Business Operations Contracts & Agreements in the Diversified Financial Services Industry
200 Contracts & Agreements
- Administration Agreements (2 contracts from 1 company)
- Advisory Agreements (4 | 3)
- Agency Agreements (10 | 4)
- Code of Ethics (14 | 1)
- Cooperation Agreements (7 | 1)
- Development Agreements (2 | 1)
- Distribution Agreements (4 | 2)
- Indemnification Agreements (14 | 11)
- Management Agreements (72 | 11)
- Marketing Agreements (2 | 2)
- MOUs (3 | 2)
- Operating Agreements (5 | 4)
- Power of Attorney (1 | 1)
- Sales Agreements (1 | 1)
- Services Agreements (24 | 10)
- Settlement Agreements (5 | 4)
- Termination Agreements (14 | 10)
- Voting Agreements (16 | 8)
- A-Mark Precious Metals, Inc. (6 contracts)
- Alcentra Capital Corp (4)
- ALLIANCEBERNSTEIN L.P. (18)
- AMERIPRISE CERTIFICATE CO (6)
- Athena Bitcoin Global (10)
- AXA Equitable Holdings, Inc. (1)
- Beneficient Co Group, L.P. (7)
- Blockchain Industries, Inc. (2)
- BrightSphere Investment Group plc (10)
- CaliberCos Inc. (1)
- Cannae Holdings, Inc. (13)
- CCUR Holdings, Inc. (8)
- CNH CAPITAL RECEIVABLES LLC (3)
- Compass Group Diversified Holdings LLC (18)
- Creations Inc (2)
- Crown Baus Capital Corp. (1)
- FGL Holdings (14)
- FIRST DATA CORP (9)
- FlexShopper, Inc. (4)
- Galaxy Digital Holdings Ltd. (1)
- GLOBAL MACRO TRUST (3)
- GWG Holdings, Inc. (3)
- Jefferies Financial Group Inc. (4)
- Jefferies Group LLC (18)
- LM FUNDING AMERICA, INC. (9)
- On Deck Capital, Inc. (1)
- PHI GROUP INC (12)
- PHI INC (2)
- SWK Holdings Corp (4)
- Voya Financial, Inc. (6)
- Special Power of Attorney dated as of May 18, 2023 (Athena Bitcoin Global, Filed With SEC on January 12, 2024)
- Indemnification Agreement between the Company and Antonio Valiente dated as of January 9, 2023 (Athena Bitcoin Global, Filed With SEC on January 12, 2024)
- Indemnification Agreement between the Company and Carlos Carreno dated as of January 11, 2024 (Athena Bitcoin Global, Filed With SEC on January 12, 2024)
- Agreement for Comprehensive Cooperation between Eng. Dat Minh Doan and Philux Global Group, Inc. (a/k/a PHI Group, Inc.) (PHI GROUP INC, Filed With SEC on December 13, 2023)
- Termination Agreement dated November 4, 2022 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
- Service Level Agreement dated as of July 1, 2022 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
- Master Services Agreement dated as of July 1, 2022 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
- Financial Settlement Agreement dated October 5, 2022 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
- Indemnification Agreement between the Company and Matias Goldenhorn dated as of August 5, 2022 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
- Form of Director and Executive Officer Indemnification Agreement (PHI INC, Filed With SEC on November 9, 2023)
- Letter Agreement, dated October 19, 2023, by and among Beneficient Company Group, L.L.C., Beneficient Company Holdings, L.P. and Hicks Holdings Operating LLC (Beneficient Co Group, L.P., Filed With SEC on October 20, 2023)
- Business Cooperation Agreement dated June 27, 2023 between Saphia Alkali Joint Stock Company and Philux Global Group Inc (PHI GROUP INC, Filed With SEC on July 3, 2023)
- Agreement dated June 27, 2023 for Termination of Agreement of Purchase and Sale among Philux Global Group, Van Phat Dat Joint Stock Company and Huynh Ngoc Vu (PHI GROUP INC, Filed With SEC on June 28, 2023)
- Agreement to Terminate Investment Commitment Agreement by Philux Global Vietnam Investment & Development Co. Ltd. and Saigon Silicon City JSC (PHI GROUP INC, Filed With SEC on June 13, 2023)
- Director Termination Agreement dated June 6, 2023, by and among and among Beneficient Management, L.L.C., The Beneficient Company Group, L.P., Beneficient Management Counselors,... (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
- Director Termination Agreement dated June 6, 2023, by and among and among Beneficient Management, L.L.C., The Beneficient Company Group, L.P., Beneficient Management Counselors,... (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
- Director Termination Agreement dated June 6, 2023, by and among and among Beneficient Management, L.L.C., The Beneficient Company Group, L.P., Beneficient Management Counselors,... (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
- Second Amended and Restated Services Agreement, dated June 7, 2023, by and among Bradley Capital Company, L.L.C., The Beneficient Company Group, L.P., Beneficient Company... (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
- Stockholders Agreement dated June 6, 2023, by and among Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
- Investment Commitment Agreement among Saigon Silicon City JSC and Philux Global Vietnam Investment and Development Company Ltd., Philux Global Funds SCA, SICAV-RAIF and Philux... (PHI GROUP INC, Filed With SEC on February 27, 2023)
- Amended and Restated Services Agreement, by and among Bradley Capital Company, L.L.C., The Beneficient Company Group, L.P., Beneficient Company Holdings, L.P. and Beneficient... (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
- Form of Indemnification Agreement between CaliberCos Inc. and its directors and officers (CaliberCos Inc., Filed With SEC on November 23, 2022)
- Distribution Agreement, dated November 1, 2022, between the Company and Jefferies LLC (Jefferies Financial Group Inc., Filed With SEC on November 1, 2022)
- Master Services Agreement, entered into September 6, 2022 but effective as of August 29, 2022, between Core Scientific, Inc. and U.S. Digital Mining and Hosting Co, LLC (LM FUNDING AMERICA, INC., Filed With SEC on September 8, 2022)
- Master Services Agreement with Treasury of El Salvador (Athena Bitcoin Global, Filed With SEC on June 24, 2022)
- Master Services Agreement with Treasury of El Salvador (Athena Bitcoin Global, Filed With SEC on May 16, 2022)
- Business Cooperation Agreement by and between Siennalyn Gold Mining Corporation and PHI Group, Inc., dated as of February 22, 2022 (PHI GROUP INC, Filed With SEC on February 23, 2022)
- Services Agreement Amendment dated effective as of February 1, 2022, between LM Funding America, Inc. and BLG Association Law, PLLC (LM FUNDING AMERICA, INC., Filed With SEC on February 4, 2022)
- Form of D&O Indemnification Agreement (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
- Form of Voting Agreement (LM FUNDING AMERICA, INC., Filed With SEC on October 8, 2021)
- Memorandum of Understanding dated September 16, 2021 between the Registrant and Five Grain Treasure Spirits, Co., Ltd (PHI GROUP INC, Filed With SEC on September 17, 2021)
- At Market Issuance Sales Agreement, dated September 7, 2021, among the Company, the Trust, Compass Group Management LLC, B. Riley Securities, Inc. and Goldman Sachs & Co. LLC (Compass Group Diversified Holdings LLC, Filed With SEC on September 8, 2021)
- Amended and Restated Management Services Agreement, dated as of August 4, 2021, by and among Cannae Holdings, Inc., Cannae Holdings, LLC and Trasimene Capital Management, LLC (Cannae Holdings, Inc., Filed With SEC on August 6, 2021)
- FPA Termination Agreement, dated as of June 28, 2021, by and among Trebia Acquisition Corp. and Cannae Holdings, Inc (Cannae Holdings, Inc., Filed With SEC on June 29, 2021)
- FPA Mutual Termination Agreement, dated as of May 10, 2021, by and among Austerlitz Acquisition Corporation I and Cannae Holdings, Inc (Cannae Holdings, Inc., Filed With SEC on May 10, 2021)
- Settlement Agreement and Stipulation, dated December 14, 2020, between LMFA Financing LLC and Borqs Technologies Inc (LM FUNDING AMERICA, INC., Filed With SEC on March 31, 2021)
- Agreement for the Provision of Management Services, dated February 22, 2021 (Creations Inc, Filed With SEC on February 26, 2021)
- Amendment to the Distribution Agreement, dated January 21, 2021, between Registrant and Ameriprise Financial Services, LLC, effective February 1, 2021 (AMERIPRISE CERTIFICATE CO, Filed With SEC on February 24, 2021)
- Amendment to Amended Management Agreement, dated January 6, 2021 (CCUR Holdings, Inc., Filed With SEC on February 16, 2021)
- First Amendment to Management Services Agreement, dated as of January 27, 2020, by and among the Cannae Holdings, Inc., Cannae Holdings, LLC and Trasimene Capital Management, LLC (Cannae Holdings, Inc., Filed With SEC on January 29, 2021)
