LADENBURG THALMANN FINANCIAL SERVICES INC. (4)

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Contracts

Description of Registered Securities (Filed With SEC on March 13, 2020)
Agreement and Plan of Merger, dated November 11, 2019, by and among Ladenburg Thalmann Financial Services Inc., Advisor Group Holdings, Inc. and Harvest Merger Sub, Inc (Filed With SEC on November 14, 2019)
Fourth Supplemental Indenture, dated as of May 29, 2019, between the Company and U.S. Bank National Association, as Trustee (Filed With SEC on May 29, 2019)
Underwriting Agreement, dated as of May 21, 2019, by and among the Company and UBS Securities LLC, Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as representatives of the... (Filed With SEC on May 23, 2019)