restated Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC
Advisory Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2014
Underwriting Agreement for $30,000,000 7.375% Senior Notes due 2019 between Horizon Technology Finance Corporation and Stifel, Nicolaus & Company, Incorporated
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2012