COWEN INC. Contracts & Agreements

88 Contracts & Agreements
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Cowen Inc. Deferred Cash Award Agreement with Employee under 2020 Equity and Incentive Plan
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2023
Agreement and Plan of Merger among Cowen Inc., The Toronto-Dominion Bank, and Crimson Holdings Acquisition Co.
Merger Agreements
COWEN INC.
Capital Markets
DE
2022
Cowen Inc. Restricted Stock Unit and Deferred Cash Award Agreement with Employee (February 1, 2022)
Compensation Agreements
COWEN INC.
Capital Markets
NY
2022
Cowen Inc. Performance Shares Award Agreement with Grantee (March 1, 2022)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2022
Cowen Digital Holdings 2022 Equity Unit Incentive Plan
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
DE
2022
Upstairs Class B Unit Award Agreement under Cowen Digital Holdings 2022 Equity Unit Incentive Plan between CDIG Management Co. LLC and Participant
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2022
Cowen Inc. Performance Shares Award Agreement with Grantee (February 17, 2021)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2021
Cowen Inc. Restricted Stock Unit and Deferred Cash Award Agreement with Employee (2021)
Compensation Agreements
COWEN INC.
Capital Markets
NY
2021
Cowen Inc. Restricted Stock Unit and Deferred Cash Award Agreement with Grantee (February 19, 2020)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between Cowen Inc. and Jeffrey Solomon (CEO)
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between Cowen Inc. and John Holmes (Chief Operating Officer)
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between Cowen Inc. and Stephen Lasota
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between Cowen Inc. and Owen Littman (General Counsel)
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Cowen Inc. Performance Shares Award Agreement with Grantee (April 1, 2019)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2019
Cowen Inc. Note Purchase Agreement for 7.25% Senior Notes Due 2024, Dated April 25, 2019
Note Agreements
COWEN INC.
Capital Markets
DE
2019
Purchase Agreement among Grüco AG, Domus Holding GmbH, Bugovics Industries GmbH, Camafini AG, Bodan Beteiligungs GmbH, André Augier, Robert Parker, Cowen International Limited,...
Purchase Agreements
COWEN INC.
Capital Markets
NY
2018
Supplemental Agreement between Cowen Inc. and Peter A. Cohen (May 14, 2018)
Separation Agreements
COWEN INC.
Capital Markets
NY
2018
2017 Amendment to Employment Agreement between Cowen Inc. and Jeffrey Solomon
Employment Agreements
COWEN INC.
Capital Markets
2017
Transition Agreement between Cowen Inc. and Peter A. Cohen (2017)
Transition Agreements
COWEN INC.
Capital Markets
NY
2017
Securities Purchase Agreement among ConvergEx Holdings, LLC, ConvergEx Group, LLC, GTCR ConvergEx Holdings LLC, Cowen CV Acquisition LLC, and Cowen Group, Inc. dated April 2, 2017
Purchase Agreements
COWEN INC.
Capital Markets
DE
2017
Investor Rights Agreement between Shanghai Huaxin Group (HongKong) Limited and Cowen Group, Inc. dated March 29, 2017
Investor Rights Agreements
COWEN INC.
Capital Markets
DE
2017
Employment Agreement between Cowen Group, Inc. and Peter A. Cohen (2016)
Employment Agreements
COWEN INC.
Capital Markets
NY
2016
Cowen Group, Inc. Performance Shares Award Agreement with Grantee (2016)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2016
Revolving Credit Agreement among Cowen Finance Holdings LLC, Cowen Structured Holdings LLC, RCG LV Pearl, LLC, Ramius LLC, and SunTrust Bank
Credit Agreements
COWEN INC.
Capital Markets
DE
2015
Capped Call Option Confirmation Agreement between Nomura Global Financial Products Inc. and Cowen Group, Inc.
Warrant Agreements
COWEN INC.
Capital Markets
2015
Additional Capped Call Option Confirmation between Nomura Global Financial Products Inc. and Cowen Group, Inc. dated May 19, 2015
Warrant Agreements
COWEN INC.
Capital Markets
2015
Amendment to Employment Agreement between Cowen Group, Inc. and Stephen Lasota (April 24, 2015)
Employment Agreements
COWEN INC.
Capital Markets
2015
Amendment to Employment Agreement between Cowen Group, Inc. and John Holmes (April 24, 2015)
Employment Agreements
COWEN INC.
Capital Markets
2015
June 2014 Amendment to Employment Agreement between Cowen Group, Inc. and Peter Cohen
Employment Agreements
COWEN INC.
Capital Markets
2014
First Supplemental Indenture to 3.00% Cash Convertible Senior Notes Due 2019 between Cowen Group, Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2014
Cowen Group, Inc. 3.00% Cash Convertible Senior Note due 2019 (Form of Note)
Note Agreements
COWEN INC.
Capital Markets
DE
2014
Warrant Confirmation Agreement between Cowen Group, Inc. and Nomura Global Financial Products Inc. dated March 4, 2014
Warrant Agreements
COWEN INC.
Capital Markets
2014
Warrant Confirmation Agreement between Cowen Group, Inc. and Nomura Global Financial Products Inc. dated March 5, 2014
Warrant Agreements
COWEN INC.
Capital Markets
2014
Employment Agreement between Cowen Group, Inc. and John Holmes (Chief Administrative Officer)
Employment Agreements
COWEN INC.
Capital Markets
NY
2013
Employment Agreement between Cowen Group, Inc. and Michael Singer (CEO of Ramius LLC)
Employment Agreements
COWEN INC.
Capital Markets
NY
2013
Cowen Group, Inc. Stock Appreciation Right Agreement (2013) with Employee
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2013
Employment Agreement between Cowen Group, Inc. and Stephen Lasota (Chief Financial Officer)
Employment Agreements
COWEN INC.
Capital Markets
NY
2012
Employment Agreement between Cowen Group, Inc. and Owen Littman (General Counsel)
Employment Agreements
COWEN INC.
Capital Markets
NY
2012
Employment Agreement between Cowen Group, Inc. and Jeffrey Solomon (May 31, 2012)
Employment Agreements
COWEN INC.
Capital Markets
NY
2012
Separation Agreement and Release between Cowen Capital, LLC and George M.L. LaBranche, IV (October 31, 2011)
Separation Agreements
COWEN INC.
Capital Markets
NY
2012
Cowen Group, Inc. Restricted Stock Unit and Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2012
Employment Agreement between Cowen Group, Inc. and George M.L. LaBranche, IV (February 16, 2011)
Employment Agreements
COWEN INC.
Capital Markets
NY
2011
Agreement and Plan of Merger among Cowen Group, Inc., Louisiana Merger Sub, Inc., and LaBranche & Co Inc. dated February 16, 2011
Merger Agreements
COWEN INC.
Capital Markets
DE
2011
Voting Agreement between Cowen Group, Inc. and LaBranche & Co Inc. Stockholders (February 16, 2011)
Voting Agreements
COWEN INC.
Capital Markets
DE
2011
Separation and Release Agreement between Cowen Group, Inc. and Christopher A. White
Separation Agreements
COWEN INC.
Capital Markets
NY
2011
Senior Advisor Post-Retirement Employment Agreement between Cowen Group, Inc. and David M. Malcolm
Employment Agreements
COWEN INC.
Capital Markets
NY
2010
Employment Agreement between Cowen Group, Inc. and David M. Malcolm (June 3, 2009)
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Senior Advisor Post-Retirement Employment Agreement between David M. Malcolm and Cowen Group, Inc. and LexingtonPark Parent Corp.
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Employment Agreement between Cowen Group, Inc. and Christopher A. White (July 10, 2009)
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Cowen Group, Inc. Equity Award Agreement with Christopher A. White (December 2, 2009)
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2009
LexingtonPark Parent Corp. Registration Rights Agreement with Ramius LLC, BA Alpine Holdings, HVB AG, and HVB Alternative Advisors
Registration Rights Agreements
COWEN INC.
Capital Markets
NY
2009
Secured Revolving Credit Agreement between LexingtonPark Parent Corp. (Cowen Group, Inc.) and Bayerische Hypo- und Vereinsbank AG, New York Branch
Credit Agreements
COWEN INC.
Capital Markets
NY
2009
Employment Agreement between Cowen Group, Inc. and Jeffrey Solomon (June 3, 2009)
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Cowen Group, Inc. 2009 Carried Interest Equivalent Award Agreement with Christopher A. White
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2009
Employment Agreement between Cowen Group, Inc. and David M. Malcolm (June 3, 2009)
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Employment Agreement between Cowen Group, Inc. and Christopher A. White (July 10, 2009)
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Transaction Agreement and Agreement and Plan of Merger among Cowen Group, Inc., LexingtonPark Parent Corp., Lexington Merger Corp., Park Exchange LLC, and Ramius LLC (June 3, 2009)
Merger Agreements
COWEN INC.
Capital Markets
DE
2009
Description of Cowen Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
COWEN INC.
Capital Markets
2023
Description of Cowen Inc. Securities Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
COWEN INC.
Capital Markets
2022
Cowen Inc. Equity Award Agreement for Restricted Stock Units with Grantee
Equity Distribution Agreements
COWEN INC.
Capital Markets
NY
2022
Description of Cowen Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
COWEN INC.
Capital Markets
2021
Description of Cowen Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
COWEN INC.
Capital Markets
2020
Credit Agreement among Cowen Inc., Guarantors, Lenders, and BMO Harris Bank N.A. dated December 2, 2019
Credit Agreements
COWEN INC.
Capital Markets
DE
2019
Underwriting Agreement for $90,000,000 7.75% Senior Notes due 2033 between Cowen Inc. and Underwriters (Morgan Stanley & Co. LLC, UBS Securities LLC)
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2018
Third Supplemental Indenture to Indenture Dated October 10, 2014 Between Cowen Inc. and The Bank of New York Mellon for 7.75% Senior Notes Due 2033
Indenture Agreements
COWEN INC.
Capital Markets
NY
2018
Cowen Inc. and The Bank of New York Mellon Indenture for 3.00% Convertible Senior Notes Due 2022
Indenture Agreements
COWEN INC.
Capital Markets
NY
2017
Underwriting Agreement for $120,000,000 7.35% Senior Notes due 2027 between Cowen Inc. and Underwriters (Morgan Stanley & Co. LLC, UBS Securities LLC)
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2017
Second Supplemental Indenture to 7.35% Senior Notes due 2027 between Cowen Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2017
Modification Agreement to Stock Purchase Agreement between Cowen Inc. and Shanghai Huaxin Group (HongKong) Limited
Modification Agreements
COWEN INC.
Capital Markets
NY
2017
Amendment No. 1 to Stock Purchase Agreement between Cowen Inc. and Shanghai Huaxin Group (HongKong) Limited
Purchase Agreements
COWEN INC.
Capital Markets
NY
2017
Stock Purchase Agreement between Shanghai Huaxin Group (HongKong) Limited and Cowen Group, Inc. (March 29, 2017)
Stock Agreements
COWEN INC.
Capital Markets
DE
2017
Term Loan Agreement among Cowen Group, Inc., Lenders, and Administrative Agent (2017)
Loan Agreements
COWEN INC.
Capital Markets
DE
2017
First Amendment to Revolving Credit Agreement among Cowen Finance Holdings LLC, Cowen Structured Holdings LLC, RCG LV Pearl, LLC, Ramius LLC, and SunTrust Bank
Credit Agreements
COWEN INC.
Capital Markets
NY
2016
Amendment to Employment Agreement between Cowen Group, Inc. and Owen Littman (April 24, 2015)
Modification Agreements
COWEN INC.
Capital Markets
2015
Indenture Agreement between Cowen Group, Inc. and The Bank of New York Mellon (October 10, 2014)
Indenture Agreements
COWEN INC.
Capital Markets
NY
2014
First Supplemental Indenture to 8.25% Senior Notes due 2021 between Cowen Group, Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2014
Cowen Group, Inc. $55,000,000 8.25% Senior Notes Due 2021 Underwriting Agreement with Sterne, Agee & Leach, Inc.
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2014
Indenture for 3.00% Cash Convertible Senior Notes due 2019 between Cowen Group, Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
DE
2014
Call Option Confirmation Agreement between Nomura Global Financial Products Inc. and Cowen Group, Inc. (March 2014)
COWEN INC.
Capital Markets
2014
Amendment to Call Option Transaction Agreement between Nomura Global Financial Products Inc. and Cowen Group, Inc.
Modification Agreements
COWEN INC.
Capital Markets
NY
2014
Cowen Group, Inc. Stock Appreciation Right Agreement (2013) with Grantee
Equity Distribution Agreements
COWEN INC.
Capital Markets
NY
2013
Cowen Group, Inc. Equity Award Agreement for Restricted Stock Units with Grantee
Equity Distribution Agreements
COWEN INC.
Capital Markets
NY
2010
Modification Agreement Among RCG Holdings LLC, Cowen Group, Inc., Ramius LLC, UniCredit Bank AG, and Related Parties
Modification Agreements
COWEN INC.
Capital Markets
NY
2010
Cowen Group, Inc. Class A Common Stock Purchase Agreement with Underwriters (December 2009)
Purchase Agreements
COWEN INC.
Capital Markets
NY
2009
Senior Advisor Post-Retirement Employment Agreement between David M. Malcolm and Cowen Group, Inc. and LexingtonPark Parent Corp.
Employment Agreements
COWEN INC.
Capital Markets
NY
2009
Asset Exchange Agreement among Ramius, LLC, HVB Alternative Advisors LLC, Bayerische Hypo- und Vereinsbank AG, Cowen Group Inc., LexingtonPark Parent Corp., and Lexington Merger...
Exchange Agreements
COWEN INC.
Capital Markets
DE
2009
Cowen Group, Inc. 2008 Equity Award Agreement with Executive (Restricted Stock Grant)
Equity Distribution Agreements
COWEN INC.
Capital Markets
NY
2009
Cowen Group, Inc. 2008 Deferred Cash Award Agreement with Executive
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2009