Franklin Resources (30)

Browse by Contract Category

Contracts

Notice of Restricted Stock Award (Filed With SEC on November 19, 2021)
Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 19, 2021)
Description of Registrants Securities (Filed With SEC on November 23, 2020)
Voting Agreement, dated as of February 17, 2020, by and between the stockholders party thereto, and Franklin Resources, Inc (Filed With SEC on February 18, 2020)
Agreement and Plan of Merger, dated as of February 17, 2020, by and among Franklin Resources, Inc., Legg Mason, Inc. and Alpha Sub, Inc (Filed With SEC on February 18, 2020)
Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain time-based... (Filed With SEC on November 19, 2021)
Franklin Resources, Inc. Deferred Compensation Fund Plan (Filed With SEC on November 16, 2021)
Officers Certificate, dated August 12, 2021 (inclusive of the form of global note of the Companys 1.600% Notes due 2030 and the Companys 2.950% Notes due 2051) (Filed With SEC on August 12, 2021)
Underwriting Agreement for the 1.600% Notes due 2030 and the 2.950% Notes due 2051, dated August 5, 2021, among the Company, and BofA Securities, Inc., Citigroup Global Markets... (Filed With SEC on August 12, 2021)
Franklin Resources, Inc. Parent Guarantee dated August 2, 2021 (Filed With SEC on August 3, 2021)
Franklin Resources, Inc. 2002 Universal Stock Incentive Plan (as amended and restated effective February 9, 2021) (Filed With SEC on February 10, 2021)
Named Executive Officer Compensation as of October 1, 2020 (Filed With SEC on November 23, 2020)
2006 Directors Deferred Compensation Plan, as amended and restated effective November 5, 2020 (Filed With SEC on November 23, 2020)
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 23, 2020)
Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under our 2002 Universal Stock Incentive Plan for certain time-based awards to... (Filed With SEC on November 23, 2020)
Officers Certificate, dated October 19, 2020 (inclusive of the form of global note of the Companys 1.600% Notes due 2030) (Filed With SEC on October 19, 2020)
Underwriting Agreement for the 1.600% Notes due 2030, dated October 14, 2020, among the Company, and BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of... (Filed With SEC on October 19, 2020)
Registrants Named Executive Officer Compensation as of February 11, 2020 and April 13, 2020 (Filed With SEC on April 30, 2020)
Registrants Non-Employee Director Compensation as of February 11, 2020 (Filed With SEC on April 30, 2020)
Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amended and restated effective December 10, 2019) (Filed With SEC on February 12, 2020)
Registrants Named Executive Officer Compensation as of September 30, 2019 (Filed With SEC on January 30, 2020)
Registrants Amended and Restated Annual Incentive Compensation Plan (as amended and restated effective December 10, 2019) (Filed With SEC on January 30, 2020)
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under the Registrants 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 12, 2019)
Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 12, 2019)
Description of Registrants Securities (Filed With SEC on November 12, 2019)
Executive Transition Agreement, effective May 7, 2019, between the Registrant and Kenneth A. Lewis (Filed With SEC on July 30, 2019)
Offer Letter, dated March 6, 2019, between the Registrant and Matthew Nicholls (Filed With SEC on July 30, 2019)
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (Performance RSU) under the Registrants 2002 Universal Stock Incentive Plan,... (Filed With SEC on January 30, 2019)
Named Executive Officer Compensation as of September 30, 2018 (Filed With SEC on January 30, 2019)
Representative Form of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan, for executive... (Filed With SEC on January 30, 2019)