Stellus Capital Investment Corp Contracts & Agreements

Fourth Amendment to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of November 21, 2023, among Stellus Capital Investment Corporation, the lenders party... (Filed With SEC on November 22, 2023)

Equity Distribution Agreement, dated August 11, 2023, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe, Bruyette... (Filed With SEC on August 14, 2023)

CUSTODY AGREEMENT dated as of November 2, 2022 by and between Stellus Capital SBIC LP (Company) and FROST BANK, a Texas state bank (Custodian) (Filed With SEC on May 9, 2023)

Custody Agreement, dated November 2, 2022, by and among Stellus Capital SBIC LP and Frost Bank, as custodian (Filed With SEC on November 3, 2022)

Amended and Restated Equity Distribution Agreement, dated August 29, 2022, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one... (Filed With SEC on August 29, 2022)

Description of Securities (Filed With SEC on March 1, 2022)

First Amendment and Commitment Increase to Amended and Restated Senior Secured Revolving Credit Agreement, dated as of December 22, 2021, among Stellus Capital Investment... (Filed With SEC on December 22, 2021)

Equity Distribution Agreement, dated November 16, 2021, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe,... (Filed With SEC on November 16, 2021)

Description of Securities (Filed With SEC on March 4, 2021)

Third Supplemental Indenture, dated as of January 14, 2021, between Stellus Capital Investment Corporation and U.S. Bank National Association, as trustee (Filed With SEC on January 14, 2021)

Underwriting Agreement, dated as of January 11, 2021, by and among Stellus Capital Investment Corporation, Stellus Capital Management, LLC and Raymond James & Associates, Inc (Filed With SEC on January 12, 2021)

Amended and Restated Credit Agreement, dated as of September 18, 2020, among Stellus Capital Investment Corporation, the lenders party thereto, and Zions Bancorporation, N.A. dba... (Filed With SEC on September 21, 2020)

Third Amendment to Senior Secured Revolving Credit Agreement and Commitment Increase, dated as of May 15, 2020, among Stellus Capital Investment Corporation, the lenders party... (Filed With SEC on May 18, 2020)

Description of Securities (Filed With SEC on March 3, 2020)

Increase Agreement, dated December 27, 2019, between the Registrant, as a borrower, the lenders party thereto and ZB, N.A. dba Amegy Bank, as administrative agent (Filed With SEC on March 3, 2020)

Second Amendment to Senior Secured Revolving Credit Agreement and Commitment Increase, dated as of September 13, 2019, by and between Stellus Capital Investment Corporation, Zions... (Filed With SEC on September 18, 2019)

First Amendment to Senior Secured Revolving Credit Agreement and Commitment Increase, dated August 2, 2018, between the Registrant, as a borrower, the lenders party hereto and ZB,... (Filed With SEC on August 8, 2018)

Consent and Waiver, dated March 28, 2018, between the Registrant, as a borrower, the lenders party hereto and ZB, N.A. dba Amegy Bank, as administrative agent (Filed With SEC on May 8, 2018)

Form of Custody Agreement, by and between Stellus Capital Investment Corporation and ZB, National Association, dba Amegy Bank (Filed With SEC on November 7, 2017)

Senior Secured Revolving Credit Agreement, dated as of October 10, 2017 (Filed With SEC on October 13, 2017)

Guarantee and Security Agreement, dated as of October 10, 2017 (Filed With SEC on October 13, 2017)

FOURTH AMENDMENT TO SENIOR SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on September 2, 2016)

SECOND AMENDMENT TO SENIOR SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on August 4, 2016)

THIRD AMENDMENT TO SENIOR SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on August 4, 2016)

FIRST AMENDMENT TO SENIOR SECURED REVOLVING CREDIT AGREEMENT (Filed With SEC on November 25, 2014)

COMMITMENT INCREASE LETTER AGREEMENT (Filed With SEC on July 30, 2013)