Morgan Stanley Stock Agreements
23 Contracts & Agreements
- Employee Stock Purchase Plan as amended and restated as of (Filed With SEC on February 24, 2023)
- Form of Deposit Agreement among Morgan Stanley, The Bank of New York Mellon and the holders from time to time of the depositary receipts representing interests in the Morgan... (Filed With SEC on October 2, 2020)
- Form of Certificate representing the Morgan Stanley Series N Preferred Stock (Filed With SEC on October 2, 2020)
- Form of Certificate representing the Morgan Stanley Series M Preferred Stock (Filed With SEC on October 2, 2020)
- Form of Award Certificate for Discretionary Retention Awards of Stock Units (Filed With SEC on February 27, 2018)
- FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES J ($25,000 LIQUIDATION PREFERENCE) (Filed With SEC on March 19, 2015)
- FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES H ($25,000 LIQUIDATION PREFERENCE) (Filed With SEC on April 29, 2014)
- MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK OPTIONS TABLE OF CONTENTS FORAWARD CERTIFICATE (Filed With SEC on May 7, 2013)
- MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE (Filed With SEC on May 7, 2013)
- MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE (Filed With SEC on May 7, 2012)
- MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN [YEAR] SPECIAL DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK OPTIONS Table of Contents for Award Certificate (Filed With SEC on May 9, 2011)
- MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE (Filed With SEC on May 9, 2011)
- MORGAN STANLEY Certificate of Amendment for Certain Fiscal[ ] Annual Discretionary Retention Awards of Stock Units and Stock Options (Filed With SEC on January 29, 2009)
- MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on January 29, 2009)
- AMENDMENT, DATED DECEMBER 11, 2007, TO THE MORGAN STANLEY 1993 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on April 9, 2008)
- GOVERNMENTAL SERVICE AMENDMENT TOOUTSTANDING STOCK OPTION AND STOCK UNIT AWARDS (Filed With SEC on January 29, 2008)
- MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on October 10, 2007)
- MARCH 19, 2007 AMENDMENT TO THE 1993 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on July 10, 2007)
- Governmental Service Amendment to Outstanding Stock Option and Stock Unit Awards (Filed With SEC on July 10, 2007)
- MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN (Filed With SEC on February 13, 2007)
- FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES A ($25,000 LIQUIDATION PREFERENCE) (Filed With SEC on July 7, 2006)
- MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN Amended as ofOctober 5, 2004 (Filed With SEC on October 15, 2004)
- MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN Amended as ofMarch 16, 2004 (Filed With SEC on April 8, 2004)