Great Elm Capital Corp. Contracts & Agreements
25 Contracts & Agreements
- Business Finance (17 contracts)
- Business Operations (3)
- Human Resources (1)
- Uncategorized (4)
- Global Note (8.75% Note Due 2028) (Filed With SEC on August 16, 2023)
- Fifth Supplemental Indenture, dated as of August 16, 2023, between Great Elm Capital Corp. and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as... (Filed With SEC on August 16, 2023)
- Description of Registered Securities (Filed With SEC on March 4, 2022)
- Fourth Supplemental Indenture, dated as of June 23, 2021, between Great Elm Capital Corp. and American Stock Transfer & Trust Company, LLC, as Trustee (Filed With SEC on June 23, 2021)
- Global Note (5.875% Note Due 2026) (Filed With SEC on June 23, 2021)
- Loan, Guarantee and Security Agreement, dated May 5, 2021, by and between Great Elm Capital Corp. and City National Bank (Filed With SEC on May 6, 2021)
- Custody Agreement, dated as of January 2, 2020, by and between the Registrant and U.S. Bank National Association (Filed With SEC on May 11, 2020)
- Description of Registered Securities (Filed With SEC on March 19, 2020)
- Separation Agreement and Release, dated as of June 4, 2018, by and between Michael Sell and Great Elm Capital Management, Inc (Filed With SEC on August 10, 2018)
- GREAT ELM CAPITAL CORP. $43,000,000 6.75% Notes Due 2025 UNDERWRITING AGREEMENT (Filed With SEC on January 22, 2018)
- Global Note, dated September 29, 2017 (Filed With SEC on September 29, 2017)
- First Supplemental Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company (Filed With SEC on September 21, 2017)
- Global Note, dated September 18, 2017 (Filed With SEC on September 21, 2017)
- Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company (Filed With SEC on September 21, 2017)
- Underwriting agreement, dated as of September 13, 2017 (Filed With SEC on September 21, 2017)
- Underwriting agreement, dated as of September 13, 2017 (Filed With SEC on September 19, 2017)
- Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer and Trust Company (Filed With SEC on September 19, 2017)
- Supplemental Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer and Trust Company (Filed With SEC on September 19, 2017)
- Global Note, dated September 18, 2017 (Filed With SEC on September 19, 2017)
- Custodian Agreement (Filed With SEC on March 30, 2017)
- SECOND SUPPLEMENTAL INDENTURE by and among FULL CIRCLE CAPITAL CORPORATION, GREAT ELM CAPITAL CORP. and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of November 3, 2016... (Filed With SEC on March 30, 2017)
- INDEMNIFICATION AGREEMENT (Filed With SEC on November 7, 2016)
- AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 7, 2016)
- ADMINISTRATION AGREEMENT (Filed With SEC on November 7, 2016)
- INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on November 7, 2016)
