Capital Markets Contracts & Agreements

15,122 Contracts from 257 Capital Markets Companies

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (130 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (227)
ALTIMAR ACQUISITION CORP. (91)
Ameriprise Financial (96)
Apollo Global Management LLC (236)
APOLLO INVESTMENT CORP (32)
ARES CAPITAL CORP (131)
Ares Management Corp (115)
Artisan Partners Asset Management Inc. (114)
Ascendant Digital Acquisition Corp. (59)
Ashford Inc. (120)
AssetMark Financial Holdings, Inc. (32)
Associated Capital Group, Inc. (7)
B. Riley Financial, Inc. (203)
Bain Capital Specialty Finance, Inc. (18)
Barings BDC, Inc. (80)
BC Partners Lending Corp (10)
BGC Partners, Inc. (219)
BlackRock (113)
BlackRock Capital Investment Corp (29)
BlackRock Direct Lending Corp. (1)
BlackRock Private Credit Fund (7)
BlackRock TCP Capital Corp. (27)
BLACKSTAR ENTERPRISE GROUP, INC. (74)
Blackstone / GSO Secured Lending Fund (56)
Blackstone Group L.P. (255)
Blackstone Private Credit Fund (82)
Blackstone Private Equity Strategies Fund L.P. (12)
Blucora, Inc. (280)
Bridge Investment Group Holdings Inc. (32)
BrightSphere Investment Group Inc. (30)
Capital Financial Holdings, Inc (11)
CAPITAL SOUTHWEST CORP (80)
Capitala Finance Corp. (19)
Carlyle Group L.P. (122)
Cboe Global Markets (144)
CERES ABINGDON L.P. (21)
CERES ORION L.P. (53)
Ceres Tactical Commodity L.P. (35)
CERES TACTICAL CURRENCY L.P. (32)
CERES TACTICAL SYSTEMATIC L.P. (92)
Charles Schwab Corporation (266)
CHINAWE COM INC (4)
Chineseinvestors.com, Inc. (2)
CION Investment Corp (77)
CM Finance Inc (41)
CME Group Inc. (200)
Cohen & Co Inc. (205)
COHEN & STEERS INC (21)
Coinbase Global, Inc. (14)
CONCIERGE TECHNOLOGIES INC (33)
ContextLogic Inc. (28)
COWEN INC. (71)
CREDITRISKMONITOR COM INC (1)
Crescent Capital BDC, Inc. (35)
DIAMOND HILL INVESTMENT GROUP INC (34)
Diginex Ltd (7)
Donnelley Financial Solutions, Inc. (70)
E*Trade (164)
Eaton Vance Corp (41)
ENDI Corp. (22)
ENTERPRISE DIVERSIFIED, INC. (49)
EQUUS TOTAL RETURN, INC. (31)
Evercore (111)
FactSet Research Systems Inc (44)
Federated Investors (85)
FIDUS INVESTMENT Corp (24)
FinTech Acquisition Corp. IV (56)
Firsthand Technology Value Fund, Inc. (1)
Focus Financial Partners Inc. (48)
Franklin Resources (147)
Freedom Holding Corp. (117)
FS KKR Capital Corp (113)
GAIN Capital Holdings, Inc. (142)
GAMCO INVESTORS, INC. ET AL (26)
Garrison Capital Inc. (8)
GCM Grosvenor Inc. (31)
GLADSTONE CAPITAL CORP (67)
GLADSTONE INVESTMENT CORPORATION (55)
GlassBridge Enterprises, Inc. (239)
Goldman Sachs (397)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (9)
Goldman Sachs BDC, Inc. (11)
Goldman Sachs Middle Market Lending Corp. (7)
Goldman Sachs Middle Market Lending Corp. II (11)
Goldman Sachs Private Credit Corp. (5)
Goldman Sachs Private Middle Market Credit II LLC (7)
Goldman Sachs Private Middle Market Credit LLC (8)
GOLUB CAPITAL BDC, Inc. (74)
Great Elm Capital Corp. (36)
Great Elm Capital Group, Inc. (160)
Greenhill & Co., Inc. (72)
Greenpro Capital Corp. (113)
GSV Capital Corp. (32)
Hamilton Lane INC (73)
Harvest Capital Credit Corp (13)
HENNESSY ADVISORS INC (61)
Hercules Capital, Inc. (96)
Heritage Global Inc. (193)
Horizon Technology Finance Corp (69)
HOULIHAN LOKEY, INC. (62)
Indo Global Exchange(s) Pte, Ltd. (12)
Interactive Brokers (30)
Intercontinental Exchange (77)
INTL FCStone Inc. (115)
Invesco Ltd. (142)
Investment Technology Group, Inc. (143)
Janus Henderson Group plc (50)
KCAP Financial, Inc. (60)
KKR & Co. Inc. (179)
Kyto Technology & Life Science, Inc. (6)
LADENBURG THALMANN FINANCIAL SERVICES INC. (102)
Lazard Ltd (200)
Legg Mason Inc (117)
LPL Financial Holdings Inc. (113)
Main Street Capital CORP (67)
Manning & Napier, Inc. (99)
MarketAxess Holdings Inc (131)
Medley Capital Corp (56)
MEDLEY MANAGEMENT INC. (42)
Moelis & Co (74)
MONROE CAPITAL Corp (18)
Moody's Corp (156)
Morgan Stanley (266)
MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (3)
Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (2)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7 (1)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
Morgan Stanley Capital I Trust 2011-C3 (1)
Morgan Stanley Capital I Trust 2012-C4 (1)
Morgan Stanley Capital I Trust 2015-MS1 (1)
Morgan Stanley Capital I Trust 2015-UBS8 (1)
Morgan Stanley Capital I Trust 2016-BNK2 (2)
Morgan Stanley Capital I Trust 2016-UBS11 (2)
Morgan Stanley Capital I Trust 2016-UBS12 (1)
Morgan Stanley Capital I Trust 2016-UBS9 (1)
Morgan Stanley Capital I Trust 2017-H1 (1)
Morgan Stanley Capital I Trust 2017-HR2 (1)
Morgan Stanley Capital I Trust 2018-H3 (1)
Morgan Stanley Capital I Trust 2018-H4 (1)
Morgan Stanley Capital I Trust 2018-L1 (1)
Morgan Stanley Capital I Trust 2019-H6 (1)
Morgan Stanley Capital I Trust 2019-H7 (1)
Morgan Stanley Capital I Trust 2019-L2 (1)
Morgan Stanley Capital I Trust 2019-L3 (1)
Morgan Stanley Capital I Trust 2020-HR8 (1)
Morgan Stanley Capital I Trust 2020-L4 (1)
Morgan Stanley Capital I Trust 2021-L5 (1)
Morgan Stanley Capital I Trust 2021-L6 (2)
Morgan Stanley Capital I Trust 2021-L7 (1)
Morgan Stanley Capital I Trust 2022-L8 (1)
Morgan Stanley Direct Lending Fund (21)
Morgan Stanley Finance LLC (1)
Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (11)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (11)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (11)
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP (5)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (18)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (19)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (18)
Morgan Stanley Structured Trust I 2007-1 (2)
Morningstar, Inc. (68)
MSCI Inc (430)
MVC CAPITAL, INC. (53)
Nasdaq, Inc. (242)
NATIONAL HOLDINGS CORP (95)
Nebula Parent Corp. (37)
New Mountain Finance Corp (66)
NewHold Investment Corp. II (44)
Newtek Business Services Corp. (66)
Northern Trust Corp. (302)
Oaktree Specialty Lending Corp (87)
Oaktree Strategic Income Corp (39)
Och-Ziff Capital Management Group LLC (207)
OFS Capital Corp (45)
OPPENHEIMER HOLDINGS INC (10)
Owl Rock Capital Corp (57)
Oxford Square Capital Corp. (41)
P10, Inc. (41)
PennantPark Floating Rate Capital Ltd. (34)
PENNANTPARK INVESTMENT CORP (25)
Piper Jaffray Companies (173)
PJT Partners Inc. (49)
PRINCETON CAPITAL CORP (17)
PROSPECT CAPITAL CORP (63)
Pzena Investment Management, Inc. (70)
QUOTEMEDIA INC (8)
RAND CAPITAL CORP (19)
Raymond James Financial Inc. (135)
Robinhood Markets, Inc. (45)
Runway Growth Credit Fund Inc. (35)
S&P Global, Inc. (182)
SAFEGUARD SCIENTIFICS INC (158)
SEI Investments Corp (59)
SIEBERT FINANCIAL CORP (44)
Silvercrest Asset Management Group Inc. (40)
Solar Capital Ltd. (35)
Solar Senior Capital Ltd. (19)
State Street Corp. (215)
Stellus Capital Investment Corp (27)
StepStone Group Inc. (38)
Stifel Financial Corp (61)
T. Rowe Price Group (56)
Tango Holdings, Inc. (41)
TCG BDC, INC. (28)
TD AMERITRADE HOLDING CORP (186)
The Bank of New York Mellon Corp. (141)
TPG Partners, LLC (58)
TPG Specialty Lending, Inc. (51)
Tradeweb Markets Inc. (59)
Trinity Capital Inc. (32)
TriplePoint Venture Growth BDC Corp. (20)
U S GLOBAL INVESTORS INC (21)
VALUE LINE INC (6)
ValueSetters Inc. (64)
VetaNova Inc. (17)
Victory Capital Holdings, Inc. (20)
Virtu Financial, Inc. (127)
Virtus Investment Partners, Inc. (57)
VPC Impact Acquisition Holdings (81)
Waddell & Reed Financial, Inc. (166)
WESTWOOD HOLDINGS GROUP INC (46)
WhiteHorse Finance, Inc. (37)
WisdomTree Investments, Inc. (58)
Wright Investors Service Holdings, Inc. (49)

Browse by Contract Category

Business Finance (6,149 contracts from 244 companies)
Business Formation (405 | 45)
Business Operations (1,088 | 166)
Human Resources (3,486 | 124)
Intellectual Property (202 | 26)
Mergers & Acquisitions (204 | 90)
Real Estate (159 | 49)
Uncategorized (3,429 | 192)

Recent Contracts

Purchase Agreement (ALLIANCEBERNSTEIN HOLDING L.P., Filed With SEC on December 19, 2024)
Exchange Agreement (ALLIANCEBERNSTEIN HOLDING L.P., Filed With SEC on December 19, 2024)
Parent Guaranty, dated November 22, 2024 (SIEBERT FINANCIAL CORP, Filed With SEC on December 19, 2024)
BMO Bank Revolver Note Agreement, dated November 22, 2024 (SIEBERT FINANCIAL CORP, Filed With SEC on December 19, 2024)
Credit Agreement, dated November 22, 2024 (SIEBERT FINANCIAL CORP, Filed With SEC on December 19, 2024)
First Amendment to Pledge and Security Agreement, dated February 21, 2024 by and between PhenixFIN Corporation and Woodforest National Bank (Medley Capital Corp, Filed With SEC on December 17, 2024)
Second Amendment to Credit Agreement and Joinder, dated August 5, 2024, between PhenixFIN Corporation and Woodforest National Bank, as Administrative Agent (Medley Capital Corp, Filed With SEC on December 17, 2024)
Fifth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of December 17, 2024 (GLADSTONE INVESTMENT CORPORATION, Filed With SEC on December 17, 2024)
Underwriting Agreement, dated as of December 11, 2024, by and among the Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit Advisors LP and Citigroup Global... (Blackstone / GSO Secured Lending Fund, Filed With SEC on December 16, 2024)
Share Purchase Agreement, dated December 11, 2024, by and between Great Elm Capital Corp. and Summit Grove Partners, LLC (Great Elm Capital Corp., Filed With SEC on December 12, 2024)
Underwriting Agreement, dated as of December 10, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as... (GLADSTONE INVESTMENT CORPORATION, Filed With SEC on December 12, 2024)
Eleventh Supplemental Indenture, dated as of December 12, 2024, among Lazard Group LLC, Lazard, Inc. and The Bank of New York Mellon, as trustee (Lazard Ltd, Filed With SEC on December 12, 2024)
Form of Equity Distribution Agreement (Hercules Capital, Inc., Filed With SEC on December 12, 2024)
Amendment No. 11, dated as of December 6, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking... (ARES CAPITAL CORP, Filed With SEC on December 11, 2024)
Amended and Restated Senior Secured Revolving Credit Agreement, dated December 3, 2024, by and among Crescent Capital BDC, Inc. as the Borrower, certain lenders party thereto and... (Crescent Capital BDC, Inc., Filed With SEC on December 6, 2024)
Commitment Increase Agreement, dated as of December 6, 2024, by Royal Bank of Canada, as an Assuming Lender, in favor of Golub Capital BDC, Inc., as borrower, and JPMorgan Chase... (GOLUB CAPITAL BDC, Inc., Filed With SEC on December 6, 2024)
First Amendment to the Equity Distribution Agreement, dated December 4, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, Keefe, Bruyette & Woods,... (GOLUB CAPITAL BDC, Inc., Filed With SEC on December 6, 2024)
First Supplemental Indenture dated as of December 6, 2024 among Blackstone Reg Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI L.P.,... (Blackstone Group L.P., Filed With SEC on December 6, 2024)
Indenture dated as of December 6, 2024 among Blackstone Reg Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI L.P., Blackstone Holdings II... (Blackstone Group L.P., Filed With SEC on December 6, 2024)
Underwriting Agreement dated as of December 2, 2024 among Blackstone Reg Finance Co. L.L.C., the Guarantors party thereto and BofA Securities, Inc., Citigroup Global Markets Inc.,... (Blackstone Group L.P., Filed With SEC on December 6, 2024)
First Amendment to Second Amended and Restated Credit Agreement, dated as of December 6, 2024, by and among BGC Group, Inc., as the Borrower, the several financial institutions... (BGC Partners, Inc., Filed With SEC on December 6, 2024)
First Amendment and Limited Waiver dated July 29, 2024 to Third Amended and Restated Credit Agreement, entered into as of July 28, 2022, by and among StoneX Commodity Solutions... (INTL FCStone Inc., Filed With SEC on November 29, 2024)
Second Amendment dated October 29, 2024, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a... (INTL FCStone Inc., Filed With SEC on November 29, 2024)
Increase R (INTL FCStone Inc., Filed With SEC on November 29, 2024)
Description of Registrant's Securities (INTL FCStone Inc., Filed With SEC on November 29, 2024)
Eighth Amendment to Fifth Amended and Restated Loan Agreement, dated November 21, 2024, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National... (WhiteHorse Finance, Inc., Filed With SEC on November 27, 2024)
Underwriting Agreement, dated November 25, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, and SMBC Nikko Securities America, Inc., J.P. Morgan... (GOLUB CAPITAL BDC, Inc., Filed With SEC on November 27, 2024)
Commitment Increase Request, dated as of November 25, 2024, by the Company (Goldman Sachs Private Credit Corp., Filed With SEC on November 27, 2024)
Description of Capital Stock (Raymond James Financial Inc., Filed With SEC on November 26, 2024)
Second Amended and Restated Loan and Security Agreement, dated as of November 22, 2024, by and among Goldman Sachs Private Middle Market Credit II SPV II LLC, as borrower, Goldman... (Goldman Sachs Private Middle Market Credit II LLC, Filed With SEC on November 26, 2024)
First Amendment to Rights Agreement, dated as of November 25, 2024, by and between GlassBridge Enterprises, Inc. and Equiniti Trust Company, LLC, as Rights Agent (GlassBridge Enterprises, Inc., Filed With SEC on November 26, 2024)
Fiscal Agency Agreement, dated November 25, 2024, by and between State Street Bank and Trust Company and U.S. Bank Trust Company, National Association (State Street Corp., Filed With SEC on November 25, 2024)
Registration Rights Agreement, dated as of November 22, 2024, relating to the 6.000% Notes due 2034, by and among the Fund and Wells Fargo Securities, LLC, Citigroup Global... (Blackstone Private Credit Fund, Filed With SEC on November 22, 2024)
Registration Rights Agreement, dated as of November 22, 2024, relating to the 5.600% Notes due 2029, by and among the Fund and Wells Fargo Securities, LLC, Citigroup Global... (Blackstone Private Credit Fund, Filed With SEC on November 22, 2024)
Seventeenth Supplemental Indenture, dated as of November 22, 2024, relating to the 6.000% Notes due 2034, by and between the Fund and U.S. Bank Trust Company, National... (Blackstone Private Credit Fund, Filed With SEC on November 22, 2024)
Sixteenth Supplemental Indenture, dated as of November 22, 2024, relating to the 5.600% Notes due 2029, by and between the Fund and U.S. Bank Trust Company, National Association,... (Blackstone Private Credit Fund, Filed With SEC on November 22, 2024)
Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., a Delaware limited partnership (“Buyer 1”), Opps XII Great American... (B. Riley Financial, Inc., Filed With SEC on November 21, 2024)
Fifth Amendment, dated November 19, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the... (CM Finance Inc, Filed With SEC on November 20, 2024)
Fourteenth Supplemental Indenture, dated as of November 20, 2024, relating to the 6.125% Notes due 2030, by and between the Company and U.S. Bank Trust Company National... (FS KKR Capital Corp, Filed With SEC on November 20, 2024)
Third Amended and Restated Investment Advisory Agreement, dated as of November 14, 2024, between the Registrant and Oaktree Fund Advisors, LLC (Oaktree Specialty Lending Corp, Filed With SEC on November 19, 2024)