Great Elm Capital Corp. Contracts & Agreements

35 Contracts & Agreements
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Filed
Share Purchase Agreement, dated December 11, 2024, by and between Great Elm Capital Corp. and Summit Grove Partners, LLC
Share Agreements
Great Elm Capital Corp.
2024
Seventh Supplemental Indenture, dated as of September 19, 2024, between Great Elm Capital Corp. and Equiniti Trust Company, LLC, as Trustee
Indenture Agreements
Great Elm Capital Corp.
2024
Second Amended and Restated Limited Liability Company Agreement of CLO Formation JV, LLC dated as of August 20, 2024
Limited Liability Company Agreements
Great Elm Capital Corp.
2024
Global Note (8.50% Note Due 2029)
Note Agreements
Great Elm Capital Corp.
2024
Purchase Agreement, dated as of July 9, 2024, by and among the Company, Great Elm Capital Management, LLC and the purchasers named in Appendix A thereto
Purchase Agreements
Great Elm Capital Corp.
2024
Share Purchase Agreement, dated June 21, 2024, by and between Great Elm Capital Corp. and Prosper Peak Holdings, LLC
Share Agreements
Great Elm Capital Corp.
2024
Global Note (8.50% Note Due 2029)
Note Agreements
Great Elm Capital Corp.
2024
Sixth Supplemental Indenture, dated as of April 17, 2024, between Great Elm Capital Corp. and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as...
Indenture Agreements
Great Elm Capital Corp.
2024
Custody Agreement, dated as of July 1, 2023, by and between the Registrant and The Northern Trust Company
Great Elm Capital Corp.
2024
Description of Registered Securities
Great Elm Capital Corp.
2024
Share Purchase Agreement, dated February 8, 2024, by and between Great Elm Capital Corp. and Great Elm Strategic Partnership I, LLC
Share Agreements
Great Elm Capital Corp.
2024
Global Note (8.75% Note Due 2028)
Note Agreements
Great Elm Capital Corp.
2023
Fifth Supplemental Indenture, dated as of August 16, 2023, between Great Elm Capital Corp. and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as...
Indenture Agreements
Great Elm Capital Corp.
2023
Description of Registered Securities
Great Elm Capital Corp.
2022
Global Note (5.875% Note Due 2026)
Note Agreements
Great Elm Capital Corp.
2021
Fourth Supplemental Indenture, dated as of June 23, 2021, between Great Elm Capital Corp. and American Stock Transfer & Trust Company, LLC, as Trustee
Indenture Agreements
Great Elm Capital Corp.
2021
Loan, Guarantee and Security Agreement, dated May 5, 2021, by and between Great Elm Capital Corp. and City National Bank
Loan Agreements
Great Elm Capital Corp.
2021
Custody Agreement, dated as of January 2, 2020, by and between the Registrant and U.S. Bank National Association
Great Elm Capital Corp.
2020
Description of Registered Securities
Great Elm Capital Corp.
Capital Markets
2020
Separation Agreement and Release, dated as of June 4, 2018, by and between Michael Sell and Great Elm Capital Management, Inc
Separation Agreements
Great Elm Capital Corp.
2018
GREAT ELM CAPITAL CORP. $43,000,000 6.75% Notes Due 2025 UNDERWRITING AGREEMENT
Underwriting Agreements
Great Elm Capital Corp.
Capital Markets
NY
2018
Global Note, dated September 29, 2017
Note Agreements
Great Elm Capital Corp.
Capital Markets
2017
Global Note, dated September 18, 2017
Note Agreements
Great Elm Capital Corp.
Capital Markets
2017
First Supplemental Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company
Indenture Agreements
Great Elm Capital Corp.
2017
Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer & Trust Company
Indenture Agreements
Great Elm Capital Corp.
2017
Underwriting agreement, dated as of September 13, 2017
Underwriting Agreements
Great Elm Capital Corp.
2017
Underwriting agreement, dated as of September 13, 2017
Underwriting Agreements
Great Elm Capital Corp.
Capital Markets
NY
2017
Global Note, dated September 18, 2017
Note Agreements
Great Elm Capital Corp.
2017
Supplemental Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer and Trust Company
Indenture Agreements
Great Elm Capital Corp.
2017
Indenture, dated as of September 18, 2017, by and between the registrant and American Stock Transfer and Trust Company
Indenture Agreements
Great Elm Capital Corp.
Capital Markets
NY
2017
Custodian Agreement
Great Elm Capital Corp.
Capital Markets
MA
2017
SECOND SUPPLEMENTAL INDENTURE by and among FULL CIRCLE CAPITAL CORPORATION, GREAT ELM CAPITAL CORP. and U.S. BANK NATIONAL ASSOCIATION, as Trustee Dated as of November 3, 2016...
Indenture Agreements
Great Elm Capital Corp.
Capital Markets
NY
2017
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Great Elm Capital Corp.
Capital Markets
MD
2016
AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Great Elm Capital Corp.
2016
ADMINISTRATION AGREEMENT
Administration Agreements
Great Elm Capital Corp.
2016
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Great Elm Capital Corp.
2016