Management Agreements
Capital Markets
Capital Markets (361) | Management Agreements (6,704)
- ALLIANCEBERNSTEIN HOLDING L.P. (18 contracts)
- Apollo Global Management LLC (6)
- APOLLO INVESTMENT CORP (4)
- ARES CAPITAL CORP (3)
- Ares Management Corp (4)
- Artisan Partners Asset Management Inc. (1)
- Ashford Inc. (7)
- Associated Capital Group, Inc. (1)
- Bain Capital Specialty Finance, Inc. (1)
- Barings BDC, Inc. (1)
- BlackRock Capital Investment Corp (3)
- Blackstone Group L.P. (3)
- BrightSphere Investment Group Inc. (2)
- Capitala Finance Corp. (2)
- CERES ABINGDON L.P. (3)
- CERES ORION L.P. (15)
- Ceres Tactical Commodity L.P. (15)
- CERES TACTICAL CURRENCY L.P. (15)
- CERES TACTICAL SYSTEMATIC L.P. (42)
- CION Investment Corp (10)
- CM Finance Inc (2)
- Cohen & Co Inc. (5)
- Donnelley Financial Solutions, Inc. (1)
- E*Trade (2)
- ENDI Corp. (3)
- ENTERPRISE DIVERSIFIED, INC. (5)
- Federated Investors (1)
- FIDUS INVESTMENT Corp (1)
- Franklin Resources (11)
- Freedom Holding Corp. (1)
- FS KKR Capital Corp (7)
- GAMCO INVESTORS, INC. ET AL (1)
- GCM Grosvenor Inc. (1)
- GLADSTONE CAPITAL CORP (4)
- GLADSTONE INVESTMENT CORPORATION (4)
- GlassBridge Enterprises, Inc. (2)
- GOLUB CAPITAL BDC, Inc. (1)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (1)
- GSV Capital Corp. (1)
- HENNESSY ADVISORS INC (2)
- Heritage Global Inc. (2)
- Horizon Technology Finance Corp (2)
- HOULIHAN LOKEY, INC. (2)
- KCAP Financial, Inc. (2)
- KKR & Co. Inc. (6)
- Lazard Ltd (2)
- LPL Financial Holdings Inc. (1)
- Main Street Capital CORP (1)
- Medley Capital Corp (1)
- MEDLEY MANAGEMENT INC. (3)
- Moelis & Co (5)
- MONROE CAPITAL Corp (1)
- MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (1)
- MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (2)
- MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (2)
- MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (4)
- MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (8)
- MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (7)
- Nebula Parent Corp. (1)
- New Mountain Finance Corp (1)
- NewHold Investment Corp. II (3)
- Oaktree Specialty Lending Corp (3)
- Oaktree Strategic Income Corp (3)
- Och-Ziff Capital Management Group LLC (29)
- OFS Capital Corp (2)
- Oxford Square Capital Corp. (2)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (2)
- PJT Partners Inc. (1)
- PROSPECT CAPITAL CORP (3)
- Pzena Investment Management, Inc. (8)
- RAND CAPITAL CORP (5)
- SAFEGUARD SCIENTIFICS INC (2)
- Silvercrest Asset Management Group Inc. (5)
- Solar Capital Ltd. (3)
- Solar Senior Capital Ltd. (1)
- State Street Corp. (1)
- Tango Holdings, Inc. (1)
- TCG BDC, INC. (1)
- TPG Specialty Lending, Inc. (2)
- Waddell & Reed Financial, Inc. (16)
- Dealer Manager Agreement, dated as of May 24, 2023, by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc (Oxford Square Capital Corp., Filed With SEC on May 31, 2023)
- Letter Agreement, dated as of January 1, 2023, by and between Lazard Asset Management LLC and Ashish Bhutani (Lazard Ltd, Filed With SEC on May 2, 2023)
- Guarantor Joinder Agreement, dated as of April 14, 2023, among Apollo Management Holdings, L.P., the Guarantors party thereto from time to time, the Lenders party thereto from... (Apollo Global Management LLC, Filed With SEC on April 14, 2023)
- Assignment and Assumption Agreement by and among Orchard First Source Asset Management, LLC, Orchard First Source Asset Management Holdings, LLC and OFS Capital Corporation, dated... (OFS Capital Corp, Filed With SEC on March 3, 2023)
- Amendment to the Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, dated December 30, 2022 (BrightSphere Investment Group Inc., Filed With SEC on February 28, 2023)
- First Amendment to Amended and Restated Portfolio Management Agreement, dated as of August 2, 2022, between BCC Middle Market CLO 2019-1, LTD. (f/k/a BCC Middle Market CLO 2019-1,... (Bain Capital Specialty Finance, Inc., Filed With SEC on February 28, 2023)
- MANAGEMENT AGREEMENT (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on January 12, 2023)
- MANAGEMENT AGREEMENT (Ceres Tactical Commodity L.P., Filed With SEC on January 12, 2023)
- Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC,... (PROSPECT CAPITAL CORP, Filed With SEC on October 12, 2022)
- EMC Management Agreement by and among the Registrant, the General Partner and EMC (Ceres Tactical Commodity L.P., Filed With SEC on September 7, 2022)
- Services Agreement dated August 11, 2022 by and between the CrossingBridge Advisors, LLC and Cohanzick Management, LLC (ENDI Corp., Filed With SEC on August 12, 2022)
- Stockholder Agreement dated August 11, 2022 by and between the Company and Cohanzick Management, LLC (ENDI Corp., Filed With SEC on August 12, 2022)
- Voting Agreement dated August 11, 2022 by and among the Company, Cohanzick Management, LLC, Steven Kiel and Arquitos Capital Offshore Master, Ltd (ENDI Corp., Filed With SEC on August 12, 2022)
- Program Management Agreement dated May 2, 2022 by and between Arch Specialty Insurance Company and Lenders Protection, LLC (Nebula Parent Corp., Filed With SEC on August 5, 2022)
- Voting Agreement, dated as of July 26, 2022, by and among Pzena Investment Management, Inc. and each of the persons set forth on the signature pages thereto (Pzena Investment Management, Inc., Filed With SEC on July 28, 2022)
- Stockholders Agreement, dated as of January 1, 2022, among Apollo Global Management, Inc., Leon D. Black, Marc J. Rowan, Joshua J. Harris and the other persons party thereto (Tango Holdings, Inc., Filed With SEC on May 10, 2022)
- Fourth Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 12, 2022 (GLADSTONE CAPITAL CORP, Filed With SEC on May 3, 2022)
- Nomination Agreement, dated February 23, 2022, by and between Ares Management Corporation and Ares Partners Holdco LLC (Ares Management Corp, Filed With SEC on February 28, 2022)
- Master Services Agreement, dated February 23, 2022 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP (Moelis & Co, Filed With SEC on February 23, 2022)
- Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and... (PROSPECT CAPITAL CORP, Filed With SEC on February 23, 2022)
- Form of Stockholder Agreement by and between New Parent and Cohanzick Management, LLC (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on February 3, 2022)
- Amendment to the Management Agreement by and among the Registrant, the General Partner, ISAM (USA) LLC, ISAM Funds (UK) Limited and ISAM Systematic Management (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on January 5, 2022)
- Amendment No. 1 to the Investment Advisory and Management Agreement by and between New Mountain Finance Corporation and New Mountain Finance Advisers BDC, L.L.C (New Mountain Finance Corp, Filed With SEC on November 3, 2021)
- Administrative Support Agreement, dated October 20, 2021, by and between the Company and NewHold Enterprises (Management) LLC (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
- Second Amended and Restated Investment Advisory Agreement, dated as of October 5, 2021, by and between CON Investment Corporation and CION Investment Management, LLC (CION Investment Corp, Filed With SEC on October 5, 2021)
- Form of Administrative Support Agreement by and between the Registrant and NewHold Enterprises (Management) LLC (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
- Amendment No. 1 to the Master Project Management Agreement, dated as of May 28, 2021, by and among Ashford TRS Corporation, RI Manchester Tenant Corporation, CY Manchester Tenant... (Ashford Inc., Filed With SEC on August 16, 2021)
- Amendment No. 1 to the Braemar Master Project Management Agreement, dated May 28, 2021, by and among Braemar TRS Corporation, CHH III Tenant Parent Corp., RC Hotels (Virgin... (Ashford Inc., Filed With SEC on August 16, 2021)
- Amended and Restated Investment Advisory Agreement, dated as of August 10, 2021, by and between CĪON Investment Corporation and CION Investment Management, LLC (CION Investment Corp, Filed With SEC on August 11, 2021)
- MANAGEMENT AGREEMENT (CERES ORION L.P., Filed With SEC on July 7, 2021)
- Administration Agreement, dated as of July 1, 2021, between Logan Ridge Finance Corporation and BC Partners Management LLC (Capitala Finance Corp., Filed With SEC on July 1, 2021)
- Investment Advisory Agreement, dated as of July 1, 2021, between Logan Ridge Finance Corporation and Mount Logan Management LLC (Capitala Finance Corp., Filed With SEC on July 1, 2021)
- Form of Administrative Support Agreement by and between the Registrant and NewHold Enterprises (Management) LLC (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
- Third Amended and Restated Investment Advisory and Management Agreement between the Registrant and Gladstone Management Corporation, dated as of April 13, 2021 (GLADSTONE CAPITAL CORP, Filed With SEC on May 4, 2021)
- Master Services Agreement, dated April 28, 2021 by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP (Moelis & Co, Filed With SEC on April 29, 2021)
- Letter Agreement, dated as of April 1, 2021, by and between Waddell & Reed Financial, Inc. and Macquarie Management Holdings, Inc (Waddell & Reed Financial, Inc., Filed With SEC on April 5, 2021)
- Director Agreement, dated as of February 9, 2021, by and between Medley Management Inc. and Peter Kravitz of Province LLC (MEDLEY MANAGEMENT INC., Filed With SEC on March 31, 2021)
- Second Amended and Restated Investment Management Agreement between the Registrant and BlackRock Capital Investment Advisors, LLC (BlackRock Capital Investment Corp, Filed With SEC on March 3, 2021)
- Borrower Assignment and Assumption and Amendment Agreement, dated February 23, 2021, by and among BrightSphere Investment Group Inc., Acadian Asset Management LLC, the lenders... (BrightSphere Investment Group Inc., Filed With SEC on March 1, 2021)
- Amended and Restated Management Agreement by and among the Registrant, the General Partner and Millburn (Ceres Tactical Commodity L.P., Filed With SEC on January 7, 2021)