EQUUS TOTAL RETURN, INC. Contracts & Agreements
31 Contracts & Agreements
- Business Finance (16 contracts)
- Business Operations (7)
- Mergers & Acquisitions (2)
- Uncategorized (6)
- Purchase and Sale Agreement between Morgan E&P, LLC and Pro Energy I LLC (Filed With SEC on May 25, 2023)
- Stock Purchase Agreement and Plan of Merger, dated April 24, 2017, among Equus Total Return, Inc., ETR Merger Sub, Inc., and certain shareholders of U.S. Gas & Electric, Inc (Filed With SEC on April 24, 2017)
- Amendment No. 1 to Share Exchange Agreement, dated April 24, 2017, between Equus Total Return, Inc. and MVC Capital, Inc (Filed With SEC on April 24, 2017)
- Plan of Reorganization Equus Total Return, Inc. Dated as of May 13, 2014 (Filed With SEC on May 15, 2014)
- SHARE EXCHANGE AGREEMENT BETWEEN EQUUS TOTAL RETURN, INC. AND MVC CAPITAL, INC. May 14, 2014 (Filed With SEC on May 15, 2014)
- Form of Indemnification Agreement between the Fund and certain of its directors and officers (Filed With SEC on March 16, 2012)
- Purchase and Sale Agreement between the Fund and Kekovia Enterprises Company Limited, dated April 21, 2011 (Filed With SEC on May 16, 2011)
- Purchase and Sale Agreement between the Fund and Khan Investments Ltd., dated April 20, 2011. [] (Filed With SEC on May 16, 2011)
- Amended and Restated Purchase and Sale Agreement between the Fund and Khan Investments Ltd., dated May 9, 2011 (Filed With SEC on May 16, 2011)
- FIRST EXTENSION AND MODIFICATION AGREEMENT (Filed With SEC on May 14, 2010)
- EQUUS TOTAL RETURN, INC. CODE OF ETHICS (Last revised August 7, 2009) (Filed With SEC on March 31, 2010)
- EQUUS TOTAL RETURN, INC. CODE OF ETHICS (Filed With SEC on August 14, 2009)
- INSTITUTIONAL CUSTODY CUSTODIAL AGREEMENT (Filed With SEC on March 31, 2009)
- REVOLVING CREDIT NOTE (Filed With SEC on November 14, 2008)
- PLEDGE AND SECURITY AGREEMENT (Filed With SEC on November 14, 2008)
- EQUUS TOTAL RETURN, INC. MOORE CLAYTON CAPITAL ADVISORS, INC. (Filed With SEC on March 31, 2008)
- LOAN AGREEMENT (Filed With SEC on March 30, 2007)
- INVESTMENT ADVISORY AGREEMENT Between MOORE CLAYTON CAPITAL ADVISERS, INC. And EQUUS II INCORPORATED Dated June 30, 2005 TABLE OF CONTENTS (Filed With SEC on August 15, 2005)
- ADMINISTRATION AGREEMENT (Filed With SEC on August 15, 2005)
- SECOND MODIFICATION AGREEMENT (Filed With SEC on May 16, 2005)
- (CORPORATE NO FOREIGN SECURITIES) (Filed With SEC on March 28, 2005)
- FORM OF INDEMNIFICATION AGREEMENT (Filed With SEC on March 28, 2005)
- FORM OF RELEASE AGREEMENT (Filed With SEC on March 28, 2005)
- EQUUS CAPITAL MANAGEMENTCORPORATION JOINT CODE OF ETHICS (Filed With SEC on March 28, 2005)
- EQUUS II INCORPORATED (Filed With SEC on February 7, 2005)
- NINTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on March 30, 2004)
- TENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on March 30, 2004)
- ELEVENTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on March 30, 2004)
- TWELFTH AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on March 30, 2004)
- - 2 - (Filed With SEC on March 30, 2004)
- - 2 - (Filed With SEC on March 30, 2004)
