Diversified Financial Services Contracts & Agreements

3,309 Contracts from 54 Diversified Financial Services Companies
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Agreement and Plan of Merger by and among A-Mark Precious Metals, Inc. and SGI Acquisition I Corp., et al, dated January 30, 2025
Merger Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2025
Securities Purchase Agreement dated January 31, 2025 by and among Freight Technologies, Inc., Freight Opportunities II LLC and Freight Opportunities II LLC
Purchase Agreements
Hudson Capital Inc.
Diversified Financial Services
2025
Press release dated February 3, 2025
Release Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Executive Employment Agreement with Joseph A. Geraci II, dated effective January 1, 2025
Employment Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Executive Employment Agreement with Douglas M. Polinsky, dated effective January 1, 2025
Employment Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Security Agreement with Mustang Funding, LLC, dated effective January 25, 2025
Security Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Amended and Restated Subordination and Intercreditor Agreement with Orion Pip, LLC, as administrative agent and collateral agent for senior lenders, and with Mustang Funding, LLC,...
Subordination Agreement
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Amendment 5 to Fourth Short-Term Loan Agreement and Fourth Short-Term Promissory Note (with Mustang Funding, LLC), dated effective January 21, 2025
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Equity Purchase Agreement dated January 25, 2025
Purchase Agreements
Freedom Holdings, Inc.
Diversified Financial Services
2025
Form of Restricted Stock Units Agreement (Performance-Based) under the
Bonus & Incentive Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
2025
Form of Restricted Stock Units Agreement (Time-Based) under the Company's
Stock Agreements
Jefferies Financial Group Inc.
Diversified Financial Services
2025
Description of Securities Registered Pursuant to Section 12 of the Securities
Jefferies Financial Group Inc.
Diversified Financial Services
2025
First Supplemental Indenture, dated as of January
Indenture Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2025
First Supplemental Indenture, dated as of January
Indenture Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2025
Seventh Amended and Restated Management Services Agreement by and between Compass Group Diversified Holdings LLC and Compass Group Management LLC, dated as of January 15, 2025 and...
Management Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2025
Form of Warrant Exercise Agreement, dated December 8, 2024
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2025
Form of Common Stock Purchase Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2025
First Incremental Facility Amendment, dated January
Compass Group Diversified Holdings LLC
Diversified Financial Services
2025
Amendment No. 4 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective January 7, 2025
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Written consent of Directors to corporate action without meeting of PHI Group, Inc. (a/k/a Philux Global Group, Inc.) to extend repurchase of Common Stock dated December 31, 2024
Repurchase Agreements
PHI GROUP INC
Diversified Financial Services
2024
Agreement and Plan of Merger, dated December 27, 2024, by and among (i) ERGO Acquisition LLC; (ii) Aloha Merger Sub LLC; (iii) EBP Lifestyle Brands Holdings, Inc.; and (iv)...
Merger Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2024
Amendment No. 2 to Amended and Restated Employment Agreement, dated December 20, 2024, between FlexShopper, Inc. and H. Russell Heiser Jr
Employment Agreements
FlexShopper, Inc.
Diversified Financial Services
FL
2024
Purchase Agreement
Purchase Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
DE
2024
Exchange Agreement
Exchange Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
DE
2024
Amendment No. 3 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective December 18, 2024
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Agreement and Plan of Merger and Reorganization dated September 17, 2024
Merger Agreements
Freedom Holdings, Inc.
Diversified Financial Services
NV
2024
Form of Warrant Exercise Agreement, dated December 8, 2024
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2024
Form of Common Stock Purchase Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2024
Transition Services Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank...
Transition Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Security and Guarantee Release Agreement, dated December 4, 2024, by and among Mercantile Global Holdings, Inc., Mercantile Bank International Corp., Galaxy Digital Ventures LLC,...
Release Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Stock Purchase Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank...
Stock Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Description of securities
GOLUB CAPITAL DIRECT LENDING CORP
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series C Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series B Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series A Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Subscription Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Dealer-Manager Agreement, dated December 2, 2024, between the Company and Moody Capital Solutions, Inc
FlexShopper, Inc.
Diversified Financial Services
NY
2024
Description of securities
Golub Capital Direct Lending Unlevered Corp
Diversified Financial Services
2024
Amendment No. 2 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective November 18, 2024
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Subscription Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024