Piper Jaffray Companies (21)

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Contracts

Amendment Letter, dated March 10, 2021, by and between Piper Sandler Companies and Jonathan J. Doyle (Filed With SEC on May 6, 2021)
Transition Services Agreement, dated December 31, 2020, by and between Piper Sandler & Co. and Brian R. Sterling (Filed With SEC on February 25, 2021)
Eighth Amendment to Amended and Restated Loan Agreement, dated December 11, 2020, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 25, 2021)
Agreement and Plans of Merger, dated July 9, 2019, by and between Piper Jaffray Companies, SOP Holdings, LLC, Sandler ONeill & Partners Corp., Sandler ONeill & Partners L.P. and... (Filed With SEC on July 10, 2019)
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2021 (related to performance in 2020) under the Piper Sandler Companies Amended and... (Filed With SEC on February 25, 2021)
Credit Agreement, dated December 20, 2019, by and between Piper Sandler Companies and U.S. Bank National Association, as conformed through the first amendment, dated January 15,... (Filed With SEC on February 25, 2021)
Summary of Non-Employee Director Compensation Program (Filed With SEC on February 25, 2021)
Form of Performance Share Unit Agreement for 2021 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 25, 2021)
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2020 (related to performance in 2019) under the Piper Sandler Companies Amended and... (Filed With SEC on February 28, 2020)
Equity Consideration Restricted Stock Agreement, dated July 9, 2019, by and between Piper Sandler Companies and Jonathan J. Doyle (Filed With SEC on February 28, 2020)
Seventh Amendment to Amended and Restated Loan Agreement, dated December 13, 2019, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 28, 2020)
Summary of Non-Employee Director Compensation Program (Filed With SEC on February 28, 2020)
Form of Performance Share Unit Agreement for 2020 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 28, 2020)
Description of Securities (Filed With SEC on February 28, 2020)
Letter Agreement, dated as of July 8, 2019, between the Company and Jonathan J. Doyle (Filed With SEC on January 6, 2020)
Credit Agreement, dated as of December 20, 2019, by and between Piper Jaffray Companies and U.S. Bank National Association (Filed With SEC on December 20, 2019)
Note Purchase Agreement, dated October 15, 2019, by and among Piper Jaffray Companies, Piper Jaffray & Co., and the Purchasers party thereto (Filed With SEC on October 15, 2019)
Summary of Non-Employee Director Compensation Program (Filed With SEC on February 26, 2019)
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2019 (related to performance in 2018) under the Piper Jaffray Companies Amended and... (Filed With SEC on February 26, 2019)
Sixth Amendment to Amended and Restated Loan Agreement, dated December 14, 2018, between Piper Jaffray & Co. and U.S. Bank National Association (Filed With SEC on February 26, 2019)
Form of Performance Share Unit Agreement for 2019 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 26, 2019)