State Street Corp. Contracts & Agreements

233 Contracts & Agreements
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Underwriting Agreement for $2 Billion Senior Notes Issuance by State Street Corporation (2028 & 2030)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2025
State Street Corporation Floating Rate Senior Notes Due 2028 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2025
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2028 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2025
State Street Corporation 4.834% Senior Notes Due 2030 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2025
Underwriting Agreement for State Street Corporation Senior Notes Offering (2028, 2030, 2036)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2025
State Street Corporation 4.536% Senior Notes Due 2028 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2025
State Street Corporation 4.729% Senior Notes Due 2030 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2025
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2036 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2025
Deposit Agreement among State Street Corporation, Equiniti Trust Company, LLC, and Holders of Depositary Receipts (Series K Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2025
State Street Corporation Underwriting Agreement for 750,000 Depositary Shares, Series K Preferred Stock, with BofA Securities and Morgan Stanley
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2025
Articles of Amendment and Certificate of Designation for Series K Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2025
State Street Corporation Stock Certificate Legend and Shareholder Rights Notice
Stock Agreements
State Street Corp.
Capital Markets
2025
Fiscal Agency Agreement for Senior Notes Due 2026 and 2029 between State Street Bank and Trust Company and U.S. Bank Trust Company, N.A.
Facility Agreements
State Street Corp.
Capital Markets
NY
2024
Underwriting Agreement for State Street Corporation Senior Notes Offering (2027 & 2032)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation 4.330% Senior Notes Due 2027 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2024
State Street Corporation Floating Rate Senior Notes Due 2027 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2024
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2032 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2024
State Street Corporation $1,000,000,000 Fixed-to-Floating Rate Senior Notes Due 2029 Underwriting Agreement with HSBC Securities (USA) Inc., BofA Securities, Inc., Deutsche Bank...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2029 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2024
Deposit Agreement among State Street Corporation, Equiniti Trust Company, LLC, and Holders of Depositary Receipts (Series J Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation Underwriting Agreement for 850,000 Depositary Shares, Series J Preferred Stock (Goldman Sachs & UBS)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2024
Articles of Amendment and Certificate of Designation for Series J Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2024
State Street Corporation Specimen Stock Certificate and Shareholder Rights Notice
Stock Agreements
State Street Corp.
Capital Markets
2024
State Street Corporation $1,000,000,000 4.993% Senior Notes Due 2027 Underwriting Agreement with Morgan Stanley & Co. LLC, Blaylock Van, LLC, Scotia Capital (USA) Inc., and UBS...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation 4.993% Senior Notes Due 2027 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2024
Deposit Agreement among State Street Corporation, Equiniti Trust Company, LLC, and Holders of Depositary Receipts (Series I Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation Underwriting Agreement for 1,500,000 Depositary Shares, Series I Preferred Stock
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2024
State Street Corporation Articles of Amendment and Certificate of Designation for Series I Preferred Stock
Articles of Amendment
State Street Corp.
Capital Markets
MA
2024
State Street Corporation Stock Certificate Terms and Shareholder Rights Notice
Stock Agreements
State Street Corp.
Capital Markets
2024
Underwriting Agreement for $1.5 Billion Fixed-to-Floating Rate Senior and Subordinated Notes between State Street Corporation and Underwriters (Citigroup, HSBC, Siebert Williams...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2029 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2023
State Street Corporation Fixed-to-Floating Rate Senior Subordinated Notes Due 2034 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2023
Underwriting Agreement for $1.5 Billion Senior Notes Offering by State Street Corporation (2026)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2023
State Street Corporation 5.272% Senior Notes Due 2026 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2023
State Street Corporation $300,000,000 Floating Rate Senior Notes Due 2026 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2023
Underwriting Agreement for $2 Billion Fixed-to-Floating Rate Senior Notes between State Street Corporation and Underwriters (2023)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2026 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2034 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2023
Underwriting Agreement for State Street Corporation $1.25 Billion Fixed-to-Floating Rate Senior Notes (2026 & 2034)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2026 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2034 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2023
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2026 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2028 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2033 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2033 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2026 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2028 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2033 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2022
State Street Corporation $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2027 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2021
State Street Corporation $850,000,000 2.200% Senior Subordinated Notes Due 2031 Underwriting Agreement with BofA Securities, CastleOak Securities, Goldman Sachs, and Siebert...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2021
State Street Corporation 2.200% Senior Subordinated Notes Due 2031 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2021
State Street Corporation 2.400% Senior Notes Due 2030 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2020
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2025 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2019
State Street Corporation Fixed-to-Floating Rate Senior Subordinated Notes Due 2034 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2019
State Street Corporation $1,000,000,000 Fixed-to-Floating Rate Notes Underwriting Agreement with Merrill Lynch, Citigroup, Deutsche Bank, and J.P. Morgan (2018)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2024 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2018
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2029 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2018
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series H Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2018
State Street Corporation 2017 Stock Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
MA
2017
State Street Corporation Fixed-to-Floating Rate Senior Notes Due 2023 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2017
First Supplemental Indenture to Senior Debt Indenture between State Street Corporation and U.S. Bank National Association (May 8, 2017)
Indenture Agreements
State Street Corp.
Capital Markets
NY
2017
State Street Corporation 1.950% Senior Notes Due 2021 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2016
State Street Corporation 2.650% Senior Notes Due 2026 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2016
Transition Agreement between State Street Bank and Trust Company and Michael W. Bell
Transition Agreements
State Street Corp.
Capital Markets
2016
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series G Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2016
State Street Corporation Underwriting Agreement for 20,000,000 Depositary Shares, Series G Preferred Stock (April 2016)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2016
State Street Corporation 2.550% Senior Notes Due 2020 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2015
State Street Corporation 3.550% Senior Notes Due 2025 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2015
State Street Corporation Floating Rate Senior Notes Due 2020 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2015
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series F Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2015
State Street Corporation Executive Supplemental Retirement Plan (Amended and Restated January 1, 2015)
Retirement Agreements
State Street Corp.
Capital Markets
MA
2015
Amended and Restated State Street Corporation Supplemental Cash Incentive Plan (2014)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
MA
2015
State Street Corporation Non-Employee Director Compensation Arrangements
Compensation Agreements
State Street Corp.
Capital Markets
2015
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series E Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2014
State Street Corporation Management Supplemental Savings Plan (Amended and Restated as of January 1, 2014)
Retirement Agreements
State Street Corp.
Capital Markets
2014
State Street Corporation Non-Employee Director Compensation Arrangements
Compensation Agreements
State Street Corp.
Capital Markets
2014
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2014
State Street Corporation Executive Supplemental Retirement Plan (Amended and Restated January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
MA
2014
Amended and Restated State Street Corporation Supplemental Cash Incentive Plan (Effective January 1, 2014)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2014
Employment Agreement between State Street Corporation and Michael W. Bell (June 17, 2013)
Employment Agreements
State Street Corp.
Capital Markets
2014
State Street Corporation 2006 Equity Incentive Plan (Amended and Restated 2012)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2014
State Street Corporation Non-Employee Director Compensation Arrangements
Compensation Agreements
State Street Corp.
Capital Markets
2014
Summary of Employment Terms between State Street Bank and Trust Company and Michael Bell
Employment Agreements
State Street Corp.
Capital Markets
MA
2013
State Street Corporation Management Supplemental Retirement Plan Second Amendment and Restatement (Effective January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
2013
State Street Corporation Executive Supplemental Retirement Plan (Amended and Restated January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
MA
2013
State Street Corporation 2006 Equity Incentive Plan (Amended and Restated 2012)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2013
State Street Corporation Management Supplemental Savings Plan (Amended and Restated as of January 1, 2008)
Compensation Agreements
State Street Corp.
Capital Markets
2013
Deposit Agreement among State Street Corporation, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (Series C Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
NY
2012
State Street Corporation Deferred Compensation Plan for Directors (Restated January 1, 2007)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2012
State Street Corporation Amended and Restated 2006 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation Supplemental Cash Incentive Plan (Effective January 1, 2010)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation Special Retention Restricted Stock Award Agreement with Scott F. Powers
Retention Agreements
State Street Corp.
Capital Markets
2011
First Amendment to the Third Supplemental Indenture between State Street Corporation and U.S. Bank National Association, as Trustee
Indenture Agreements
State Street Corp.
Capital Markets
NY
2011
State Street Corporation Amended and Restated 2006 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Senior Executive Annual Incentive Plan (2006 Restatement)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Supplemental Cash Incentive Plan (Effective January 1, 2010)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Special Retention Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Retention Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Special Retention Deferred Stock Award Agreement for Non-U.S. Employees
Retention Agreements
State Street Corp.
Capital Markets
2010
Transition Award Agreement between State Street and Ronald E. Logue
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
First Supplemental Indenture to Indenture Dated August 2, 1993 (2.150% Senior Notes due 2012) – State Street Corporation and U.S. Bank, National Association
Indenture Agreements
State Street Corp.
Capital Markets
MA
2009
State Street Boston Corporation Executive Compensation Trust Agreement with Wachovia Bank and William M. Mercer, Inc.
Trust Agreements
State Street Corp.
Capital Markets
NC
2009
State Street Corporation 1997 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2009
Purchase Agreement between United States Department of the Treasury and State Street Corporation for Preferred Stock and Warrants
Purchase Agreements
State Street Corp.
Capital Markets
DC
2008
TARP Capital Purchase Program Senior Preferred Stock and Warrants Agreement between U.S. Treasury and Qualifying Financial Institutions
Purchase Agreements
State Street Corp.
Capital Markets
2008
State Street Corporation 2006 Equity Incentive Plan Performance Award Agreement
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2008
State Street Corporation 2006 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2008
Separation Agreement between State Street Corporation and William W. Hunt
Separation Agreements
State Street Corp.
Capital Markets
2008
Underwriting Agreement for State Street Capital Trust III 8.250% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities, Guaranteed by State Street...
Underwriting Agreements
State Street Corp.
Capital Markets
DE
2008
Third Supplemental Indenture to Junior Subordinated Indenture between State Street Corporation and U.S. Bank National Association (January 25, 2008)
Indenture Agreements
State Street Corp.
Capital Markets
NY
2008
Amended and Restated Trust Agreement of State Street Capital Trust III among State Street Corporation, U.S. Bank National Association, U.S. Bank Trust National Association,...
Trust Agreements
State Street Corp.
Capital Markets
NY
2008
Stock Purchase Contract Agreement between State Street Corporation and State Street Capital Trust III (U.S. Bank National Association as Property Trustee)
Purchase Agreements
State Street Corp.
Capital Markets
NY
2008
Collateral Agreement among State Street Corporation, U.S. Bank National Association, and State Street Capital Trust III (January 25, 2008)
Pledge Agreements
State Street Corp.
Capital Markets
MA
2008
Guarantee Agreement between State Street Corporation and U.S. Bank National Association relating to State Street Capital Trust III
Guaranty Agreements
State Street Corp.
Capital Markets
DE
2008
Second Supplemental Indenture to Junior Subordinated Indenture between State Street Corporation and U.S. Bank National Association (April 30, 2007)
Indenture Agreements
State Street Corp.
Capital Markets
DE
2007
Amended and Restated Trust Agreement among State Street Corporation, U.S. Bank National Association, U.S. Bank Trust National Association, and Holders of Trust Securities (State...
Trust Agreements
State Street Corp.
Capital Markets
DE
2007
Guarantee Agreement between State Street Corporation and U.S. Bank National Association relating to State Street Capital Trust IV (April 30, 2007)
Guaranty Agreements
State Street Corp.
Capital Markets
DE
2007
State Street Corporation 2006 Equity Incentive Plan Stock Appreciation Rights Award Agreement
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation 2006 Equity Incentive Plan Performance Award Agreement (Form)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation Performance Award Agreement under 1997 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2006
State Street Corporation Directors’ Deferred Stock Award Agreement
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2005
State Street Corporation Performance Award Grant Agreement under 1997 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation Election to Defer Performance Award Payment under 1997 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation 1997 Equity Incentive Plan Non-Qualified Stock Option Award Agreement
Warrant Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation 1997 Equity Incentive Plan Incentive Stock Option Award Agreement
Equity Distribution Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation 1997 Equity Incentive Plan Restricted Stock Award Agreement
Equity Distribution Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation 1997 Equity Incentive Plan Deferred Stock Award Agreement
Equity Distribution Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation SSgA Performance-Based Equity Award Agreement (2004–2006)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2004
Employment Agreement between State Street and Edward J. Resch (Executive Vice President, CFO)
Employment Agreements
State Street Corp.
Capital Markets
2003
Amended and Restated Trust Agreement among State Street Corporation, Bank One Trust Company, N.A., Bank One Delaware, Inc., and Holders of Trust Securities (State Street Capital...
Trust Agreements
State Street Corp.
Capital Markets
DE
2003
Guarantee Agreement between State Street Corporation and Bank One Trust Company, N.A. (as Guarantee Trustee) for State Street Capital Trust II
Guaranty Agreements
State Street Corp.
Capital Markets
DE
2003
First Supplemental Indenture to Junior Subordinated Indenture between State Street Corporation and Bank One Trust Company, N.A. (Floating Rate Medium Term Junior Subordinated...
Indenture Agreements
State Street Corp.
Capital Markets
2003
Purchase Contract Agreement between State Street Corporation and Bank One Trust Company, N.A. dated January 21, 2003
Purchase Agreements
State Street Corp.
Capital Markets
NY
2003
Pledge Agreement among State Street Corporation, Bank One, N.A., and Bank One Trust Company, N.A. dated January 21, 2003
Pledge Agreements
State Street Corp.
Capital Markets
MA
2003
State Street Corporation Common Stock Underwriting Agreement with Goldman, Sachs & Co. and Deutsche Bank Securities Inc.
Underwriting Agreements
State Street Corp.
Capital Markets
2003
Underwriting Agreement for State Street Corporation 6.75% SPACES Units with Goldman, Sachs & Co. and Deutsche Bank Securities Inc.
Underwriting Agreements
State Street Corp.
Capital Markets
2003
Underwriting Agreement for State Street Capital Trust II Floating Rate Medium Term Capital Securities between State Street Capital Trust II, State Street Corporation, and Goldman,...
Underwriting Agreements
State Street Corp.
Capital Markets
DE
2003
Amendment No. 4 to State Street Corporation 1997 Equity Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2000
Underwriting Agreement for $1 Billion Fixed-to-Floating Rate Senior Notes between State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
State Street Corporation $750,000,000 Fixed-to-Floating Rate Senior Notes Due 2033 Underwriting Agreement
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
Underwriting Agreement for $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2033 between State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
Underwriting Agreement for State Street Corporation $1.5 Billion Fixed-to-Floating Rate Senior Notes (2026, 2028, 2033)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
State Street Corporation $500,000,000 Fixed-to-Floating Rate Senior Notes Due 2027 Underwriting Agreement
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2021
State Street Corporation Underwriting Agreement for 21,724,217 Shares of Common Stock with Goldman Sachs & Co. LLC and BofA Securities, Inc.
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2021
Underwriting Agreement for $750,000,000 2.400% Senior Notes Due 2030 between State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2020
Underwriting Agreement for $1.5 Billion Fixed-to-Floating Rate Senior and Subordinated Notes between State Street Corporation and Underwriters (2019)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2019
State Street Corporation Underwriting Agreement for 500,000 Depositary Shares, Series H Preferred Stock (2018)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
Articles of Amendment and Certificate of Designation for Series H Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2018
State Street Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock Certificate
Stock Agreements
State Street Corp.
Capital Markets
2018
State Street Corporation and Morgan Stanley & Co. LLC Underwriting Agreement for 13,244,271 Shares of Common Stock
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
State Street Corporation $750,000,000 Fixed-to-Floating Rate Notes Due 2023 Underwriting Agreement with Morgan Stanley, Goldman Sachs, Merrill Lynch, and UBS
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2017
Underwriting Agreement for $1.5 Billion Senior Notes between State Street Corporation and Underwriters (May 16, 2016)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2016
Articles of Amendment and Certificate of Designation for Series G Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2016
State Street Corporation $3 Billion Senior Notes Underwriting Agreement with Goldman Sachs, Merrill Lynch, J.P. Morgan, and Morgan Stanley (August 2015)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2015
State Street Corporation Underwriting Agreement for 750,000 Depositary Shares, Series F Preferred Stock (2015)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2015
Articles of Amendment and Certificate of Designation for Series F Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2015
State Street Corporation Series F Preferred Stock Certificate (Specimen)
Stock Agreements
State Street Corp.
Capital Markets
2015
State Street Corporation 2006 Equity Incentive Plan (as Amended and Restated 2012)
Equity Distribution Agreements
State Street Corp.
Capital Markets
MA
2015
Underwriting Agreement for $1,000,000,000 3.300% Senior Notes Due 2024 between State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2014
State Street Corporation 3.300% Senior Notes Due 2024 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2014
State Street Corporation Underwriting Agreement for 30,000,000 Depositary Shares, Series E Preferred Stock
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2014
Articles of Amendment and Certificate of Designation for Series E Preferred Stock of State Street Corporation
Articles of Amendment
State Street Corp.
Capital Markets
MA
2014
State Street Corporation Series E Preferred Stock Certificate (Specimen)
Stock Agreements
State Street Corp.
Capital Markets
2014
Underwriting Agreement for State Street Corporation Series D Preferred Stock Depositary Shares (2014)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2014
State Street Corporation Articles of Amendment and Certificate of Designation for Series D Preferred Stock
Articles of Amendment
State Street Corp.
Capital Markets
MA
2014
State Street Corporation Shareholder Rights and Stock Information Notice
Stock Agreements
State Street Corp.
Capital Markets
2014
State Street Corporation Director Indemnification Agreement
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
State Street Corporation Officer Indemnification Agreement
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
State Street Bank and Trust Company Indemnification Agreement with Director
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
State Street Bank and Trust Company Officer Indemnification Agreement
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
Underwriting Agreement for $1,000,000,000 3.700% Senior Notes Due 2023 between State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2013
State Street Corporation 3.70% Senior Notes Due 2023 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2013
Underwriting Agreement for $1.5 Billion Senior and Subordinated Notes – State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2013
State Street Corporation 1.350% Senior Notes Due 2018 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2013
State Street Corporation 3.100% Senior Subordinated Notes Due 2023 Global Security Certificate
Note Agreements
State Street Corp.
Capital Markets
2013
State Street Corporation Deferred Compensation Plan for Directors (2008 Restatement)
Compensation Agreements
State Street Corp.
Capital Markets
2013
State Street Corporation Non-Employee Director Compensation Arrangements (2012-2013)
Compensation Agreements
State Street Corp.
Capital Markets
2013
Underwriting Agreement for State Street Corporation Series C Preferred Stock Depositary Shares (2012)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2012
Articles of Amendment and Certificate of Designation for State Street Corporation Series C Preferred Stock
Articles of Amendment
State Street Corp.
Capital Markets
MA
2012
State Street Corporation Form of Certificate for Non-Cumulative Perpetual Preferred Stock
Stock Agreements
State Street Corp.
Capital Markets
2012
State Street Corporation Management Supplemental Savings Plan (Amended and Restated, Effective January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
2012
State Street Non-Employee Director Compensation Arrangements (2011–2012)
Compensation Agreements
State Street Corp.
Capital Markets
2012
Underwriting Agreement for $2 Billion Senior Notes Offering by State Street Corporation with Morgan Stanley and Merrill Lynch as Representatives
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2011
State Street Corporation Floating Rate Senior Notes Due 2014 (Form of Global Security)
Note Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation 2.875% Senior Notes Due 2016 (Form of Global Note)
Note Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation 4.375% Senior Notes Due 2021 (Form of Global Note)
Note Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation Non-Employee Director Compensation Arrangements (2010-2011)
Compensation Agreements
State Street Corp.
Capital Markets
2011
State Street Employment Agreement with Scott F. Powers (April 1, 2008)
Employment Agreements
State Street Corp.
Capital Markets
2011
State Street Corporation Expatriate Assignment Agreement with Joseph C. Antonellis (April 26, 2010)
Employment Agreements
State Street Corp.
Capital Markets
2011
Underwriting Agreement for $500,100,000 4.956% Junior Subordinated Debentures Due 2018 between State Street Corporation, State Street Capital Trust III, and Goldman, Sachs & Co.
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2011
Amended and Restated Employment Agreement between State Street Corporation and Executive (2009)
Employment Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation Non-Employee Director Compensation Arrangements (2009-2010)
Compensation Agreements
State Street Corp.
Capital Markets
2010
State Street Offer of Employment and Compensation Terms with Jeffrey N. Carp
Employment Agreements
State Street Corp.
Capital Markets
2010
Expatriate Assignment Agreement between State Street Bank and James S. Phalen (London, 2007)
Employment Agreements
State Street Corp.
Capital Markets
2010
State Street Corporation 4.30% Senior Notes Due 2014 (Form of Note)
Note Agreements
State Street Corp.
Capital Markets
2009
State Street Corporation Underwriting Agreement with Goldman, Sachs & Co. and Morgan Stanley & Co. Incorporated, Dated May 18, 2009
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2009
Underwriting Agreement for $500,000,000 4.30% Senior Notes Due 2014 between State Street Corporation and Underwriters (Goldman Sachs & Morgan Stanley)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2009
Underwriting Agreement for $1,500,000,000 2.150% Senior Notes Due 2012 by State Street Corporation and Underwriters
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2009
State Street Corporation Management Supplemental Retirement Plan (Second Amendment and Restatement, Effective January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
2009
State Street Corporation Deferred Compensation Plan for Directors (Restated January 1, 2008)
Compensation Agreements
State Street Corp.
Capital Markets
2009
State Street Corporation Non-Employee Director Compensation Arrangements (2008–2009)
Compensation Agreements
State Street Corp.
Capital Markets
2009
Employment Agreement between State Street and Edward J. Resch (Executive Vice President, CFO)
Employment Agreements
State Street Corp.
Capital Markets
2009
Form of Waiver Related to TARP Capital Purchase Program Participation
Waiver Agreements
State Street Corp.
Capital Markets
2009
Omnibus Amendment to Executive Compensation and Benefit Arrangements between State Street Corporation and Executive
Modification Agreements
State Street Corp.
Capital Markets
2009
State Street Corporation Executive Supplemental Retirement Plan (Amended and Restated January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
MA
2008
Amended and Restated Employment Agreement between State Street Corporation and Executive (2008)
Employment Agreements
State Street Corp.
Capital Markets
2008
Amended and Restated Employment Agreement between State Street Corporation and Executive (2008)
Employment Agreements
State Street Corp.
Capital Markets
2008
State Street Corporation Warrant to Purchase Common Stock Agreement (October 28, 2008)
Warrant Agreements
State Street Corp.
Capital Markets
NY
2008
State Street Corporation Common Stock Underwriting Agreement with Goldman, Sachs & Co. and Morgan Stanley & Co. Incorporated (June 3, 2008)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2008
State Street Non-Employee Director Compensation Arrangements (April 2007–March 2008)
Compensation Agreements
State Street Corp.
Capital Markets
2008
State Street Corporation Management Supplemental Retirement Plan (Amended and Restated as of January 1, 2008)
Retirement Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation Management Supplemental Savings Plan (Amended and Restated as of January 1, 2008)
Profit Sharing Plans
State Street Corp.
Capital Markets
2007
State Street Corporation Director Indemnification Agreement
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2007
State Street Corporation Officer Indemnification Agreement
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2007
State Street Bank and Trust Company Indemnification Agreement with Director
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2007
State Street Bank and Trust Company Indemnification Agreement with Officer
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2007
State Street Capital Trust IV $800,000,000 Floating Rate Capital Securities Underwriting Agreement with Credit Suisse, Goldman Sachs, and Morgan Stanley (April 23, 2007)
Underwriting Agreements
State Street Corp.
Capital Markets
DE
2007
State Street Corporation $700,000,000 Notes Underwriting Agreement with Lehman Brothers Inc. and Other Underwriters (April 25, 2007)
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2007
State Street Corporation 5.375% Fixed Rate Notes Due 2017 (Global Security Certificate)
Note Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation $250,000,000 Floating Rate Notes Due 2012 (Global Security)
Note Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation 2006 Equity Incentive Plan Restricted Stock Award Agreement
Equity Distribution Agreements
State Street Corp.
Capital Markets
2007
State Street Corporation 2006 Equity Incentive Plan Deferred Stock Award Agreement
Equity Distribution Agreements
State Street Corp.
Capital Markets
2007
State Street Non-Employee Director Compensation Arrangements (April 2006–March 2007)
Compensation Agreements
State Street Corp.
Capital Markets
2007
Agreement and Plan of Merger between State Street Corporation and Investors Financial Services Corp. (February 4, 2007)
Merger Agreements
State Street Corp.
Capital Markets
NY
2007
Amendment to Amended and Restated Rights Agreement between State Street Corporation and Computershare Trust Company, N.A.
Modification Agreements
State Street Corp.
Capital Markets
2006
State Street Corporation Stock Appreciation Rights Award Agreement under 1997 Equity Incentive Plan
Equity Distribution Agreements
State Street Corp.
Capital Markets
2006
State Street Corporation Deferred Compensation Plan for Directors (2007 Restatement)
Compensation Agreements
State Street Corp.
Capital Markets
2006
Supplemental Retirement Benefit Agreement for J. Hooley (Schedule B, Section 3.2(d))
Retirement Agreements
State Street Corp.
Capital Markets
2006
State Street Corporation Supplemental Defined Benefit Pension Plan (2005 Restatement)
Retirement Agreements
State Street Corp.
Capital Markets
MA
2005
State Street Corporation Director Compensation Policy (April 2004–March 2005)
Compensation Agreements
State Street Corp.
Capital Markets
2005
Retirement Agreement between State Street Corporation and David A. Spina, Effective June 30, 2004
Retirement Agreements
State Street Corp.
Capital Markets
2004
State Street Corporation and Maureen Scannell Bateman Memorandum of Agreement (Retirement and Transition)
Separation Agreements
State Street Corp.
Capital Markets
2003
Memorandum of Agreement Regarding Retirement of Nicholas A. Lopardo from State Street Corporation
Separation Agreements
State Street Corp.
Capital Markets
2001
Amendment No. 3 to State Street Corporation 1994 Stock Option and Performance Unit Plan
Stock Agreements
State Street Corp.
Capital Markets
2000