Share Agreements in the Capital Markets Industry

98 Contracts & Agreements

Browse by Company

ALTIMAR ACQUISITION CORP. (1 contract)
Ameriprise Financial (5)
Apollo Global Management LLC (7)
Ares Management Corp (3)
Artisan Partners Asset Management Inc. (3)
Ascendant Digital Acquisition Corp. (1)
Barings BDC, Inc. (2)
BGC Partners, Inc. (1)
BlackRock (4)
Capital Financial Holdings, Inc (3)
Charles Schwab Corporation (6)
CION Investment Corp (1)
Cohen & Co Inc. (2)
CONCIERGE TECHNOLOGIES INC (3)
E*Trade (2)
Eaton Vance Corp (1)
FactSet Research Systems Inc (1)
FinTech Acquisition Corp. IV (1)
Freedom Holding Corp. (1)
Great Elm Capital Corp. (2)
Great Elm Capital Group, Inc. (2)
Hamilton Lane INC (2)
Heritage Global Inc. (2)
INTL FCStone Inc. (1)
Invesco Ltd. (4)
Investment Technology Group, Inc. (7)
Janus Henderson Group plc (1)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
MarketAxess Holdings Inc (1)
Morgan Stanley (1)
Nasdaq, Inc. (3)
Och-Ziff Capital Management Group LLC (1)
Piper Jaffray Companies (12)
Robinhood Markets, Inc. (1)
SIEBERT FINANCIAL CORP (1)
Solar Senior Capital Ltd. (1)
TD AMERITRADE HOLDING CORP (3)
Tradeweb Markets Inc. (2)
VPC Impact Acquisition Holdings (1)
WisdomTree Investments, Inc. (1)

Recent Contracts

Share Purchase Agreement between Kevin William Pratt and Elizabeth Mary Pratt and Marygold & Co. (UK) Limited (CONCIERGE TECHNOLOGIES INC, Filed With SEC on September 18, 2024)
Share Purchase Agreement, dated June 21, 2024, by and between Great Elm Capital Corp. and Prosper Peak Holdings, LLC (Great Elm Capital Corp., Filed With SEC on June 24, 2024)
Share Purchase Agreement, dated February 8, 2024, by and between Great Elm Capital Corp. and Great Elm Strategic Partnership I, LLC (Great Elm Capital Corp., Filed With SEC on February 8, 2024)
Variation Agreement entered into on June 20, 2022 between Marygold UK and Keith Halford to complete the closing of the Share Purchase Agreement entered into on August 13, 2021 (CONCIERGE TECHNOLOGIES INC, Filed With SEC on November 13, 2023)
Share Redemption Agreement, dated July 10, 2023, by and among Cynthia DiBartolo, Siebert Financial Corp, and Tigress Holdings, LLC (SIEBERT FINANCIAL CORP, Filed With SEC on July 14, 2023)
Amendment No. 2 to the Hamilton Lane Incorporated Employee Share Purchase Plan (Hamilton Lane INC, Filed With SEC on May 25, 2023)
Piper Sandler Companies Amended and Restated Mutual Fund Restricted Share Investment Plan, effective as of November 16, 2022 (Piper Jaffray Companies, Filed With SEC on February 24, 2023)
Deposit Agreement, dated March 4, 2022, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto) (Charles Schwab Corporation, Filed With SEC on March 7, 2022)
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Restricted Share Unit Award Agreement with James Zelter, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Restricted Share Unit Award Agreement with Scott Kleinman, dated as of December 1, 2021 (Apollo Global Management LLC, Filed With SEC on February 25, 2022)
Form of Service-Based Restricted Share Awarded Agreement between Sculptor Capital, LP, Sculptor Advisors LP and Sculptor Capital Advisors II LP and the Participant (Och-Ziff Capital Management Group LLC, Filed With SEC on December 22, 2021)
Deed of Variation in Respect of the Agreement for the Sale and Purchase of the Share Capital of Ed Broking Group Limited and Besso Insurance Group Limited, dated October 31, 2021,... (BGC Partners, Inc., Filed With SEC on November 8, 2021)
DATED August 13, 2021 ------------ Share purchase agreement between Keith Halford and (CONCIERGE TECHNOLOGIES INC, Filed With SEC on August 17, 2021)
Robinhood Markets, Inc. 2021 Employee Share Purchase Plan (Robinhood Markets, Inc., Filed With SEC on July 1, 2021)
Amendment to Sponsor Share Surrender and Share Restriction Agreement, dated as of May 4, 2021, by and among PWP Holdings LP, FinTech Acquisition Corp. IV, FinTech Investor... (FinTech Acquisition Corp. IV, Filed With SEC on May 5, 2021)
Share Purchase Agreement, dated April 5, 2021, by and between Ares Management Corporation and Sumitomo Mitsui Banking Corporation (Ares Management Corp, Filed With SEC on April 8, 2021)
Deposit Agreement, dated March 30, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto) (Charles Schwab Corporation, Filed With SEC on March 30, 2021)
Deposit Agreement, dated March 18, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto) (Charles Schwab Corporation, Filed With SEC on March 18, 2021)
Amendment to Share Purchase Agreement, dated as of February 11, 2021, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc.,... (Nasdaq, Inc., Filed With SEC on February 23, 2021)
Share Purchase Agreement, dated as of November 18, 2020, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc., certain... (Nasdaq, Inc., Filed With SEC on February 23, 2021)
Deposit Agreement, dated December 11, 2020, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto) (Charles Schwab Corporation, Filed With SEC on December 11, 2020)
Sponsor Share Cancellation and Vesting Agreement, dated as of November 24, 2020, by and among INSU Acquisition Corp. II and Sponsor (Cohen & Co Inc., Filed With SEC on November 30, 2020)
Specimen Class A Ordinary Share Certificate (ALTIMAR ACQUISITION CORP., Filed With SEC on October 19, 2020)
Specimen Ordinary Share Certificate (VPC Impact Acquisition Holdings, Filed With SEC on September 16, 2020)
Amendment No. 1 to the Hamilton Lane Incorporated Employee Share Purchase Plan (Hamilton Lane INC, Filed With SEC on August 4, 2020)
Bank Kassa Nova JSC (Subsidiary Bank of ForteBank JSC) Ordinary Share Purchase and Sale Agreement, dated July 29, 2020, by and between ForteBank JSC and Freedom Finance JSC (Freedom Holding Corp., Filed With SEC on August 3, 2020)
Specimen Ordinary Share Certificate (Ascendant Digital Acquisition Corp., Filed With SEC on July 2, 2020)
Deposit Agreement, dated April 30, 2020, between the Company and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A... (Charles Schwab Corporation, Filed With SEC on April 30, 2020)
Share Purchase Agreement, dated March 27, 2020, by and among Ares Management Corporation and Sumitomo Mitsui Banking Corporation (Ares Management Corp, Filed With SEC on March 30, 2020)
Form of Option Agreement under the Amended and Restated Tradeweb Markets Inc. 2018 Share Option Plan (Tradeweb Markets Inc., Filed With SEC on March 21, 2019)
Amended and Restated Tradeweb Markets Inc. 2018 Share Option Plan (Tradeweb Markets Inc., Filed With SEC on March 21, 2019)
Form of 6.375% Series B Preferred Share Certificate (Apollo Global Management LLC, Filed With SEC on March 19, 2018)
Share Sale Agreement among the Registrant, WisdomTree International Holdings Ltd and ETF Securities Limited dated November 13, 2017 (WisdomTree Investments, Inc., Filed With SEC on March 1, 2018)
Amended Form of 7.00% Series A Preferred Share Certificate (Ares Management Corp, Filed With SEC on March 1, 2018)
Deposit Agreement, dated October 31, 2017, between the Company and Wells Fargo Bank, N.A., as Depositary (including the form of Depositary Share Receipt attached as Exhibit A... (Charles Schwab Corporation, Filed With SEC on October 31, 2017)
Share Registration Agreement, dated September 18, 2017, by and between the registrant and Northern Right Capital Management, L.P (Great Elm Capital Group, Inc., Filed With SEC on September 20, 2017)