Unassigned Industry (404) | Agency Agreements (2,003)

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Acasys Capital, Inc. (2 contracts)
ACCREDITED HOME LENDERS HOLDING CO (1)
AccuShares Trust I (2)
ACUSPHERE INC (2)
Adgero Biopharmaceuticals Holdings, Inc. (1)
Ads In Motion, Inc. (1)
AFFYMETRIX INC (2)
Agritech Worldwide, Inc. (4)
AirShares(TM) EU Carbon Allowances Fund (1)
ALLIANCE BANKSHARES CORP (1)
Allied World Assurance Co Holdings, AG (1)
ALTERRA CAPITAL HOLDINGS Ltd (1)
Amarantus Bioscience Holdings, Inc. (1)
AMERICAN CRYSTAL SUGAR CO (1)
AMERICAN PHYSICIANS CAPITAL INC (2)
AMERICAN PHYSICIANS SERVICE GROUP INC (1)
AMERIGROUP CORP (2)
AMPEX CORP (1)
ANC RENTAL CORP (1)
ANCHOR GLASS CONTAINER CORP (1)
APPLE HOSPITALITY FIVE INC (1)
ASIAN DRAGON GROUP INC. (1)
AVANEX CORP (1)
BE INDUSTRIES INC. (1)
BE Resources Inc. (1)
BioNeutral Group, Inc (1)
BIONOVO INC (1)
BIOPURE CORP (4)
BIOSHAFT WATER TECHNOLOGY, INC. (1)
BLUE SPHERE CORP. (2)
BOLDFACE GROUP, INC. (1)
BORDERS GROUP INC (1)
BRAVO ENTERPRISES LTD. (1)
BTHC XV, Inc. (1)
Business Development Solutions, Inc. (2)
BUTLER MANUFACTURING CO (1)
CABO VERDE CAPITAL INC. (1)
CANYON COPPER CORP. (1)
CEC Funding, LLC (1)
CELL GENESYS INC (1)
Ceres Tactical Macro L.P. (1)
Ceres, Inc. (1)
CHECKFREE CORP (1)
CHECKPOINT SYSTEMS INC (1)
CHICOPEE INC (1)
China CGame, Inc. (1)
China Ginseng Holdings Inc (1)
CHINA GREEN MATERIAL TECHNOLOGIES, INC. (1)
China Hefeng Rescue Equipment, Inc. (4)
China Information Technology, Inc. (1)
China Precision Steel, Inc. (1)
CHINA VALVES TECHNOLOGY, INC (2)
China Xingbang Industry Group Inc. (2)
CHOICEPOINT INC (1)
CIFC Corp. (1)
Clark Holdings Inc. (1)
COACH INDUSTRIES GROUP INC (1)
COMPASS BANCSHARES INC (1)
CONCORD EFS INC (1)
Coronado Corp. (1)
Corporate Property Associates 17 - Global INC (1)
CROSSROADS SYSTEMS INC (1)
CSRA Inc. (1)
CTC Media, Inc. (10)
CUR MEDIA, INC. (4)
DB US Dollar Index Master Trust (1)
DEL LABORATORIES INC (1)
dELiAs, Inc. (1)
DELTATHREE INC (1)
Digifonica International Corp (1)
DIRECT GENERAL CORP (1)
DONNELLEY R H INC (1)
DR. TATTOFF, INC. (1)
DUQUESNE LIGHT CO (1)
DYNEGY HOLDINGS, LLC (1)
eBullion, Inc. (5)
EDIETS COM INC (1)
EDUCATION MANAGEMENT CORPORATION (6)
Education Management LLC (1)
EMISPHERE TECHNOLOGIES INC (3)
Energizer Resources, Inc. (2)
EnterConnect Inc (1)
Enumeral Biomedical Holdings, Inc. (4)
EUROSITE POWER INC. (2)
FactorShares 2X: Oil Bull/S&P500 Bear (2)
FactorShares 2X: S&P500 Bull/TBond Bear (2)
FactorShares 2X: S&P500 Bull/USD Bear (2)
FactorShares 2X: TBond Bull/S&P500 Bear (2)
FedFirst Financial Corp (2)
Feigeda Electronic Technology, Inc. (1)
FelCor Lodging Trust Inc (1)
Fifth Season International, Inc. (4)
FINLAY ENTERPRISES INC (1)
FIRST MARBLEHEAD CORP (1)
Flagstone Reinsurance Holdings, S.A. (1)
FMC TECHNOLOGIES INC (2)
FNB Financial Services, LP (1)
Fuel Systems Solutions, Inc. (2)
Function(x) Inc. (1)
Gardeners Eden, Inc. (1)
GASTAR EXPLORATION LTD (1)
GENAERA CORP (1)
GENVEC INC (1)
GeoEye, Inc. (4)
GEOGLOBAL RESOURCES INC. (1)
GLOBAL CROSSING LTD (1)
Global Pharm Holdings Group, Inc. (1)
GLYCOTEX, INC. (1)
GOLDEN STAR RESOURCES LTD (6)
Gordmans Stores, Inc. (2)
Great Basin Scientific, Inc. (2)
HANCOCK FABRICS INC (1)
HealthMarkets, Inc. (2)
HEARST ARGYLE TELEVISION INC (1)
Helix Wind, Corp. (2)
HIPCRICKET, INC. (1)
HOOPER HOLMES INC (1)
Hubilu Venture Corp (1)
HUMAN GENOME SCIENCES INC (1)
Icoria, Inc. (1)
Immunotech Laboratories, Inc. (1)
Infinity (Int'l) Travel Holdings Inc. (2)
INLAND REAL ESTATE CORP (2)
INPHONIC INC (1)
INSITE VISION INC (2)
INTELSAT INVESTMENTS S.A. (1)
Inventergy Global, Inc. (2)
INVENTURE FOODS, INC. (1)
IRELAND INC. (1)
ITC Holdings Corp. (2)
JAKROO INC. (1)
JANUS CAPITAL GROUP INC (2)
JAVA DETOUR INC. (1)
JPM XF Physical Copper Trust (1)
KUNEKT CORP (3)
LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST (6)
Life Quotes, Inc. (1)
LINENS N THINGS INC (4)
Macquarie Leasing Pty Ltd (1)
MacroShares Housing Depositor, LLC (2)
MAD CATZ INTERACTIVE INC (1)
MANAGED FUTURES PREMIER GRAHAM L.P. (1)
Market Vectors Commodity Trust (1)
MATECH Corp. (1)
MDB Capital Holdings, LLC (2)
MEADE INSTRUMENTS CORP (1)
MED DIVERSIFIED INC (1)
MEGOLA INC (1)
MI 2009 Inc. (1)
MICROFLUIDICS INTERNATIONAL CORP (2)
Minerco, Inc. (1)
MOHEGAN TRIBAL GAMING AUTHORITY (2)
Monogram Residential Trust, Inc. (3)
N-VIRO INTERNATIONAL CORP (2)
NAKED BRAND GROUP INC. (2)
NATIONAL ATLANTIC HOLDINGS CORP (3)
NATIONAL PENN BANCSHARES INC (1)
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP (7)
NATIONWIDE FINANCIAL SERVICES INC (3)
NetSpend Holdings, Inc. (4)
NEUROGEN CORP (1)
NEUSTAR INC (1)
NEW MEDIA INSIGHT GROUP, INC. (1)
NORTH POINTE HOLDINGS CORP (7)
NSJ-US. Co., Ltd. (2)
Nuveen Diversified Commodity Fund (1)
Nuveen Long/Short Commodity Total Return Fund (1)
NYSE Euronext (2)
Odyssey Semiconductor Technologies, Inc. (1)
OGE Enogex Partners L.P. (1)
Oilsands Quest Inc (1)
OmniaLuo, Inc. (1)
ON4 COMMUNICATIONS INC. (3)
OVERLAND STORAGE INC (1)
Pathfinder Cell Therapy, Inc. (3)
Peekay Boutiques, Inc. (1)
PHHMC Series 2007-1 Trust (1)
PHYHEALTH Corp (1)
POTASH CORP OF SASKATCHEWAN INC (1)
POWERCOLD CORP (1)
Presto Food & Beverage Inc (1)
Progressive Care Inc. (1)
PVF CAPITAL CORP (1)
QUANTUMSPHERE, INC. (2)
Rackwise, Inc. (5)
RAM Holdings Ltd. (1)
Red Mile Entertainment Inc (1)
REDtone Asia Inc (2)
RENTECH, INC. (1)
Republic Companies Group, Inc. (2)
Resaca Exploitation, Inc. (1)
RESPECT YOUR UNIVERSE, INC. (1)
RESPONSE GENETICS INC (1)
REXNORD-ZURN HOLDINGS, INC (1)
RIVERNORTH OPPORTUNITIES FUND, INC. (1)
ROWE COMPANIES (1)
SADDLEBROOK RESORTS INC (1)
Santander Holdings USA, Inc. (2)
SCOLR Pharma, Inc. (2)
SeaBright Holdings, Inc. (1)
SENTAIDA TIRE CO LTD (1)
SFX Entertainment, INC (1)
SignPath Pharma, Inc. (2)
SIMON PROPERTY GROUP L P (1)
SJ Electronics, Inc. (1)
SKINS INC. (1)
SOLAR ENERTECH CORP (2)
SONIC SOLUTIONS (1)
Spansion Inc. (1)
SPARTECH CORP (1)
Spheric Technologies, Inc. (1)
STREAM Exchange Traded Trust (2)
SUNTRUST BANKS INC (1)
Swisher Hygiene Inc. (1)
Symetra Financial CORP (1)
SYNCORA HOLDINGS LTD (2)
Syndicated Resorts Association,Inc. (1)
Tarpon Industries, Inc. (2)
TechniScan, Inc. (1)
Tennessee Valley Authority (1)
TGS International Ltd. (2)
TRANSMERIDIAN EXPLORATION INC (2)
Trellis Earth Products Inc (3)
Tri-State Generation & Transmission Association, Inc. (3)
TRINITY CAPITAL CORP (1)
TRIPOS INC (1)
Umami Sustainable Seafood Inc. (2)
Uni-Pixel (1)
United States Commodity Funds Trust I (1)
United States Currency Funds Trust (1)
United States Diesel-Heating Oil Fund, LP (3)
United States Short Oil Fund, LP (1)
UNIVERSAL DETECTION TECHNOLOGY (1)
UNIVERSAL TRAVEL GROUP (1)
Univision Holdings, Inc. (1)
US GEOTHERMAL INC (1)
usell.com, Inc. (3)
Venoco, Inc. (1)
VERENIUM CORP (1)
VirtualScopics, Inc. (1)
Voyager Learning CO (1)
VS Trust (1)
WaferGen Bio-systems, Inc. (1)
Wauwatosa Holdings, Inc. (1)
WAVE SYSTEMS CORP (3)
Wellness Matrix Group, Inc. (1)
WESTPORT FUTURES FUND L.P. (1)
WILSONS THE LEATHER EXPERTS INC (1)
WINKLEVOSS BITCOIN TRUST (1)
WisdomTree Coal Fund (1)
WisdomTree Continuous Commodity Index Master Fund (1)
WorldSpace, Inc (1)
XAI Octagon Floating Rate & Alternative Income Term Trust (1)
Zep Inc. (1)
Zhong Wen International Holding Co., Ltd. (2)
ZIPCAR INC (1)
ZZLL INFORMATION TECHNOLOGY, INC (2)

Recent Contracts

Amendment No. 14 to Missouri Basin Power ProjectLaramie River Electric Generating Station and Transmission System Participation Agreement, dated as of May 1, 2023, between Basin... (Tri-State Generation & Transmission Association, Inc., Filed With SEC on May 8, 2023)
Selling Agency Agreement (MDB Capital Holdings, LLC, Filed With SEC on May 8, 2023)
Selling Agency Agreement (MDB Capital Holdings, LLC, Filed With SEC on March 24, 2023)
Placement Agency Agreement, dated August 30, 2022, by and between the Company and [ ].Dawson James Securities (Progressive Care Inc., Filed With SEC on September 6, 2022)
Amendment, effective as of April 12, 2022 to the Transfer Agency, Registrar and Dividend Disbursing Agency Agreement between the Fund and DST Systems, Inc (RIVERNORTH OPPORTUNITIES FUND, INC., Filed With SEC on April 13, 2022)
Disclosure regarding real estate agency relationship (Hubilu Venture Corp, Filed With SEC on February 9, 2022)
Amendment No. 13 to Missouri Basin Power ProjectLaramie River Electric Generating Station and Transmission System Participation Agreement, dated as of May 27, 2021, amongst Basin... (Tri-State Generation & Transmission Association, Inc., Filed With SEC on August 9, 2021)
Sales Agency Agreement by and between SYNDICORE ASIA LIMITED and PRETECH INTERNATIONAL CO., LIMITED dated September 26, 2019 (ZZLL INFORMATION TECHNOLOGY, INC, Filed With SEC on April 15, 2021)
Amended and Restated Sales Agency Agreement by and between SYNDICORE ASIA LIMITED and PRETECH INTERNATIONAL CO., LIMITED dated October 26, 2020 (ZZLL INFORMATION TECHNOLOGY, INC, Filed With SEC on April 15, 2021)
Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc (XAI Octagon Floating Rate & Alternative Income Term Trust, Filed With SEC on March 26, 2021)
Fiscal Agency Agreement dated March 19, 2021, by and among Simon International Finance, S.C.A., Simon Property Group, L.P., The Bank of New York Mellon Trust Company, N.A. and The... (SIMON PROPERTY GROUP L P, Filed With SEC on March 19, 2021)
Agency Agreement, dated October 30, 2020, by and among the Company and the MTN Agents (NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP, Filed With SEC on October 30, 2020)
Agency Agreement, dated October 30, 2020, by and among the Company and the InterNotes Agents (NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP, Filed With SEC on October 30, 2020)
Form of Transfer Agency Servicing Agreement (VS Trust, Filed With SEC on August 26, 2020)
Agreement by and between of JR2J, LLC and the Advanced Research Projects Agency-Energy, an Agency of Department of Energy, dated September 22, 2017 (Odyssey Semiconductor Technologies, Inc., Filed With SEC on November 15, 2019)
Amendment No. 12 to Missouri Basin Power ProjectLaramie River Electric Generating Station and Transmission System Participation Agreement, dated as of September 20, 2018, amongst... (Tri-State Generation & Transmission Association, Inc., Filed With SEC on September 26, 2018)
EXCLUSIVE AGENCY AGREEMENT (Acasys Capital, Inc., Filed With SEC on July 16, 2018)
Form of Travel Agency Agreement by and between the Company and Ixtapa Palace Resort (Syndicated Resorts Association,Inc., Filed With SEC on July 11, 2018)
EXCLUSIVE AGENCY AGREEMENT (Acasys Capital, Inc., Filed With SEC on May 9, 2018)
Agency Agreement, dated November 3, 2017, by and among the Company and the MTN Agents (NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP, Filed With SEC on November 3, 2017)
Agency Agreement, dated November 3, 2017, by and among the Company and the InterNotes Agents (NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP, Filed With SEC on November 3, 2017)
Form of Agency Agreement between Trinity Capital Corporation and Boenning & Scattergood, Inc., as financial advisor (TRINITY CAPITAL CORP, Filed With SEC on September 19, 2017)
Transfer Agency Agreement, dated as of August 17, 2017, by and between Ceres Managed Futures LLC, the funds listed on Schedule A thereto, and UMB Fund Services, Inc., as amended,... (MANAGED FUTURES PREMIER GRAHAM L.P., Filed With SEC on September 8, 2017)
Transfer Agency Agreement, dated as of August 17, 2017, by and between Ceres Managed Futures LLC, the funds listed on Schedule A thereto, and UMB Fund Services, Inc., as amended,... (Ceres Tactical Macro L.P., Filed With SEC on September 8, 2017)
Marketing and Sales Agency Agreement with Jiangyin Weixin Plastic Co., Ltd. dated June 4, 2017 (TGS International Ltd., Filed With SEC on August 18, 2017)
Form of Placement Agency Agreement (BLUE SPHERE CORP., Filed With SEC on August 17, 2017)
Placement Agency Agreement, dated as of May 12, 2017, by and between Enumeral Biomedical Holdings, Inc., Katalyst Securities LLC and GP Nurmenkari Inc., as amended (Enumeral Biomedical Holdings, Inc., Filed With SEC on August 14, 2017)
Form of Placement Agency Agreement (BLUE SPHERE CORP., Filed With SEC on July 24, 2017)
BSP AGENCY, LLC July 17, 2017 (INVENTURE FOODS, INC., Filed With SEC on July 21, 2017)
Marketing and Sales Agency Agreement with Jiangyin Weixin Plastic Co., Ltd. dated June 4, 2017 (TGS International Ltd., Filed With SEC on July 7, 2017)
Agency Agreement, dated April 22, 2016, by and between Rider Sportsfashion Limited and Wuchang Longqi Bicycle Operation Department (JAKROO INC., Filed With SEC on April 21, 2017)
AGENCY AGREEMENT (Gordmans Stores, Inc., Filed With SEC on April 6, 2017)
AGENCY AGREEMENT (Gordmans Stores, Inc., Filed With SEC on March 13, 2017)
Placement Agency Agreement, dated January 11, 2016, between the Company and Aegis Capital Corp (Adgero Biopharmaceuticals Holdings, Inc., Filed With SEC on February 14, 2017)
TRANSFER AGENCY AND SERVICE AGREEMENT (WINKLEVOSS BITCOIN TRUST, Filed With SEC on February 8, 2017)
KATALYST SECURITIES LLC 1330 AVENUE OF THE AMERICAS, 14THFLOOR NEW YORK, NY 10019 Member: FINRA & SIPC PLACEMENT AGENCY AGREEMENT (Enumeral Biomedical Holdings, Inc., Filed With SEC on November 10, 2016)
JOINT DEVELOPMENT/LIMITED AGENCY AGREEMENT (N-VIRO INTERNATIONAL CORP, Filed With SEC on October 24, 2016)
N-VIRO AGENCY AGREEMENT (N-VIRO INTERNATIONAL CORP, Filed With SEC on October 24, 2016)
INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT (Inventergy Global, Inc., Filed With SEC on October 12, 2016)
INVENTERGY GLOBAL, INC. PLACEMENT AGENCY AGREEMENT (Inventergy Global, Inc., Filed With SEC on September 9, 2016)