FBR & Co. Contracts & Agreements
63 Contracts & Agreements
- Business Finance (19 contracts)
- Business Operations (7)
- Human Resources (16)
- Intellectual Property (3)
- Mergers & Acquisitions (1)
- Real Estate (2)
- Uncategorized (15)
- FBR & CO. TWO YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) (Filed With SEC on March 10, 2017)
- FBR & CO. ONE YEAR RETENTION AND INCENTIVE PLAN (Effective March 8, 2017) (Filed With SEC on March 10, 2017)
- AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 TABLE OF CONTENTS (Filed With SEC on February 21, 2017)
- CONSULTING SERVICES AGREEMENT (Filed With SEC on November 4, 2016)
- FBR & CO. 2016RETENTION AND INCENTIVE PLAN (Effective February 10, 2016) (Filed With SEC on February 12, 2016)
- DATE (Filed With SEC on February 12, 2016)
- DATE (Filed With SEC on February 12, 2016)
- AMENDED ANDRESTATED EMPLOYMENT AGREEMENT (Filed With SEC on June 16, 2015)
- -2- SCHEDULE A (Filed With SEC on February 12, 2015)
- SCHEDULEA (Filed With SEC on February 7, 2014)
- SCHEDULEA (Filed With SEC on February 7, 2014)
- DEED OF LEASE 1300 N. 17TH STREET, L.P., a Delaware limited partnership Landlord and FBR CAPITAL MARKETS & CO., a Delaware corporation Tenant Suites 250, 1300 and 1400 1300 N.17th... (Filed With SEC on November 20, 2013)
- GUARANTY OF LEASE (Filed With SEC on November 20, 2013)
- FBR & CO. 2006 LONG-TERM INCENTIVE PLAN (As Amended and Restated Effective October 22, 2013) (Filed With SEC on November 8, 2013)
- FBR & CO. RETENTION AND INCENTIVE PLAN II (Effective February 5, 2013) (Filed With SEC on March 15, 2013)
- FBR & CO. 2013 PERFORMANCE SHARE UNIT PROGRAM (Effective March 11, 2013) (Filed With SEC on March 15, 2013)
- SCHEDULEA (Filed With SEC on March 15, 2013)
- SCHEDULEA (Filed With SEC on March 15, 2013)
- EMPLOYMENT AGREEMENT OF RICHARD J. HENDRIX (Filed With SEC on December 13, 2012)
- ASSET PURCHASE AGREEMENT Between HENNESSY ADVISORS, INC. and FBR FUND ADVISERS, INC. June 6, 2012 TABLE OF CONTENTS (Filed With SEC on June 7, 2012)
- FBR & CO. RETENTION AND INCENTIVE PLAN (Effective February 8, 2012) (Filed With SEC on February 14, 2012)
- DATE (Filed With SEC on February 14, 2012)
- AMENDMENT NO. 2TO PROFESSIONAL SERVICESAGREEMENT (Filed With SEC on June 14, 2010)
- FBRCAPITAL MARKETS CORPORATION 2006LONG-TERM INCENTIVE PLAN (AsAmended and Restated Effective June 3, 2010) (Filed With SEC on June 8, 2010)
- Exhibit 10.2 (Filed With SEC on February 16, 2010)
- Exhibit 10.3 (Filed With SEC on February 16, 2010)
- FBRCAPITAL MARKETS CORPORATION PARTNERLEVERAGED STOCK PURCHASE PROGRAM (Filed With SEC on February 16, 2010)
- FBR CAPITAL MARKETS CORPORATION 12,830,450 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 23, 2009)
- FBR CAPITAL MARKETS CORPORATION 21,500,000 Shares of Common Stock (Filed With SEC on June 16, 2009)
- STOCK REPURCHASE AGREEMENT (Filed With SEC on May 19, 2009)
- AMENDED AND RESTATED VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (d/b/a ARLINGTON ASSET INVESTMENT CORP.), (Filed With SEC on May 19, 2009)
- TRANSITION SERVICES AGREEMENT (Filed With SEC on May 19, 2009)
- ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on May 19, 2009)
- TRADEMARK AND COPYRIGHT ASSIGNMENT (Filed With SEC on May 19, 2009)
- DOMAIN NAME ASSIGNMENT (Filed With SEC on May 19, 2009)
- TRADEMARK LICENSE AGREEMENT (Filed With SEC on May 19, 2009)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 8, 2009)
- RETENTION INCENTIVE AGREEMENT (Filed With SEC on May 12, 2008)
- EMPLOYMENT AGREEMENT OF RICHARD J. HENDRIX (Filed With SEC on May 12, 2008)
- FBR CAPITAL MARKETS CORPORATION 12,100,000 Shares of Common Stock (Filed With SEC on May 21, 2007)
- Form of Subscription Agreement [ ], 200[ ] (Filed With SEC on May 10, 2007)
- FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on May 10, 2007)
- FBR CAPITAL MARKETS CORPORATION (Filed With SEC on May 10, 2007)
- AMENDMENT NO. 1 TO CORPORATE AGREEMENT (Filed With SEC on May 10, 2007)
- AMENDMENT NO. 1 TO MANAGEMENT SERVICES AGREEMENT (Filed With SEC on May 10, 2007)
- FBR CAPITAL MARKETS CORPORATION 2007 EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on March 5, 2007)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 17, 2006)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 17, 2006)
- GOVERNANCE AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., (Filed With SEC on November 17, 2006)
- VOTING AGREEMENT by and among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC., (Filed With SEC on November 17, 2006)
- FBR CAPITAL MARKETS CORPORATION 2006 LONG-TERM INCENTIVE PLAN (Filed With SEC on November 17, 2006)
- FBR CAPITAL MARKETS CORPORATION Form of Incentive Stock Option Agreement (Filed With SEC on November 17, 2006)
- FBR CAPITAL MARKETS CORPORATION Form of Non-Qualified Stock Option Agreement (Filed With SEC on November 17, 2006)
- CONTRIBUTION AGREEMENT by and between FBR TRS HOLDINGS, INC. (Filed With SEC on November 17, 2006)
- CORPORATE AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION (Filed With SEC on November 17, 2006)
- MANAGEMENT SERVICES AGREEMENT by and between FRIEDMAN, BILLINGS RAMSEY GROUP, INC. (Filed With SEC on November 17, 2006)
- SERVICES AGREEMENT by and between FBR CAPITAL MARKETS CORPORATION (Filed With SEC on November 17, 2006)
- TAX SHARING AGREEMENT by and between FBR TRS HOLDINGS, INC. (Filed With SEC on November 17, 2006)
- TRADEMARK LICENSE AGREEMENT by and between FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. (Filed With SEC on November 17, 2006)
- INVESTMENT AGREEMENT by and among FOREST HOLDINGS LLC (Filed With SEC on November 17, 2006)
- FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF (Filed With SEC on November 17, 2006)
- FBR CAPITAL MARKETS CORPORATION OPTION TO PURCHASE SHARES OF (Filed With SEC on November 17, 2006)
- PROFESSIONAL SERVICES AGREEMENT (Filed With SEC on November 17, 2006)
