Business Finance Contracts & Agreements in the Capital Markets Industry

6,163 Contracts & Agreements

Browse by Subcategory

Assignment Agreements (20 contracts from 13 companies)
Contribution Agreements (13 | 8)
Credit Agreements (917 | 127)
Debenture Agreements (3 | 2)
Deposit Agreements (32 | 8)
Equity Distribution Agreements (74 | 17)
Escrow Agreements (20 | 16)
Exchange Agreements (179 | 45)
Facility Agreements (5 | 3)
Financing Agreements (5 | 3)
Forbearance Agreements (2 | 2)
Funding Agreements (52 | 15)
Guarantee Agreements (39 | 22)
Guaranty Agreements (48 | 15)
Indenture Agreements (708 | 100)
Investment Agreements (97 | 35)
Investor Rights Agreements (22 | 13)
Joinder Agreements (35 | 17)
Loan Agreements (530 | 81)
Modification Agreements (19 | 8)
Note Agreements (597 | 99)
Participation Agreements (30 | 9)
Pledge Agreements (19 | 14)
Purchase Agreements (339 | 100)
Registration Rights Agreements (172 | 69)
Release Agreements (24 | 15)
Repurchase Agreements (41 | 16)
Security Agreements (63 | 27)
Servicing Agreements (17 | 8)
Share Agreements (99 | 40)
Shareholders Agreements (30 | 14)
Stock Agreements (991 | 109)
Subordination Agreement (6 | 3)
Subscription Agreements (75 | 28)
Term Sheets (12 | 5)
Trust Agreements (56 | 25)
Underwriting Agreements (628 | 164)
Waiver Agreements (40 | 24)
Warrant Agreements (104 | 33)

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (67 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (12)
ALTIMAR ACQUISITION CORP. (55)
Ameriprise Financial (41)
Apollo Global Management LLC (53)
APOLLO INVESTMENT CORP (18)
ARES CAPITAL CORP (114)
Ares Management Corp (42)
Artisan Partners Asset Management Inc. (31)
Ascendant Digital Acquisition Corp. (22)
Ashford Inc. (43)
AssetMark Financial Holdings, Inc. (13)
Associated Capital Group, Inc. (1)
B. Riley Financial, Inc. (121)
Bain Capital Specialty Finance, Inc. (15)
Barings BDC, Inc. (31)
BC Partners Lending Corp (5)
BGC Partners, Inc. (83)
BlackRock (58)
BlackRock Capital Investment Corp (17)
BlackRock Private Credit Fund (4)
BlackRock TCP Capital Corp. (18)
BLACKSTAR ENTERPRISE GROUP, INC. (48)
Blackstone / GSO Secured Lending Fund (50)
Blackstone Group L.P. (48)
Blackstone Private Credit Fund (64)
Blackstone Private Equity Strategies Fund L.P. (7)
Blucora, Inc. (37)
Bridge Investment Group Holdings Inc. (8)
BrightSphere Investment Group Inc. (18)
Capital Financial Holdings, Inc (5)
CAPITAL SOUTHWEST CORP (44)
Capitala Finance Corp. (14)
Carlyle Group L.P. (44)
Cboe Global Markets (77)
CERES ABINGDON L.P. (7)
CERES ORION L.P. (11)
Ceres Tactical Commodity L.P. (5)
CERES TACTICAL CURRENCY L.P. (6)
CERES TACTICAL SYSTEMATIC L.P. (8)
Charles Schwab Corporation (116)
CHINAWE COM INC (1)
Chineseinvestors.com, Inc. (2)
CION Investment Corp (43)
CM Finance Inc (12)
CME Group Inc. (63)
Cohen & Co Inc. (108)
COHEN & STEERS INC (2)
Coinbase Global, Inc. (7)
CONCIERGE TECHNOLOGIES INC (23)
ContextLogic Inc. (11)
COWEN INC. (33)
Crescent Capital BDC, Inc. (20)
DIAMOND HILL INVESTMENT GROUP INC (3)
Diginex Ltd (7)
Donnelley Financial Solutions, Inc. (18)
E*Trade (67)
Eaton Vance Corp (16)
ENDI Corp. (10)
ENTERPRISE DIVERSIFIED, INC. (18)
EQUUS TOTAL RETURN, INC. (16)
Evercore (51)
FactSet Research Systems Inc (25)
Federated Investors (32)
FIDUS INVESTMENT Corp (16)
FinTech Acquisition Corp. IV (27)
Focus Financial Partners Inc. (11)
Franklin Resources (31)
Freedom Holding Corp. (48)
FS KKR Capital Corp (66)
GAIN Capital Holdings, Inc. (23)
GAMCO INVESTORS, INC. ET AL (15)
GCM Grosvenor Inc. (6)
GLADSTONE CAPITAL CORP (47)
GLADSTONE INVESTMENT CORPORATION (33)
GlassBridge Enterprises, Inc. (75)
Goldman Sachs (125)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (9)
Goldman Sachs BDC, Inc. (7)
Goldman Sachs Middle Market Lending Corp. (5)
Goldman Sachs Middle Market Lending Corp. II (5)
Goldman Sachs Private Credit Corp. (1)
Goldman Sachs Private Middle Market Credit II LLC (6)
Goldman Sachs Private Middle Market Credit LLC (6)
GOLUB CAPITAL BDC, Inc. (59)
Great Elm Capital Corp. (25)
Great Elm Capital Group, Inc. (51)
Greenhill & Co., Inc. (31)
Greenpro Capital Corp. (58)
GSV Capital Corp. (8)
Hamilton Lane INC (42)
Harvest Capital Credit Corp (11)
HENNESSY ADVISORS INC (24)
Hercules Capital, Inc. (65)
Heritage Global Inc. (135)
Horizon Technology Finance Corp (47)
HOULIHAN LOKEY, INC. (21)
Indo Global Exchange(s) Pte, Ltd. (7)
Interactive Brokers (11)
Intercontinental Exchange (59)
INTL FCStone Inc. (89)
Invesco Ltd. (27)
Investment Technology Group, Inc. (67)
Janus Henderson Group plc (7)
KCAP Financial, Inc. (24)
KKR & Co. Inc. (95)
Kyto Technology & Life Science, Inc. (3)
LADENBURG THALMANN FINANCIAL SERVICES INC. (63)
Lazard Ltd (53)
Legg Mason Inc (36)
LPL Financial Holdings Inc. (27)
Main Street Capital CORP (43)
Manning & Napier, Inc. (38)
MarketAxess Holdings Inc (32)
Medley Capital Corp (40)
MEDLEY MANAGEMENT INC. (15)
Moelis & Co (9)
MONROE CAPITAL Corp (9)
Moody's Corp (72)
Morgan Stanley (84)
MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (2)
Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
Morgan Stanley Capital I Trust 2011-C3 (1)
Morgan Stanley Capital I Trust 2012-C4 (1)
Morgan Stanley Capital I Trust 2015-UBS8 (1)
Morgan Stanley Capital I Trust 2016-BNK2 (1)
Morgan Stanley Capital I Trust 2016-UBS11 (2)
Morgan Stanley Capital I Trust 2016-UBS12 (1)
Morgan Stanley Capital I Trust 2016-UBS9 (1)
Morgan Stanley Capital I Trust 2017-H1 (1)
Morgan Stanley Capital I Trust 2017-HR2 (1)
Morgan Stanley Capital I Trust 2018-H3 (1)
Morgan Stanley Capital I Trust 2018-H4 (1)
Morgan Stanley Capital I Trust 2018-L1 (1)
Morgan Stanley Capital I Trust 2019-H6 (1)
Morgan Stanley Capital I Trust 2019-H7 (1)
Morgan Stanley Capital I Trust 2019-L2 (1)
Morgan Stanley Capital I Trust 2019-L3 (1)
Morgan Stanley Capital I Trust 2020-HR8 (1)
Morgan Stanley Capital I Trust 2020-L4 (1)
Morgan Stanley Capital I Trust 2021-L5 (1)
Morgan Stanley Capital I Trust 2021-L6 (1)
Morgan Stanley Capital I Trust 2021-L7 (1)
Morgan Stanley Capital I Trust 2022-L8 (1)
Morgan Stanley Direct Lending Fund (16)
Morgan Stanley Finance LLC (1)
Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (4)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (4)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (4)
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP (1)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (5)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (4)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (4)
Morgan Stanley Structured Trust I 2007-1 (1)
Morningstar, Inc. (11)
MSCI Inc (59)
MVC CAPITAL, INC. (31)
Nasdaq, Inc. (116)
NATIONAL HOLDINGS CORP (44)
Nebula Parent Corp. (13)
New Mountain Finance Corp (38)
NewHold Investment Corp. II (31)
Newtek Business Services Corp. (25)
Northern Trust Corp. (123)
Oaktree Specialty Lending Corp (56)
Oaktree Strategic Income Corp (27)
Och-Ziff Capital Management Group LLC (40)
OFS Capital Corp (33)
OPPENHEIMER HOLDINGS INC (1)
Owl Rock Capital Corp (39)
Oxford Square Capital Corp. (19)
P10, Inc. (11)
PennantPark Floating Rate Capital Ltd. (14)
PENNANTPARK INVESTMENT CORP (12)
Piper Jaffray Companies (71)
PJT Partners Inc. (8)
PROSPECT CAPITAL CORP (39)
Pzena Investment Management, Inc. (10)
QUOTEMEDIA INC (6)
RAND CAPITAL CORP (5)
Raymond James Financial Inc. (61)
Robinhood Markets, Inc. (19)
Runway Growth Credit Fund Inc. (26)
S&P Global, Inc. (51)
SAFEGUARD SCIENTIFICS INC (84)
SEI Investments Corp (20)
SIEBERT FINANCIAL CORP (25)
Silvercrest Asset Management Group Inc. (21)
Solar Capital Ltd. (22)
Solar Senior Capital Ltd. (9)
State Street Corp. (114)
Stellus Capital Investment Corp (18)
StepStone Group Inc. (18)
Stifel Financial Corp (32)
T. Rowe Price Group (2)
Tango Holdings, Inc. (9)
TCG BDC, INC. (14)
TD AMERITRADE HOLDING CORP (72)
The Bank of New York Mellon Corp. (49)
TPG Partners, LLC (21)
TPG Specialty Lending, Inc. (37)
Tradeweb Markets Inc. (16)
Trinity Capital Inc. (17)
TriplePoint Venture Growth BDC Corp. (13)
U S GLOBAL INVESTORS INC (8)
ValueSetters Inc. (44)
VetaNova Inc. (2)
Victory Capital Holdings, Inc. (11)
Virtu Financial, Inc. (36)
Virtus Investment Partners, Inc. (31)
VPC Impact Acquisition Holdings (34)
Waddell & Reed Financial, Inc. (57)
WESTWOOD HOLDINGS GROUP INC (3)
WhiteHorse Finance, Inc. (30)
WisdomTree Investments, Inc. (25)
Wright Investors Service Holdings, Inc. (6)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

Third Supplemental Indenture, dated as of January 14, 2021, between Stellus Capital Investment Corporation and U.S. Bank National Association, as trustee

Indenture Agreements

Stellus Capital Investment Corp

Capital Markets

2021

Form of Equity Distribution Agreement, dated as of January 17, 2025, by and among Blackstone Secured Lending Fund, Blackstone Private Credit Strategies LLC and the sales agent...

Credit Agreements

Blackstone / GSO Secured Lending Fund

Capital Markets

2025

Form of Placement Agent Warrant

Warrant Agreements

ValueSetters Inc.

Capital Markets

2025

Form of New Series A-6 Warrant

Warrant Agreements

ValueSetters Inc.

Capital Markets

2025

Form of New Series A-5 Warrant

Warrant Agreements

ValueSetters Inc.

Capital Markets

2025

Third Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-R Notes), dated as of January 13, 2025, by and between Murray Hill Funding, LLC...

Repurchase Agreements

CION Investment Corp

Capital Markets

2025

Seventh Amended and Restated Master Confirmation to the Global Master Repurchase Agreement (Class A-1 Notes), dated as of January 13, 2025, by and between Murray Hill Funding, LLC...

Repurchase Agreements

CION Investment Corp

Capital Markets

2025

Seventh Amendment to Banc of California Credit Agreement, dated April 9, 2024

Credit Agreements

B. Riley Financial, Inc.

Capital Markets

2025

Second Supplemental Indenture, dated as of January

Indenture Agreements

Owl Rock Capital Corp

Capital Markets

2025

Second Supplemental Indenture, dated as of January 8, 2025, relating to the 5.800% Notes due 2032, between the Company and U.S. Bank Trust Company, National Association, as trustee

Indenture Agreements

ARES CAPITAL CORP

Capital Markets

2025

Purchase Agreement, dated as of January 2, 2025, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and BofA Securities, Inc., J.P. Morgan Securities...

Purchase Agreements

ARES CAPITAL CORP

Capital Markets

2025

Fourth Amendment to the Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and...

Loan Agreements

Blackstone / GSO Secured Lending Fund

Capital Markets

2024

Tenth Amendment to the Revolving Credit and Security Agreement among Breckenridge Funding, the lenders party thereto, BNP Paribas, the Company and Wells Fargo Bank, National...

Credit Agreements

Blackstone / GSO Secured Lending Fund

Capital Markets

2024

Third Supplement to Note Purchase Agreement, dated December 20, 2024, by and among Crescent Capital BDC, Inc. and the Purchasers signatory thereto

Note Agreements

Crescent Capital BDC, Inc.

Capital Markets

2024

Underwriting Agreement, dated December 20, 2024, by and among FS KKR Capital Corp., FS/KKR Advisor, LLC and BofA Securities, Inc., BMO Capital Markets Corp., J.P. Morgan...

Underwriting Agreements

FS KKR Capital Corp

Capital Markets

2024

Purchase Agreement

Purchase Agreements

ALLIANCEBERNSTEIN HOLDING L.P.

Capital Markets

2024

Exchange Agreement

Exchange Agreements

ALLIANCEBERNSTEIN HOLDING L.P.

Capital Markets

2024

Parent Guaranty, dated November 22, 2024

Guaranty Agreements

SIEBERT FINANCIAL CORP

Capital Markets

2024

BMO Bank Revolver Note Agreement, dated November 22, 2024

Note Agreements

SIEBERT FINANCIAL CORP

Capital Markets

2024

Credit Agreement, dated November 22, 2024

Credit Agreements

SIEBERT FINANCIAL CORP

Capital Markets

2024

First Amendment to Pledge and Security Agreement, dated February 21, 2024 by and between PhenixFIN Corporation and Woodforest National Bank

Security Agreements

Medley Capital Corp

2024

Second Amendment to Credit Agreement and Joinder, dated August 5, 2024, between PhenixFIN Corporation and Woodforest National Bank, as Administrative Agent

Credit Agreements

Medley Capital Corp

2024

Fifth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of December 17, 2024

Indenture Agreements

GLADSTONE INVESTMENT CORPORATION

2024

Underwriting Agreement, dated as of December 11, 2024, by and among the Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit Advisors LP and Citigroup Global...

Underwriting Agreements

Blackstone / GSO Secured Lending Fund

2024

Share Purchase Agreement, dated December 11, 2024, by and between Great Elm Capital Corp. and Summit Grove Partners, LLC

Share Agreements

Great Elm Capital Corp.

2024

Underwriting Agreement, dated as of December 10, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as...

Underwriting Agreements

GLADSTONE INVESTMENT CORPORATION

2024

Eleventh Supplemental Indenture, dated as of December 12, 2024, among Lazard Group LLC, Lazard, Inc. and The Bank of New York Mellon, as trustee

Indenture Agreements

Lazard Ltd

2024

Form of Equity Distribution Agreement

Equity Distribution Agreements

Hercules Capital, Inc.

2024

Amendment No. 11, dated as of December 6, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking...

Loan Agreements

ARES CAPITAL CORP

2024

Amended and Restated Senior Secured Revolving Credit Agreement, dated December 3, 2024, by and among Crescent Capital BDC, Inc. as the Borrower, certain lenders party thereto and...

Credit Agreements

Crescent Capital BDC, Inc.

2024

Commitment Increase Agreement, dated as of December 6, 2024, by Royal Bank of Canada, as an Assuming Lender, in favor of Golub Capital BDC, Inc., as borrower, and JPMorgan Chase...

Credit Agreements

GOLUB CAPITAL BDC, Inc.

2024

First Amendment to the Equity Distribution Agreement, dated December 4, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, Keefe, Bruyette & Woods,...

Equity Distribution Agreements

GOLUB CAPITAL BDC, Inc.

2024

First Supplemental Indenture dated as of December 6, 2024 among Blackstone Reg Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI L.P.,...

Indenture Agreements

Blackstone Group L.P.

2024

Indenture dated as of December 6, 2024 among Blackstone Reg Finance Co. L.L.C., Blackstone Inc., Blackstone Holdings I L.P., Blackstone Holdings AI L.P., Blackstone Holdings II...

Indenture Agreements

Blackstone Group L.P.

2024

Underwriting Agreement dated as of December 2, 2024 among Blackstone Reg Finance Co. L.L.C., the Guarantors party thereto and BofA Securities, Inc., Citigroup Global Markets Inc.,...

Underwriting Agreements

Blackstone Group L.P.

2024

First Amendment to Second Amended and Restated Credit Agreement, dated as of December 6, 2024, by and among BGC Group, Inc., as the Borrower, the several financial institutions...

Credit Agreements

BGC Partners, Inc.

2024

First Amendment and Limited Waiver dated July 29, 2024 to Third Amended and Restated Credit Agreement, entered into as of July 28, 2022, by and among StoneX Commodity Solutions...

Credit Agreements

INTL FCStone Inc.

2024

Second Amendment dated October 29, 2024, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a...

Credit Agreements

INTL FCStone Inc.

2024

Eighth Amendment to Fifth Amended and Restated Loan Agreement, dated November 21, 2024, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National...

Loan Agreements

WhiteHorse Finance, Inc.

2024

Underwriting Agreement, dated November 25, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, and SMBC Nikko Securities America, Inc., J.P. Morgan...

Underwriting Agreements

GOLUB CAPITAL BDC, Inc.

2024

Description of Capital Stock

Stock Agreements

Raymond James Financial Inc.

2024