Agency Agreements
2,072 Contracts & Agreements
Agency agreements include contracts between a company and a placement agent for a company's securities.
Browse Agency Agreements by Industry
- Aerospace & Defense (40 contracts from 10 companies)
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- Unassigned Industry (405 | 257)
- Form of Placement Agency Agreement, dated September __, 2023, by and between the Company and Joseph Gunnar & Co., LLC (INTRUSION INC, Filed With SEC on September 18, 2023)
- Collateral Agency Agreement, dated September 12, 2023, by and between HighPeak Energy, Inc., Texas Capital Bank, as collateral agent, Chambers Energy Management, LP, as term... (HighPeak Energy, Inc., Filed With SEC on September 15, 2023)
- Transfer Agency and Registrar Services Agreement between Equiniti Trust Company, LLC and the Trust (XAI Octagon Floating Rate & Alternative Income Term Trust, Filed With SEC on September 13, 2023)
- Form of Placement Agency Agreement (OBALON THERAPEUTICS INC, Filed With SEC on September 12, 2023)
- Consent Agreement by and among Body and Mind Inc., DEP Nevada, Inc., NMG OH P1, LLC, FG Agency Lending, LLC and Bomind Holdings LLC, dated September 11, 2023 (BODY & MIND INC., Filed With SEC on September 12, 2023)
- Form of Placement Agency Agreement (Neuralstem, Inc., Filed With SEC on September 11, 2023)
- Omnibus Amendment and Restatement, dated as of August 8, 2023, by and between the Company and Domo, Inc., a Utah corporation, Obsidian Agency Services, Inc. and Wilmington Trust,... (DOMO, INC., Filed With SEC on September 5, 2023)
- Form of Agency Agreement among NB Bancorp, Inc., NB Financial, MHC, NB Financial, Inc., Needham Bank and Piper Sandler & Co (NB Bancorp, Inc., Filed With SEC on September 1, 2023)
- Form of Placement Agency Agreement (CATASYS, INC., Filed With SEC on August 28, 2023)
- Placement Agency Agreement, dated as of August 24, 2023, by and between Myomo, Inc. and A.G.P./Alliance Global Partners (MYOMO INC, Filed With SEC on August 28, 2023)
- Form of Placement Agency Agreement, dated August __, 2023, by and between the Company and Joseph Gunnar & Co., LLC (INTRUSION INC, Filed With SEC on August 25, 2023)
- Placement Agency Agreement (CREATIVE REALITIES, INC., Filed With SEC on August 21, 2023)
- Placement Agency Agreement dated August 14, 2023 by and between Netlist, Inc. and Roth Capital Partners, LLC (NETLIST INC, Filed With SEC on August 15, 2023)
- Form of Warrant Agency Agreement between SeqLL Inc. and VStock Transfer LLC including form of warrant certificate (SeqLL, Inc., Filed With SEC on August 15, 2023)
- Placement Agency Agreement, dated August 9, 2023, by and between 180 Life Sciences Corp. and A.G.P./Alliance Global Partners (KBL MERGER CORP. IV, Filed With SEC on August 15, 2023)
- Placement Agency Agreement, dated August 11, 2023, between 1847 Holdings LLC and Spartan Capital Securities, LLC (1847 Holdings LLC, Filed With SEC on August 14, 2023)
- Agency Agreement dated August 11, 2023 (PFS Bancorp, Inc., Filed With SEC on August 14, 2023)
- Form of Placement Agency Agreement (BIOLASE, INC, Filed With SEC on August 14, 2023)
- Placement Agency Agreement, dated as of August 10, 2023, by and among the Company, Maxim Group LLC, and Lake Street Capital Markets, LLC (YIELD10 BIOSCIENCE, INC., Filed With SEC on August 11, 2023)
- Placement Agency Agreement, dated August 9, 2023 (Sunworks, Inc., Filed With SEC on August 11, 2023)
- Placement Agency Agreement, dated August 6, 2023, by and between Tivic Health Systems, Inc. and Maxim Group LLC (Tivic Health Systems, Inc., Filed With SEC on August 9, 2023)
- Placement Agency Agreement by and between the Company and the Placement Agent dated August 4, 2023 (INVO Bioscience, Inc., Filed With SEC on August 8, 2023)
- Placement Agency Agreement, dated as of August 3, 2023, by and between Bio-Path Holdings, Inc. and Roth Capital Partners, LLC (BIO-PATH HOLDINGS INC, Filed With SEC on August 7, 2023)
- Form of Placement Agency Agreement (ATHERSYS, INC, Filed With SEC on August 7, 2023)
- Form of Placement Agency Agreement (Digital Brands Group, Inc., Filed With SEC on August 4, 2023)
- Form of Placement Agency Agreement (Atlis Motor Vehicles Inc, Filed With SEC on August 4, 2023)
- Placement Agency Agreement (Adamis Pharmaceuticals Corp, Filed With SEC on August 3, 2023)
- Placement Agency Agreement (YIELD10 BIOSCIENCE, INC., Filed With SEC on August 2, 2023)
- Form of Placement Agency Agreement (ESPORTS ENTERTAINMENT GROUP, INC., Filed With SEC on August 2, 2023)
- Form of Placement Agency Agreement (BIO-PATH HOLDINGS INC, Filed With SEC on August 1, 2023)
- Form of Placement Agency Agreement (Atlis Motor Vehicles Inc, Filed With SEC on August 1, 2023)
- Form of Placement Agency Agreement (INVO Bioscience, Inc., Filed With SEC on July 31, 2023)
- Placement Agency Agreement, dated as of July 27, 2023, by and between Celularity Inc. and the placement agent party thereto (GX Acquisition Corp., Filed With SEC on July 28, 2023)
- Form of Agency Agreement among NB Bancorp, Inc., NB Financial, MHC, NB Financial, Inc., Needham Bank and Piper Sandler & Co (NB Bancorp, Inc., Filed With SEC on July 27, 2023)
- Form of Placement Agency Agreement (ATHERSYS, INC, Filed With SEC on July 26, 2023)
- Consent Agreement by and among Body and Mind Inc., DEP Nevada, Inc., NMG OH 1, LLC, FG Agency Lending LLC and Bomind Holdings LLC, dated July 21, 2023 (BODY & MIND INC., Filed With SEC on July 26, 2023)
- Placement Agency Agreement (Larkspur Health Acquisition Corp., Filed With SEC on July 26, 2023)
- Form of Placement Agency Agreement (Cosmos Holdings Inc., Filed With SEC on July 25, 2023)
- Placement Agency Agreement by and between the Company and Jefferies LLC, dated as of July 20, 2023 (NantKwest, Inc., Filed With SEC on July 21, 2023)
- Form of Placement Agency Agreement (AzurRx BioPharma, Inc., Filed With SEC on July 21, 2023)
