COWEN INC. (19)

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Contracts

Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co (Filed With SEC on August 2, 2022)
Form of Award Agreement Cowen Digital Holdings 2022 Equity Unit Incentive Plan (Filed With SEC on May 2, 2022)
Form of Restricted Stock Unit and Deferred Cash Award Agreement (Filed With SEC on May 2, 2022)
Form of 2021 Director RSU Award Agreement (Filed With SEC on March 1, 2022)
Cowen Digital Holdings 2022 Equity Unit Incentive Plan (Filed With SEC on May 2, 2022)
Form of Performance Shares Award Agreement (Filed With SEC on May 2, 2022)
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 1, 2022)
Form of Performance Share Award Agreement (Filed With SEC on March 3, 2021)
Form of Restricted Stock Unit and Deferred Cash Award Agreement (Filed With SEC on March 3, 2021)
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 3, 2021)
Form of Restricted Stock Unit and Deferred Cash Award (Filed With SEC on March 4, 2020)
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 4, 2020)
Amended and Restated Employment Agreement between the Company and Owen S. Littman, dated January 31, 2020 (Filed With SEC on February 3, 2020)
Amended and Restated Employment Agreement between the Company and Stephen A. Lasota, dated January 31, 2020 (Filed With SEC on February 3, 2020)
Amended and Restated Employment Agreement between the Company and John Holmes, dated January 31, 2020 (Filed With SEC on February 3, 2020)
Amended and Restated Employment Agreement between the Company and Jeffrey M. Solomon, dated January 31, 2020 (Filed With SEC on February 3, 2020)
Credit Agreement dated December 2, 2019 (Filed With SEC on December 4, 2019)
Form of Performance Shares Award Agreement (Filed With SEC on August 1, 2019)
Form of Note Purchase Agreement, including the form of Note attached thereto (Filed With SEC on April 29, 2019)