Human Resources Contracts & Agreements in the Capital Markets Industry
3,485 Contracts & Agreements
- Bonus & Incentive Agreements (1,848 contracts from 112 companies)
- Change of Control Agreements (41 | 17)
- Compensation Agreements (389 | 61)
- Confidentiality Agreements (8 | 5)
- Consulting Agreements (48 | 26)
- Employment Agreements (682 | 82)
- Non-Competition Agreements (74 | 15)
- Retention Agreements (36 | 10)
- Retirement Agreements (82 | 16)
- Separation Agreements (122 | 54)
- Severance Agreements (108 | 23)
- Transition Agreements (47 | 24)
- AFFILIATED MANAGERS GROUP, INC. (42 contracts)
- ALLIANCEBERNSTEIN HOLDING L.P. (118)
- ALTIMAR ACQUISITION CORP. (11)
- Ameriprise Financial (37)
- Apollo Global Management LLC (45)
- Ares Management Corp (23)
- Artisan Partners Asset Management Inc. (33)
- Ascendant Digital Acquisition Corp. (12)
- Ashford Inc. (20)
- AssetMark Financial Holdings, Inc. (7)
- Associated Capital Group, Inc. (2)
- B. Riley Financial, Inc. (48)
- Barings BDC, Inc. (14)
- BGC Partners, Inc. (23)
- BlackRock (19)
- Blackstone Group L.P. (26)
- Blucora, Inc. (162)
- Bridge Investment Group Holdings Inc. (16)
- BrightSphere Investment Group Inc. (6)
- Capital Financial Holdings, Inc (2)
- CAPITAL SOUTHWEST CORP (16)
- Carlyle Group L.P. (34)
- Cboe Global Markets (37)
- Charles Schwab Corporation (129)
- CME Group Inc. (43)
- Cohen & Co Inc. (38)
- COHEN & STEERS INC (11)
- Coinbase Global, Inc. (5)
- CONCIERGE TECHNOLOGIES INC (5)
- ContextLogic Inc. (4)
- COWEN INC. (17)
- CREDITRISKMONITOR COM INC (1)
- DIAMOND HILL INVESTMENT GROUP INC (22)
- Donnelley Financial Solutions, Inc. (36)
- E*Trade (56)
- Eaton Vance Corp (19)
- ENDI Corp. (5)
- ENTERPRISE DIVERSIFIED, INC. (8)
- Evercore (19)
- FactSet Research Systems Inc (15)
- Federated Investors (29)
- FinTech Acquisition Corp. IV (9)
- Focus Financial Partners Inc. (5)
- Franklin Resources (72)
- Freedom Holding Corp. (42)
- GAIN Capital Holdings, Inc. (25)
- GAMCO INVESTORS, INC. ET AL (2)
- GCM Grosvenor Inc. (15)
- GlassBridge Enterprises, Inc. (82)
- Goldman Sachs (90)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (43)
- Greenhill & Co., Inc. (19)
- Greenpro Capital Corp. (12)
- GSV Capital Corp. (10)
- Hamilton Lane INC (11)
- HENNESSY ADVISORS INC (8)
- Hercules Capital, Inc. (14)
- Heritage Global Inc. (20)
- HOULIHAN LOKEY, INC. (22)
- Interactive Brokers (4)
- Intercontinental Exchange (8)
- INTL FCStone Inc. (6)
- Invesco Ltd. (79)
- Investment Technology Group, Inc. (27)
- Janus Henderson Group plc (25)
- KCAP Financial, Inc. (4)
- KKR & Co. Inc. (11)
- Kyto Technology & Life Science, Inc. (2)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (8)
- Lazard Ltd (66)
- Legg Mason Inc (46)
- LPL Financial Holdings Inc. (45)
- Main Street Capital CORP (2)
- Manning & Napier, Inc. (9)
- MarketAxess Holdings Inc (84)
- Medley Capital Corp (2)
- MEDLEY MANAGEMENT INC. (6)
- Moelis & Co (23)
- Moody's Corp (61)
- Morgan Stanley (68)
- Morningstar, Inc. (47)
- MSCI Inc (89)
- Nasdaq, Inc. (78)
- NATIONAL HOLDINGS CORP (20)
- Nebula Parent Corp. (15)
- Newtek Business Services Corp. (25)
- Northern Trust Corp. (80)
- Och-Ziff Capital Management Group LLC (18)
- OPPENHEIMER HOLDINGS INC (3)
- P10, Inc. (21)
- Piper Jaffray Companies (63)
- PJT Partners Inc. (21)
- Pzena Investment Management, Inc. (22)
- QUOTEMEDIA INC (1)
- RAND CAPITAL CORP (2)
- Raymond James Financial Inc. (53)
- Robinhood Markets, Inc. (10)
- Runway Growth Credit Fund Inc. (2)
- S&P Global, Inc. (72)
- SAFEGUARD SCIENTIFICS INC (34)
- SEI Investments Corp (4)
- SIEBERT FINANCIAL CORP (1)
- Silvercrest Asset Management Group Inc. (5)
- State Street Corp. (69)
- StepStone Group Inc. (5)
- Stifel Financial Corp (6)
- T. Rowe Price Group (29)
- Tango Holdings, Inc. (16)
- TD AMERITRADE HOLDING CORP (52)
- The Bank of New York Mellon Corp. (52)
- TPG Partners, LLC (12)
- Tradeweb Markets Inc. (23)
- Trinity Capital Inc. (3)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (14)
- Victory Capital Holdings, Inc. (4)
- Virtu Financial, Inc. (67)
- Virtus Investment Partners, Inc. (10)
- VPC Impact Acquisition Holdings (21)
- Waddell & Reed Financial, Inc. (51)
- WESTWOOD HOLDINGS GROUP INC (27)
- WisdomTree Investments, Inc. (20)
- Wright Investors Service Holdings, Inc. (14)
Recent Contracts
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LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 9, 2024
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