Medley LLC Contracts & Agreements

Description of Capital Stock (Filed With SEC on March 31, 2021)

Forms of January 2021 Participating & Nonparticipating Class A Restricted Stock Unit Grant Notice (Filed With SEC on March 31, 2021)

Form of January 2021 Nonparticipating Class A Restricted Stock Unit Grant Notice (Filed With SEC on March 31, 2021)

Director Agreement, dated as of February 9, 2021, by and between Medley Management Inc. and Peter Kravitz of Province LLC (Filed With SEC on March 31, 2021)

Separation Agreement, dated August 13, 2020 between Medley LLC and John Fredericks (Filed With SEC on November 16, 2020)

Form of Award Letter for the Medley Tactical Opportunities Carried Interest Allocation Plan (Filed With SEC on April 1, 2019)

CLASS A UNIT AWARD AGREEMENT UNDER THE FOURTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF MEDLEY LLC DATED AND EFFECTIVE AS OF [________] (Filed With SEC on May 12, 2017)

FOURTH SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of February 22, 2017 (Filed With SEC on February 22, 2017)

Medley LLC 7.25% Notes due 2024 Form of Underwriting Agreement (Filed With SEC on February 13, 2017)

FOURTH SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of [], 2017 (Filed With SEC on February 13, 2017)

THIRD SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of January 18, 2017 (Filed With SEC on January 20, 2017)

Medley LLC [•]% Notes due 20[•] Form of Underwriting Agreement (Filed With SEC on November 15, 2016)

THIRD SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of [], 2016 (Filed With SEC on November 15, 2016)

SECOND SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of October 18, 2016 (Filed With SEC on October 19, 2016)

Medley LLC [•]% Notes due 20[•] Form of Underwriting Agreement (Filed With SEC on October 12, 2016)

Medley LLC [•]% Notes due 20[•] Form of Underwriting Agreement (Filed With SEC on October 5, 2016)

SECOND SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of [], 2016 (Filed With SEC on October 5, 2016)

MEDLEY LLC Issuer and U.S. BANK NATIONAL ASSOCIATION Trustee Indenture Dated as of August 9, 2016 Providing for the Issuance of Debt Securities (Filed With SEC on August 10, 2016)

FIRST SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of August 9, 2016 (Filed With SEC on August 10, 2016)

Medley LLC []% Notes due 20[] Distribution Agreement (Filed With SEC on August 2, 2016)

Medley LLC []% Notes due 20[] Distribution Agreement (Filed With SEC on July 28, 2016)

MEDLEY LLC Issuer and U.S. BANK NATIONAL ASSOCIATION Trustee Indenture Dated as of [Ÿ],2016 Providing for the Issuance of Debt Securities (Filed With SEC on July 28, 2016)

FIRST SUPPLEMENTAL INDENTURE between MEDLEY LLC and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of [], 2016 (Filed With SEC on July 28, 2016)

MasterInvestment Agreement among MedleyLLC MedleySeed Funding I LLC MedleySeed Funding II LLC MedleySeed Funding III LLC DBMED Investor I LLC and DBMED Investor II LLC Dated as of... (Filed With SEC on July 28, 2016)