JANUS CAPITAL GROUP INC Contracts & Agreements

FOURTH SUPPLEMENTAL INDENTURE (Filed With SEC on May 30, 2017)

FIFTH SUPPLEMENTAL INDENTURE (Filed With SEC on May 30, 2017)

FOURTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)

FIFTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)

SIXTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 16, 2017)

AMENDMENT NO. 2 TO THE JANUS CAPITAL GROUP INC. AMENDED AND RESTATED INCOME DEFERRAL PROGRAM (Filed With SEC on February 16, 2017)

AMENDMENT NO. 2 TO THE AMENDED AND RESTATED JANUS CAPITAL GROUP INC. DIRECTOR DEFERRED FEE PLAN (Filed With SEC on February 16, 2017)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 16, 2017)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on February 16, 2017)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on November 23, 2016)

SECOND AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2016)

THIRD AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2016)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 24, 2016)

JANUS CAPITAL GROUP INC. OUTSIDE DIRECTOR COMPENSATION PROGRAM (Filed With SEC on February 24, 2016)

JANUS CAPITAL GROUP INC. $300,000,000 4.875% Senior Notes due 2025 Underwriting Agreement (Filed With SEC on July 31, 2015)

JANUS CAPITAL GROUP INC. OFFICERS CERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 4.875% NOTES DUE 2025 July... (Filed With SEC on July 31, 2015)

4.875% Notes due 2025 $300,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on July 31, 2015)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on May 1, 2015)

JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2015)

FIRST AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 24, 2015)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 24, 2015)

Janus Capital Variable Compensation Program (Filed With SEC on February 24, 2015)

JANUS CAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Third Supplemental Indenture Dated as of June 19, 2013 to Senior Debt Indenture Dated... (Filed With SEC on February 25, 2014)

Officers Certificate (Filed With SEC on February 25, 2014)

$200,000,000 5-YEAR REVOLVING CREDIT FACILITY AGREEMENT dated as of November 25, 2013, among JANUS CAPITAL GROUP INC., THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on February 25, 2014)

JANUS CAPITAL GROUP INC. SECOND AMENDED AND RESTATED MUTUAL FUND SHARE INVESTMENT PLAN (Amended and restated as of July 22, 2013) (Filed With SEC on February 25, 2014)

EIGHTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN IN CONNECTION WITH THE 2013 IRS DETERMINATION LETTER REVIEW (Filed With SEC on February 25, 2014)

NINTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 25, 2014)

AMENDMENT TO AMENDED AND RESTATED JANUS CAPITAL GROUP INC. DIRECTOR DEFERRED FEE PLAN (Filed With SEC on February 25, 2014)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 25, 2014)

JANUS CAPITAL GROUP INC. Amended and Restated 2010 Long-Term Incentive Stock Plan (Filed With SEC on February 25, 2014)

JANUS CAPITAL GROUP INC. OUTSIDE DIRECTOR COMPENSATION PROGRAM (1) (Filed With SEC on February 25, 2014)

JANUS CAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. as Trustee Third Supplemental Indenture Dated as of June 19, 2013 to Senior Debt Indenture Dated... (Filed With SEC on June 20, 2013)

EXCHANGE AGREEMENT (Filed With SEC on June 20, 2013)

Disclosure of Agency Relationship (Filed With SEC on June 20, 2013)

SEVENTH AMENDMENT TO THE JANUS 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on February 25, 2013)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 25, 2013)

AMENDMENT TO JANUS 2010 LONG TERM STOCK INCENTIVE PLAN (Filed With SEC on February 25, 2013)

Investment and Strategic Cooperation Agreement by and between Janus Capital Group Inc. and The Dai-Ichi Life Insurance Company, Limited, dated as of August 10, 2012 (Filed With SEC on August 10, 2012)

Option Agreement, by and between Janus Capital Group Inc. and The Dai-Ichi Life Insurance Company, Limited, dated as of August 10, 2012 (Filed With SEC on August 10, 2012)

[Signature Page to Global Intercompany Note] (Filed With SEC on February 27, 2012)

[Signature Page to the 364-Day Competitive Advance and Revolving Credit Facility Agreement] (Filed With SEC on February 27, 2012)

Janus Capital Variable Compensation Program (Filed With SEC on October 26, 2011)

$250,000,000 3-YEAR REVOLVING CREDIT FACILITY AGREEMENT dated as of October 14, 2011, among JANUS CAPITAL GROUP INC., THE LENDERS PARTY HERETO, JPMORGAN CHASE BANK, N.A., as... (Filed With SEC on October 26, 2011)

TRANSITION AGREEMENT AND LEGAL RELEASE (Filed With SEC on October 26, 2011)

FIFTH AMENDMENT TO THE JANUS 401(K), PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on July 28, 2011)

$100,000,000 364-DAYCOMPETITIVE ADVANCE AND REVOLVING CREDIT FACILITY AGREEMENT datedas of October 4, 2010, among JANUSCAPITAL GROUP INC., THELENDERS PARTY HERETO, and... (Filed With SEC on October 4, 2010)

JANUS CAPITAL GROUP INC. 2010 Long-Term Incentive Stock Plan (Filed With SEC on July 26, 2010)

JANUS CAPITAL GROUP INC. 2010 LONG-TERM INCENTIVE STOCK PLAN PLAN SUMMARY (Filed With SEC on July 26, 2010)

SECONDAMENDMENT TO THE JANUS 401(k), PROFIT SHARING ANDEMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on July 26, 2010)

AMENDMENT NO. 1 TO THE JANUS CAPITAL GROUP INC. AMENDED AND RESTATED INCOMEDEFERRAL PROGRAM (Filed With SEC on July 26, 2010)

JanusCapital Group Inc. SEVERANCERIGHTS AGREEMENT (Filed With SEC on February 4, 2010)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on February 4, 2010)

SUMMARYOF THE COMPENSATION ARRANGEMENT FOR TIMOTHYK. ARMOUR THECOMPANYS INTERIM CHIEF EXECUTIVE OFFICER (Filed With SEC on October 22, 2009)

FIVE-YEAR COMPETITIVEADVANCE AND REVOLVING CREDIT FACILITYAGREEMENT dated as of October 19,2005, as amended and restated asof June 1, 2007, as further amended andrestated as of... (Filed With SEC on October 22, 2009)

JANUSCAPITAL GROUP INC. as Issuer THE BANK OF NEW YORK MELLON TRUSTCOMPANY, N.A. as Trustee Second Supplemental Indenture Dated as of July 21, 2009 to Senior Debt Indenture Dated... (Filed With SEC on July 23, 2009)

JANUS CAPITALGROUP INC. $150,000,000 3.25% ConvertibleSenior Notes due 2014 UnderwritingAgreement (Filed With SEC on July 17, 2009)

JANUS CAPITALGROUP INC. 18,181,819 Sharesof Common Stock par value $.01 per share UnderwritingAgreement (Filed With SEC on July 17, 2009)

SEVERANCERIGHTS AGREEMENT (Filed With SEC on November 12, 2008)

SEVERANCE RIGHTS AGREEMENT (Filed With SEC on November 12, 2008)

JANUSCAPITAL GROUP INC. AMENDEDAND RESTATED INCOME DEFERRALPROGRAM Effectiveas of January 22,2008 (Filed With SEC on October 23, 2008)

JANUS CAPITAL GROUP INC. 2004 Employment Inducement Award Plan (Amended and Restated as of January 22, 2008) (Filed With SEC on October 23, 2008)

JANUS CAPITAL GROUP INC. AMENDED AND RESTATED DIRECTOR DEFERRED FEE PLAN EFFECTIVE AS OF JANUARY 1, 2005 AMENDED AS OF OCTOBER 20, 2008 ARTICLE I -INTRODUCTION (Filed With SEC on October 23, 2008)

SEVERANCE RIGHTS AGREEMENT (Filed With SEC on April 2, 2008)

EMPLOYMENTAGREEMENT (Filed With SEC on September 25, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on September 25, 2007)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on September 25, 2007)

JANUS CAPITALGROUP INC. OUTSIDE DIRECTORCOMPENSATION PROGRAM (Filed With SEC on July 30, 2007)

JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 6.250% NOTES DUE 2012 June... (Filed With SEC on June 14, 2007)

JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 6.700% NOTES DUE 2017 June... (Filed With SEC on June 14, 2007)

6.250% Notes due2012 $300,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on June 14, 2007)

6.700% Notes due2017 $450,000,000 JANUS CAPITAL GROUP INC. (Filed With SEC on June 14, 2007)

FIRST SUPPLEMENTALINDENTURE (Filed With SEC on June 14, 2007)

Janus Capital Group Inc. 6.250% Senior Notes Due2012 6.700% Senior Notes Due2017 Underwriting Agreement (Filed With SEC on June 12, 2007)

SUMMARYOF THE COMPENSATION ARRANGEMENT FOR GREGORYA. FROST THE COMPANYS CHIEF FINANCIAL OFFICER EFFECTIVE MARCH 5, 2007 Base Salary: $ 350,000, payable semi-monthly Cash Bonus... (Filed With SEC on May 1, 2007)

AMENDMENT NO. 2 TO THE RIGHTSAGREEMENT (Filed With SEC on February 26, 2007)

JANUS CAPITAL GROUP INC. 1998 Long Term Incentive Stock Plan (as amended and restated effective as of May 12, 2004) (Filed With SEC on February 26, 2007)

Tenth Amendment to the (Filed With SEC on February 26, 2007)

JANUS LONG TERM INCENTIVE AWARD (LTI) ACCEPTANCE FORM (Filed With SEC on February 26, 2007)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on February 26, 2007)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on September 28, 2006)

Janus Capital Group Inc. 5.875% Senior Notes Due 2011 Underwriting Agreement (Filed With SEC on September 18, 2006)

JANUS CAPITALGROUP INC. OFFICERSCERTIFICATE PURSUANT TO SECTION 201, SECTION 203 AND SECTION 301 OF THE INDENTURE ESTABLISHING TERMS AND PROVISIONS OF 5.875% NOTES DUE 2011... (Filed With SEC on September 18, 2006)

5.875% Notes due2011 $275,000,000 JANUSCAPITAL GROUP INC. (Filed With SEC on September 18, 2006)

CHANGE IN CONTROL AGREEMENT (Filed With SEC on May 4, 2006)

CHANGE INCONTROL AGREEMENT (Filed With SEC on May 4, 2006)

THREE-YEAR COMPETITIVE ADVANCE AND REVOLVING CREDIT FACILITY AGREEMENT Dated as of October 19, 2005 among JANUS CAPITAL GROUP INC., THE LENDERS NAMED HEREIN, JPMORGAN CHASE BANK,... (Filed With SEC on October 26, 2005)

TRANSITION AGREEMENT (Filed With SEC on August 9, 2005)

SEVENTH AMENDMENT TO THE JANUS CAPITAL GROUP INC. 401(k), PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN (Filed With SEC on August 9, 2005)

Eighth Amendment to the Janus 401(k), Profit Sharing and Employee Stock Ownership Plan (Filed With SEC on August 9, 2005)

Transition Agreement with Loren M. Starr (Filed With SEC on June 29, 2005)

AMENDMENT TO EMPLOYMENT, RETIREMENT AND CONSULTING AGREEMENT (Filed With SEC on June 17, 2005)

Term Sheet Setting Forth the Terms of Employment of David R Martin (Filed With SEC on June 7, 2005)

Change in Control Agreement (Filed With SEC on June 7, 2005)

Amendment to 401(k) Profit Sharing & Employee Stock Ownership Plan (Filed With SEC on March 14, 2005)

Amended and Restated Directors' Deferred Fee Plan (Filed With SEC on March 14, 2005)

Employee Stock Purchase Plan as Amended and Restated (Filed With SEC on March 14, 2005)

First and Second Amendments to Profit Sharing and Stock Plan (Filed With SEC on March 14, 2005)

AMENDMENT NO. 1 TO THE RIGHTS AGREEMENT (Filed With SEC on February 28, 2005)

$200 Million 364-day Unsecured Revolving Credit Facility (Filed With SEC on October 22, 2004)

Employment, Retirement and Consulting Agreement (Filed With SEC on October 8, 2004)

Bonus Deferral Agreement - Robin C. Beery (Filed With SEC on July 29, 2004)

Bonus Deferral Agreement - Loren M. Starr (Filed With SEC on July 29, 2004)

Bonus Deferral Agreement - Girard C. Miller (Filed With SEC on July 29, 2004)

Separation Agreement - Lars O. Soderberg (Filed With SEC on July 29, 2004)

Form of Global Note - 6.119% Senior Notes (Filed With SEC on June 10, 2004)

Registration Rights Agreement (Filed With SEC on June 10, 2004)

EX-4.1 6.119% Senior Notes Due 2014 Indenture (Filed With SEC on May 6, 2004)

EX-10.1 Consulting and Separation Agreement (Filed With SEC on May 6, 2004)

EX-10.2 8th Amend. to the 5-Year Credit Agreement (Filed With SEC on May 6, 2004)

EX-10.3 Assignment and Assumption Agreement (Filed With SEC on May 6, 2004)

Second Amendment to Employment Agreement - Whiston (Filed With SEC on March 15, 2004)

Transition Agreement - Thomas A. Early (Filed With SEC on March 15, 2004)

Employment Agreement - Gary Black (Filed With SEC on March 15, 2004)

EX-10.34.1 Amendment to Employment Agreement (Filed With SEC on December 19, 2003)

EX-10.34.2 Amendment to Change of Control Agrmt (Filed With SEC on December 19, 2003)

EX-10.14.7 Amendment to Five-Year Credit Agreement (Filed With SEC on November 12, 2003)

EX-10.1 Employment Agreement - Girard Miller (Filed With SEC on August 12, 2003)

EX-10.2 Change of Control Agreement (Filed With SEC on August 12, 2003)

EX-10.3 Employment Agreement - Lars O. Soderberg (Filed With SEC on August 12, 2003)

EX-10.14.6 Amendment to 5-Year Credit Agreement (Filed With SEC on May 15, 2003)

EX-10.6.2 Amended Employment Agreement - Rowland (Filed With SEC on March 28, 2003)

EX-10.6.5 Amended Employment Agreement - Carpenter (Filed With SEC on March 28, 2003)

EX-10.8.4 Amendment No. 1 to 1998 Incentive Plan (Filed With SEC on March 28, 2003)

EX-10.13.4 4th Amendment 401(k), Profit Sharing (Filed With SEC on March 28, 2003)

EX-10.16 Amended Employment Agreement - Royle (Filed With SEC on March 28, 2003)

EX-10.18 Amended Employment Agreement - Connealy (Filed With SEC on March 28, 2003)

EX-10.20 Amended Employment Agreement - Nickerson (Filed With SEC on March 28, 2003)

EX-10.22 Amended LLC Agreement (Filed With SEC on March 28, 2003)

EX-10.23 Stilwell Severance and Summary Plan (Filed With SEC on March 28, 2003)

EX-10.24 Retention Agreement - Stilwell/Carpenter (Filed With SEC on March 28, 2003)

EX-10.25 Retention Agreement - Stilwell/Connealy (Filed With SEC on March 28, 2003)

EX-10.26 Retention Agreement - Stilwell/Nickerson (Filed With SEC on March 28, 2003)

EX-10.27 Retention Agreement - Stilwell/Royle (Filed With SEC on March 28, 2003)

EX-10.28 Change in Control Agreement - Whiston (Filed With SEC on March 28, 2003)

EX-10.29 Change in Control Agreement - Starr (Filed With SEC on March 28, 2003)

EX-10.30 Change in Control Agreement - Early (Filed With SEC on March 28, 2003)

EX-10.31 Change in Control Agreement - Hudner (Filed With SEC on March 28, 2003)

EX-10.32 Change in Control Agreement - Beery (Filed With SEC on March 28, 2003)

EX-10.33 Change in Control Agreement - Soderberg (Filed With SEC on March 28, 2003)

EX-10.34 Employment Agreement - Janus/Whiston (Filed With SEC on March 28, 2003)

EX-10.35 Employment Agreement - Janus/Starr (Filed With SEC on March 28, 2003)

EX-10.36 Employment Agreement - Janus/Early (Filed With SEC on March 28, 2003)

EX-10.37 Employment Agreement - Janus/Hudner (Filed With SEC on March 28, 2003)

EX-10.38 Employment Agreement - Janus/Beery (Filed With SEC on March 28, 2003)

EX-10.39 Employment Agreement - Janus/Hayes (Filed With SEC on March 28, 2003)

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JANUS CAPITAL GROUP INC Contracts & Agreements