Capital Markets Contracts & Agreements

15,085 Contracts from 257 Capital Markets Companies

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (130 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (225)
ALTIMAR ACQUISITION CORP. (91)
Ameriprise Financial (96)
Apollo Global Management LLC (236)
APOLLO INVESTMENT CORP (32)
ARES CAPITAL CORP (130)
Ares Management Corp (115)
Artisan Partners Asset Management Inc. (114)
Ascendant Digital Acquisition Corp. (59)
Ashford Inc. (120)
AssetMark Financial Holdings, Inc. (32)
Associated Capital Group, Inc. (7)
B. Riley Financial, Inc. (202)
Bain Capital Specialty Finance, Inc. (18)
Barings BDC, Inc. (80)
BC Partners Lending Corp (10)
BGC Partners, Inc. (218)
BlackRock (113)
BlackRock Capital Investment Corp (29)
BlackRock Direct Lending Corp. (1)
BlackRock Private Credit Fund (7)
BlackRock TCP Capital Corp. (27)
BLACKSTAR ENTERPRISE GROUP, INC. (74)
Blackstone / GSO Secured Lending Fund (55)
Blackstone Group L.P. (252)
Blackstone Private Credit Fund (78)
Blackstone Private Equity Strategies Fund L.P. (12)
Blucora, Inc. (280)
Bridge Investment Group Holdings Inc. (32)
BrightSphere Investment Group Inc. (30)
Capital Financial Holdings, Inc (11)
CAPITAL SOUTHWEST CORP (80)
Capitala Finance Corp. (19)
Carlyle Group L.P. (122)
Cboe Global Markets (144)
CERES ABINGDON L.P. (21)
CERES ORION L.P. (53)
Ceres Tactical Commodity L.P. (35)
CERES TACTICAL CURRENCY L.P. (32)
CERES TACTICAL SYSTEMATIC L.P. (92)
Charles Schwab Corporation (266)
CHINAWE COM INC (4)
Chineseinvestors.com, Inc. (2)
CION Investment Corp (77)
CM Finance Inc (41)
CME Group Inc. (200)
Cohen & Co Inc. (205)
COHEN & STEERS INC (21)
Coinbase Global, Inc. (14)
CONCIERGE TECHNOLOGIES INC (33)
ContextLogic Inc. (28)
COWEN INC. (71)
CREDITRISKMONITOR COM INC (1)
Crescent Capital BDC, Inc. (34)
DIAMOND HILL INVESTMENT GROUP INC (34)
Diginex Ltd (7)
Donnelley Financial Solutions, Inc. (70)
E*Trade (164)
Eaton Vance Corp (41)
ENDI Corp. (22)
ENTERPRISE DIVERSIFIED, INC. (49)
EQUUS TOTAL RETURN, INC. (31)
Evercore (111)
FactSet Research Systems Inc (44)
Federated Investors (85)
FIDUS INVESTMENT Corp (24)
FinTech Acquisition Corp. IV (56)
Firsthand Technology Value Fund, Inc. (1)
Focus Financial Partners Inc. (48)
Franklin Resources (147)
Freedom Holding Corp. (117)
FS KKR Capital Corp (113)
GAIN Capital Holdings, Inc. (142)
GAMCO INVESTORS, INC. ET AL (26)
Garrison Capital Inc. (8)
GCM Grosvenor Inc. (31)
GLADSTONE CAPITAL CORP (67)
GLADSTONE INVESTMENT CORPORATION (53)
GlassBridge Enterprises, Inc. (238)
Goldman Sachs (397)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (9)
Goldman Sachs BDC, Inc. (11)
Goldman Sachs Middle Market Lending Corp. (7)
Goldman Sachs Middle Market Lending Corp. II (11)
Goldman Sachs Private Credit Corp. (4)
Goldman Sachs Private Middle Market Credit II LLC (6)
Goldman Sachs Private Middle Market Credit LLC (8)
GOLUB CAPITAL BDC, Inc. (71)
Great Elm Capital Corp. (35)
Great Elm Capital Group, Inc. (160)
Greenhill & Co., Inc. (72)
Greenpro Capital Corp. (113)
GSV Capital Corp. (32)
Hamilton Lane INC (73)
Harvest Capital Credit Corp (13)
HENNESSY ADVISORS INC (61)
Hercules Capital, Inc. (95)
Heritage Global Inc. (193)
Horizon Technology Finance Corp (69)
HOULIHAN LOKEY, INC. (62)
Indo Global Exchange(s) Pte, Ltd. (12)
Interactive Brokers (30)
Intercontinental Exchange (77)
INTL FCStone Inc. (111)
Invesco Ltd. (142)
Investment Technology Group, Inc. (143)
Janus Henderson Group plc (50)
KCAP Financial, Inc. (60)
KKR & Co. Inc. (179)
Kyto Technology & Life Science, Inc. (6)
LADENBURG THALMANN FINANCIAL SERVICES INC. (102)
Lazard Ltd (199)
Legg Mason Inc (117)
LPL Financial Holdings Inc. (113)
Main Street Capital CORP (67)
Manning & Napier, Inc. (99)
MarketAxess Holdings Inc (131)
Medley Capital Corp (54)
MEDLEY MANAGEMENT INC. (42)
Moelis & Co (74)
MONROE CAPITAL Corp (18)
Moody's Corp (156)
Morgan Stanley (266)
MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (3)
Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (2)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7 (1)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
Morgan Stanley Capital I Trust 2011-C3 (1)
Morgan Stanley Capital I Trust 2012-C4 (1)
Morgan Stanley Capital I Trust 2015-MS1 (1)
Morgan Stanley Capital I Trust 2015-UBS8 (1)
Morgan Stanley Capital I Trust 2016-BNK2 (2)
Morgan Stanley Capital I Trust 2016-UBS11 (2)
Morgan Stanley Capital I Trust 2016-UBS12 (1)
Morgan Stanley Capital I Trust 2016-UBS9 (1)
Morgan Stanley Capital I Trust 2017-H1 (1)
Morgan Stanley Capital I Trust 2017-HR2 (1)
Morgan Stanley Capital I Trust 2018-H3 (1)
Morgan Stanley Capital I Trust 2018-H4 (1)
Morgan Stanley Capital I Trust 2018-L1 (1)
Morgan Stanley Capital I Trust 2019-H6 (1)
Morgan Stanley Capital I Trust 2019-H7 (1)
Morgan Stanley Capital I Trust 2019-L2 (1)
Morgan Stanley Capital I Trust 2019-L3 (1)
Morgan Stanley Capital I Trust 2020-HR8 (1)
Morgan Stanley Capital I Trust 2020-L4 (1)
Morgan Stanley Capital I Trust 2021-L5 (1)
Morgan Stanley Capital I Trust 2021-L6 (2)
Morgan Stanley Capital I Trust 2021-L7 (1)
Morgan Stanley Capital I Trust 2022-L8 (1)
Morgan Stanley Direct Lending Fund (21)
Morgan Stanley Finance LLC (1)
Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (11)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (11)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (11)
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP (5)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (18)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (19)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (18)
Morgan Stanley Structured Trust I 2007-1 (2)
Morningstar, Inc. (68)
MSCI Inc (430)
MVC CAPITAL, INC. (53)
Nasdaq, Inc. (242)
NATIONAL HOLDINGS CORP (95)
Nebula Parent Corp. (37)
New Mountain Finance Corp (66)
NewHold Investment Corp. II (44)
Newtek Business Services Corp. (66)
Northern Trust Corp. (302)
Oaktree Specialty Lending Corp (87)
Oaktree Strategic Income Corp (39)
Och-Ziff Capital Management Group LLC (207)
OFS Capital Corp (45)
OPPENHEIMER HOLDINGS INC (10)
Owl Rock Capital Corp (57)
Oxford Square Capital Corp. (41)
P10, Inc. (41)
PennantPark Floating Rate Capital Ltd. (34)
PENNANTPARK INVESTMENT CORP (25)
Piper Jaffray Companies (173)
PJT Partners Inc. (49)
PRINCETON CAPITAL CORP (17)
PROSPECT CAPITAL CORP (63)
Pzena Investment Management, Inc. (70)
QUOTEMEDIA INC (8)
RAND CAPITAL CORP (19)
Raymond James Financial Inc. (134)
Robinhood Markets, Inc. (45)
Runway Growth Credit Fund Inc. (35)
S&P Global, Inc. (182)
SAFEGUARD SCIENTIFICS INC (158)
SEI Investments Corp (59)
SIEBERT FINANCIAL CORP (41)
Silvercrest Asset Management Group Inc. (40)
Solar Capital Ltd. (35)
Solar Senior Capital Ltd. (19)
State Street Corp. (214)
Stellus Capital Investment Corp (27)
StepStone Group Inc. (38)
Stifel Financial Corp (61)
T. Rowe Price Group (56)
Tango Holdings, Inc. (41)
TCG BDC, INC. (28)
TD AMERITRADE HOLDING CORP (186)
The Bank of New York Mellon Corp. (141)
TPG Partners, LLC (58)
TPG Specialty Lending, Inc. (51)
Tradeweb Markets Inc. (59)
Trinity Capital Inc. (32)
TriplePoint Venture Growth BDC Corp. (20)
U S GLOBAL INVESTORS INC (21)
VALUE LINE INC (6)
ValueSetters Inc. (64)
VetaNova Inc. (17)
Victory Capital Holdings, Inc. (20)
Virtu Financial, Inc. (127)
Virtus Investment Partners, Inc. (57)
VPC Impact Acquisition Holdings (81)
Waddell & Reed Financial, Inc. (166)
WESTWOOD HOLDINGS GROUP INC (46)
WhiteHorse Finance, Inc. (36)
WisdomTree Investments, Inc. (58)
Wright Investors Service Holdings, Inc. (49)

Browse by Contract Category

Business Finance (6,117 contracts from 244 companies)
Business Formation (405 | 45)
Business Operations (1,087 | 166)
Human Resources (3,486 | 124)
Intellectual Property (202 | 26)
Mergers & Acquisitions (204 | 90)
Real Estate (159 | 49)
Uncategorized (3,425 | 192)

Recent Contracts

Fifth Amendment, dated November 19, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the... (CM Finance Inc, Filed With SEC on November 20, 2024)
Fourteenth Supplemental Indenture, dated as of November 20, 2024, relating to the 6.125% Notes due 2030, by and between the Company and U.S. Bank Trust Company National... (FS KKR Capital Corp, Filed With SEC on November 20, 2024)
Third Amended and Restated Investment Advisory Agreement, dated as of November 14, 2024, between the Registrant and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on November 19, 2024)
Description of securities (GOLUB CAPITAL BDC, Inc., Filed With SEC on November 19, 2024)
Description of Securities (Oaktree Specialty Lending Corp, Filed With SEC on November 19, 2024)
Fourth Amendment to Revolving Credit Agreement, dated as of November 14, 2024, by and among the Company, as Borrower and Bank of America, N.A., as the Administrative Agent, Lead... (Goldman Sachs Middle Market Lending Corp. II, Filed With SEC on November 18, 2024)
Second Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-R Notes), dated as of November 13, 2024, by and between Murray Hill Funding, LLC... (CION Investment Corp, Filed With SEC on November 15, 2024)
Sixth Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-1 Notes), dated as of November 13, 2024, by and between Murray Hill Funding, LLC... (CION Investment Corp, Filed With SEC on November 15, 2024)
Underwriting Agreement, dated November 13, 2024, by and among FS KKR Capital Corp., FS/KKR Advisor, LLC and BofA Securities, Inc., BMO Capital Markets Corp., J.P. Morgan... (FS KKR Capital Corp, Filed With SEC on November 15, 2024)
Third Amended and Restated Credit Agreement, dated as of November 15, 2024, by and among Affiliated Managers Group, Inc., Bank of America, N.A., as administrative agent, letter of... (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on November 15, 2024)
Outside Director Compensation Program (VPC Impact Acquisition Holdings, Filed With SEC on November 14, 2024)
Credit Agreement, dated as of October 3, 2024, among BXPE US Aggregator (CYM) L.P., as borrower, Wells Fargo Bank, National Association, as administrative agent, Wells Fargo Bank,... (Blackstone Private Equity Strategies Fund L.P., Filed With SEC on November 13, 2024)
Amended and Restated Distribution Reinvestment Plan (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Administration Agreement between the Company and the New Administrator, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Second Amended and Restated Investment Advisory Agreement between the Company and the New Adviser, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Amendment No. 1 to Advisory Agreement (Ashford Inc., Filed With SEC on November 13, 2024)
Amendment No. 2 to Third Amended and Restated Advisory Agreement, dated as of November 8, 2024, by and between Ashford Hospitality Trust, Inc., Ashford Hospitality Limited... (Ashford Inc., Filed With SEC on November 13, 2024)
Sub-Advisory Agreement between the Company, the New Adviser and the Adviser, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Sub-Administration Agreement between the New Administrator and the Administrator, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone Private Credit Fund, Filed With SEC on November 13, 2024)
Description of Securities (GLADSTONE CAPITAL CORP, Filed With SEC on November 13, 2024)
Continuing Guaranty, dated July 29, 2024 (incorporated by reference to Exhibit 10.46 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August 20, 2024) (SIEBERT FINANCIAL CORP, Filed With SEC on November 12, 2024)
East West Revolver Note Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.45 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on August... (SIEBERT FINANCIAL CORP, Filed With SEC on November 12, 2024)
East West Loan and Security Agreement, dated July 29, 2024 (incorporated by reference to Exhibit 10.44 to the Company's Current Report on Form 8-K (File No. 000-05703) filed on... (SIEBERT FINANCIAL CORP, Filed With SEC on November 12, 2024)
Sub-Administration Agreement between Blackstone Private Credit Strategies LLC and Blackstone Alternative Credit Advisors LP, dated November 7, 2024, and effective as of January 1,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 12, 2024)
Administration Agreement between the Company and Blackstone Private Credit Strategies LLC, dated November 7, 2024, and effective as of January 1, 2025 (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 12, 2024)
Sub-Advisory Agreement between the Company, Blackstone Private Credit Strategies LLC and Blackstone Credit BDC Advisors LLC, dated November 7, 2024, and effective as of January 1,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 12, 2024)
Second Amended and Restated Investment Advisory Agreement between the Company and Blackstone Private Credit Strategies LLC, dated November 7, 2024, and effective as of January 1,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 12, 2024)
Form of Series A PI Unit Award Agreement (FinTech Acquisition Corp. IV, Filed With SEC on November 12, 2024)
First Amendment (FinTech Acquisition Corp. IV, Filed With SEC on November 12, 2024)
Supplementary Agreement No. 1 dated October 16, 2024 to an Employment Agreement No. 1 dated January 5, 2024 between Freedom Telecom Operations Limited Liability Partnership and... (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Restricted Stock Award Agreement dated July 12, 2024 between Freedom Holding Corp. and Evgeny Ler (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Restricted Stock Award Agreement dated July 12, 2024 between Freedom Holding Corp. and Askar Tashtitov (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Guarantee Agreement dated (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Guarantee Agreement dated (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Joinder Agreement, dated as of November 4, 2024, by and among BlackRock Private Credit Fund, Sumitomo Mitsui Banking Corporation, as administrative agent and issuing bank, and BNP... (BlackRock Private Credit Fund, Filed With SEC on November 8, 2024)
Sixth Supplemental Indenture, dated November 8, 2024, by and between Capital Southwest Corporation and U.S. Bank Trust Company, National Association (as successor in interest for... (CAPITAL SOUTHWEST CORP, Filed With SEC on November 8, 2024)
Underwriting Agreement, dated November 4, 2024, by and between Capital Southwest Corporation and Oppenheimer & Co. Inc., as representative of the several underwriters named in... (CAPITAL SOUTHWEST CORP, Filed With SEC on November 8, 2024)
Amendment No. 2 to the At-the-Market Sales Agreement, dated as of November 8, 2024, by and among SuRo Capital Corp., BTIG, LLC, Citizens JMP Securities, LLC, Ladenburg Thalmann &... (GSV Capital Corp., Filed With SEC on November 8, 2024)
Offer Terms of the US$200,000,000 Bonds (Freedom Holding Corp., Filed With SEC on November 8, 2024)
Offer Terms of the (Freedom Holding Corp., Filed With SEC on November 8, 2024)