Agency Agreements in the Diversified Financial Services Industry
10 Contracts & Agreements
- A-Mark Precious Metals, Inc. (5 contracts)
- Cannae Holdings, Inc. (1)
- LM FUNDING AMERICA, INC. (3)
- SWK Holdings Corp (1)
- Agency Succession Agreement, dated as of March 13, 2018, by and between Cannae Holdings, LLC and Wells Fargo Bank, N.A (Cannae Holdings, Inc., Filed With SEC on March 26, 2018)
- LM FUNDING AMERICA, INC. Public Offering of Units Maximum: 2,000,000 Units Minimum: 1,200,000 Units SALES AGENCY AGREEMENT (LM FUNDING AMERICA, INC., Filed With SEC on October 23, 2015)
- LM FUNDING AMERICA, INC. Public Offering of Units Maximum: 2,000,000 Units Minimum: 1,200,000 Units SALES AGENCY AGREEMENT (LM FUNDING AMERICA, INC., Filed With SEC on August 7, 2015)
- LM FUNDING AMERICA, INC. Public Offering of Units Maximum: Units Minimum: Units SALES AGENCY AGREEMENT (LM FUNDING AMERICA, INC., Filed With SEC on June 25, 2015)
- A-MARK PRECIOUS METALS, INC. TENTH AMENDMENT DATED AS OF DECEMBER 10, 2012 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (A-Mark Precious Metals, Inc., Filed With SEC on November 12, 2013)
- NINTH AMENDMENT DATED AS OF SEPTEMBER 7, 2011 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (A-Mark Precious Metals, Inc., Filed With SEC on November 12, 2013)
- A-MARK PRECIOUS METALS, INC. SEVENTH AMENDMENT DATED AS OF DECEMBER 15, 2010 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (A-Mark Precious Metals, Inc., Filed With SEC on November 12, 2013)
- AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999) (A-Mark Precious Metals, Inc., Filed With SEC on November 12, 2013)
- AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999) (A-Mark Precious Metals, Inc., Filed With SEC on November 12, 2013)
- PLACEMENT AGENCY AGREEMENT November 15, 2007 (SWK Holdings Corp, Filed With SEC on November 16, 2007)