COWEN INC. (9)
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Contracts
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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(Filed With SEC on March 4, 2020)
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Form of Restricted Stock Unit and Deferred Cash Award
(Filed With SEC on March 4, 2020)
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Amended and Restated Employment Agreement between the Company and Jeffrey M. Solomon, dated January 31, 2020
(Filed With SEC on February 3, 2020)
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Amended and Restated Employment Agreement between the Company and John Holmes, dated January 31, 2020
(Filed With SEC on February 3, 2020)
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Amended and Restated Employment Agreement between the Company and Stephen A. Lasota, dated January 31, 2020
(Filed With SEC on February 3, 2020)
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Amended and Restated Employment Agreement between the Company and Owen S. Littman, dated January 31, 2020
(Filed With SEC on February 3, 2020)
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Credit Agreement dated December 2, 2019
(Filed With SEC on December 4, 2019)
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Form of Performance Shares Award Agreement
(Filed With SEC on August 1, 2019)
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Form of Note Purchase Agreement, including the form of Note attached thereto
(Filed With SEC on April 29, 2019)