Merriman Holdings, Inc Contracts & Agreements

80 Contracts & Agreements
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Note Purchase Agreement between EGS, LLC and Merriman Holdings, Inc. (April 2015)
Note Agreements
Merriman Holdings, Inc
NY
2015
Secured Promissory Note between Merriman Holdings, Inc. and EGS, LLC dated April 2015
Note Agreements
Merriman Holdings, Inc
2015
Intercreditor Agreement among Merriman Holdings, Inc., EGS, LLC, and Subordinated Lenders dated April 20, 2015
Subordination Agreement
Merriman Holdings, Inc
NY
2015
Merriman Holdings, Inc. Common Stock Purchase Agreement with Investors (2014)
Purchase Agreements
Merriman Holdings, Inc
CA
2014
Merriman Holdings, Inc. Common Stock Purchase Agreement with Investors (March 2013)
Purchase Agreements
Merriman Holdings, Inc
CA
2013
Merriman Holdings, Inc. 2012 Stock Incentive Plan
Bonus & Incentive Agreements
Merriman Holdings, Inc
DE
2012
Merriman Holdings, Inc. Secured Promissory Note Dated April 21, 2011
Note Agreements
Merriman Holdings, Inc
CA
2011
Merriman Holdings, Inc. Secured Promissory Note and Warrant Agreement (April 7, 2011)
Note Agreements
Merriman Holdings, Inc
CA
2011
Secured Promissory Note between Merriman Holdings, Inc. and Ronald L. Chez dated April 7, 2011
Note Agreements
Merriman Holdings, Inc
CA
2011
Transition Agreement and Release of All Claims between Merriman Capital, Inc. and Peter Coleman
Transition Agreements
Merriman Holdings, Inc
2011
Secured Promissory Note between Merriman Holdings, Inc. and Ronald L. Chez (2010)
Note Agreements
Merriman Holdings, Inc
IL
2010
Unsecured Promissory Note between Merriman Holdings, Inc. and Holder (2010)
Note Agreements
Merriman Holdings, Inc
CA
2010
Merriman Curhan Ford Group, Inc. Series D Convertible Preferred Stock Purchase Agreement (August 2009)
Purchase Agreements
Merriman Holdings, Inc
DE
2009
Letter Agreement Regarding Registration of Investor Warrants between Merriman Curhan Ford Group, Inc. and Ronald Chez
Investor Rights Agreements
Merriman Holdings, Inc
2009
Chairman of Strategic Advisory Committee Agreement between Merriman Curhan Ford Group, Inc. and Ron Chez
Consulting Agreements
Merriman Holdings, Inc
2009
Secured Promissory Note and Guaranty Agreement between Merriman Curhan Ford Group, Inc. and Holder, with Warrants Issuance
Note Agreements
Merriman Holdings, Inc
CA
2009
Security Agreement between Merriman Curhan Ford Group, Inc. and Secured Party (July 31, 2009)
Security Agreements
Merriman Holdings, Inc
DE
2009
Subscription Agreement between Merriman Curhan Ford Group, Inc. and Subscribers (2009)
Subscription Agreements
Merriman Holdings, Inc
CA
2009
Merriman Curhan Ford Group, Inc. Secured Convertible Promissory Note (2009)
Note Agreements
Merriman Holdings, Inc
CA
2009
Security Agreement between Merriman Curhan Ford Group, Inc. and Secured Parties (2009)
Security Agreements
Merriman Holdings, Inc
DE
2009
Asset Purchase Agreement between Panel Intelligence, LLC (Delaware), Merriman Curhan Ford Group, Inc., and Panel Intelligence, LLC (Massachusetts) dated January 30, 2009
Purchase Agreements
Merriman Holdings, Inc
MA
2009
Waiver and Indemnity Agreement among Panel Intelligence, LLC, MCF Corporation, and Former MedPanel Stockholders
Waiver Agreements
Merriman Holdings, Inc
2009
Stock Purchase Agreement among MCF Corporation, MCF Wealth Management, Mallory Acquisition Corp., Catalyst Financial Planning & Investment Management, and Madelyn Mallory (January...
Purchase Agreements
Merriman Holdings, Inc
CA
2007
Securities Purchase Agreement between MCF Corporation and Purchasers dated March 7, 2006
Purchase Agreements
Merriman Holdings, Inc
2006
Employment Agreement between MCF Corporation and Gregory S. Curhan (Executive Vice President)
Employment Agreements
Merriman Holdings, Inc
DE
2005
Employment Agreement between MCF Corporation and Robert E. Ford (President and COO)
Employment Agreements
Merriman Holdings, Inc
DE
2005
Promissory Note between Ascend Services Ltd. and MCF Corporation Dated April 29, 2005
Note Agreements
Merriman Holdings, Inc
NY
2005
Employment Agreement between MCF Corporation and D. Jonathan Merriman
Employment Agreements
Merriman Holdings, Inc
DE
2004
Ratexchange Corporation Series B Convertible Preferred Stock and Warrant Subscription Agreement
Subscription Agreements
Merriman Holdings, Inc
CA
2004
Securities Purchase Agreement between Ratexchange Corporation and Highfields Capital Entities (April 1, 2003)
Note Agreements
Merriman Holdings, Inc
CA
2004
Agreement to Restructure Convertible Promissory Note between RateXchange Corporation and Forsythe McArthur Associates, Inc.
Modification Agreements
Merriman Holdings, Inc
2003
Stock Purchase Agreement among RateXchange Corporation, BL Partners LLC, and RMG Partners Corporation dated April 9, 2002
Purchase Agreements
Merriman Holdings, Inc
CA
2002
Assignment and Bill of Sale between RateXchange Corporation and Forsythe/McArthur Associates, Inc.
Assignment Agreements
Merriman Holdings, Inc
IL
2002
Purchase Agreement between Enavis Networks, Inc. and RateXchange, Inc. dated April 8, 2002
Purchase Agreements
Merriman Holdings, Inc
2002
RateXchange Corporation 12% Convertible Subordinated Note Due December 31, 2011
Note Agreements
Merriman Holdings, Inc
CA
2002
Convertible Promissory Note between RateXchange Corporation and Forsythe McArthur Associates, Inc. dated September 1, 2001
Note Agreements
Merriman Holdings, Inc
DE
2002
Employment Agreement between RateXchange Corporation and Gregory S. Curhan
Employment Agreements
Merriman Holdings, Inc
DE
2002
Employment Agreement between RateXchange Corporation and Robert E. Ford
Employment Agreements
Merriman Holdings, Inc
DE
2002
Asset Purchase Agreement among Xpit Acquisition LLC, CQG, Inc., XPIT Corporation, RateXchange Corporation, and Related Parties
Purchase Agreements
Merriman Holdings, Inc
ID
2002
Amendment No. 1 to Employment Agreement between RateXchange Corporation and Donald H. Sledge
Employment Agreements
Merriman Holdings, Inc
2001
Severance Agreement and Mutual Release between Edward Mooney and NetAmerica.com Corporation
Severance Agreements
Merriman Holdings, Inc
2001
Severance Agreement and Mutual Release between Douglas Cole and NetAmerica.com Corporation
Severance Agreements
Merriman Holdings, Inc
2001
Employment Agreement between RateXchange, Inc. and Philip Rice (Chief Financial Officer)
Employment Agreements
Merriman Holdings, Inc
CA
2001
Employment Agreement between RateXchange Corporation and D. Jonathan Merriman
Employment Agreements
Merriman Holdings, Inc
DE
2001
RateXchange Corporation 2000 Stock Option and Incentive Plan (As Amended)
Bonus & Incentive Agreements
Merriman Holdings, Inc
CA
2001
RateXchange Corporation Notice of Termination Without Cause and Severance Agreement with Ross Mayfield
Severance Agreements
Merriman Holdings, Inc
2000
Employment Agreement between RateXchange Corporation and Paul A. Wescott
Employment Agreements
Merriman Holdings, Inc
CA
2000
RateXchange Corporation and Paul Wescott Separation Agreement (August 28, 2000)
Separation Agreements
Merriman Holdings, Inc
2000
Stock Pledge Agreement between Merriman Holdings, Inc. and EGS, LLC dated April 2015
Pledge Agreements
Merriman Holdings, Inc
NY
2015
Merriman Holdings, Inc. and Chez Investors Voting Agreement (March 2013)
Voting Agreements
Merriman Holdings, Inc
DE
2013
Merriman Holdings, Inc. Common Stock Purchase Warrant Agreement (April 21, 2011)
Warrant Agreements
Merriman Holdings, Inc
2011
Merriman Holdings, Inc. Common Stock Purchase Warrant Agreement (April 21, 2011)
Warrant Agreements
Merriman Holdings, Inc
2011
Merriman Holdings, Inc. Common Stock Purchase Warrant Agreement (April 7, 2011)
Warrant Agreements
Merriman Holdings, Inc
2011
Merriman Holdings, Inc. Common Stock Purchase Warrant Agreement (April 7, 2011)
Warrant Agreements
Merriman Holdings, Inc
2011
Merriman Curhan Ford Group, Inc. Common Stock Purchase Warrant Agreement (2009)
Warrant Agreements
Merriman Holdings, Inc
2009
Investors’ Rights Agreement between Merriman Curhan Ford Group, Inc. and Investors (August 2009)
Investor Rights Agreements
Merriman Holdings, Inc
NY
2009
Merriman Curhan Ford Group, Inc. Common Stock Purchase Warrant Agreement (July 31, 2009)
Warrant Agreements
Merriman Holdings, Inc
2009
Merriman Curhan Ford Group, Inc. Common Stock Purchase Warrant Agreement (2009)
Warrant Agreements
Merriman Holdings, Inc
2009
Variable Rate Secured Convertible Debenture Agreement between MCF Corporation and Midsummer Investment, Ltd.
Debenture Agreements
Merriman Holdings, Inc
2006
Common Stock Purchase Warrant Agreement between MCF Corporation and Midsummer Investment, Ltd.
Warrant Agreements
Merriman Holdings, Inc
2006
Registration Rights Agreement between MCF Corporation and Purchasers (March 7, 2006)
Registration Rights Agreements
Merriman Holdings, Inc
2006
Security Agreement among MCF Corporation, Subsidiaries, and Debenture Holders Dated March 7, 2006
Security Agreements
Merriman Holdings, Inc
2006
Subsidiary Guarantee Agreement between MCF Corporation Subsidiaries and Purchasers (March 7, 2006)
Guaranty Agreements
Merriman Holdings, Inc
2006
Stock Purchase Agreement between MCF Corporation and Ascend Services Ltd.
Stock Agreements
Merriman Holdings, Inc
CA
2005
Ratexchange Corporation Series C Convertible Preferred Stock and Warrant Subscription Agreement (April 2003)
Subscription Agreements
Merriman Holdings, Inc
CA
2004
Class A Redeemable Warrant Agreement between RateXchange Corporation and Holder
Warrant Agreements
Merriman Holdings, Inc
CA
2002
Placement Agent Agreement between RateXchange Corporation and Murphy & Durieu (November 28, 2001)
Equity Distribution Agreements
Merriman Holdings, Inc
2002
Placement Agent's Warrant Agreement between RateXchange Corporation and Murphy & Durieu (November 28, 2001)
Warrant Agreements
Merriman Holdings, Inc
2002
Lease Termination and Settlement Agreement between PWREF/MCC-CHINA BASIN, LLC and RateXchange Corporation
Termination Agreements
Merriman Holdings, Inc
CA
2002
Stock Purchase Agreement among RateXchange Corporation, Instream Securities, Inc., and Independent Advantage Financial & Insurance Services, Inc. dated December 7, 2001
Stock Agreements
Merriman Holdings, Inc
CA
2002
Agreement and Plan of Merger among RateXchange Corporation, Xpit Corporation, Xpit.com, Inc., and Certain Shareholders
Merger Agreements
Merriman Holdings, Inc
KY
2001
Schedule of Non-Qualified, Non-Plan Stock Option Grants to Directors and Officers
Warrant Agreements
Merriman Holdings, Inc
2001
Bandwidth Brokerage and Revenue Sharing Agreement between Amerex Bandwidth, Ltd. and RateXchange Corporation
Collaboration Agreements
Merriman Holdings, Inc
NY
2001
Multi Site Colocation Commitment Agreement between RateXchange, Inc. and COLO.COM
Services Agreements
Merriman Holdings, Inc
CA
2001
Co-Location License Agreement between Switch & Data Facilities Company LLC and RateXchange, Inc.
Lease Agreements
Merriman Holdings, Inc
DE
2001
Master Professional Services Agreement between RateXchange, Inc. and Science Applications International Corporation
Services Agreements
Merriman Holdings, Inc
CA
2001
Bandwidth Brokerage and Revenue Sharing Agreement between Amerex Bandwidth, Ltd. and RateXchange Corporation
Collaboration Agreements
Merriman Holdings, Inc
NY
2000
TeleCity Facilities Management Agreement between TeleCity UK Limited and Rate Exchange Corporation
Services Agreements
Merriman Holdings, Inc
2000
Settlement Agreement and Mutual Release between Ultimate Markets, Inc. and RateXchange Corporation
Settlement Agreements
Merriman Holdings, Inc
DE
2000
Master Equipment Lease Agreement between Forsythe/McArthur Associates, Inc. and RateXchange Corporation dated March 18, 2000
Lease Agreements
Merriman Holdings, Inc
IL
2000