Stock Agreements in the Diversified Financial Services Industry

122 Contracts & Agreements

Browse by Company

A-Mark Precious Metals, Inc. (3 contracts)
Agora Digital Holdings, Inc. (1)
ALERUS FINANCIAL CORP (9)
Athena Bitcoin Global (1)
AXA Equitable Holdings, Inc. (9)
Blockchain Industries, Inc. (1)
CaliberCos Inc. (1)
Cannae Holdings, Inc. (2)
CCUR Holdings, Inc. (3)
Compass Diversified Holdings (1)
Compass Group Diversified Holdings LLC (7)
Favo Realty, Inc (1)
FGL Holdings (4)
FIRST DATA CORP (13)
FlexShopper, Inc. (3)
Freedom Holdings, Inc. (2)
Galaxy Digital Holdings Ltd. (5)
GWG Holdings, Inc. (8)
Jackson Financial Inc. (1)
Jefferies Financial Group Inc. (6)
Jefferies Group LLC (2)
LM FUNDING AMERICA, INC. (7)
MARLIN BUSINESS SERVICES CORP (4)
Mill City Ventures III, Ltd (1)
On Deck Capital, Inc. (4)
PHI GROUP INC (18)
PHI INC (1)
SWK Holdings Corp (4)

Recent Contracts

Amendment to Subordinated Debt and Warrants to Purchase Common Stock, dated as of June 29, 2023, between FlexShopper, Inc., FlexShopper, LLC and NRNS Capital Holdings LLC and, for... (FlexShopper, Inc., Filed With SEC on July 3, 2023)
Memorandum of Understanding in Relation to Strategic Alliance, dated as of April 27, 2023, by and among Jefferies Financial Group Inc., a New York corporation, Jefferies Finance... (Jefferies Financial Group Inc., Filed With SEC on April 27, 2023)
Letter dated March 20, 2023 by Tin Thanh Group to the Company to terminate the Stock Transfer Agreement signed August 13, 2022 between Tin Thanh Group and the Company (PHI GROUP INC, Filed With SEC on March 27, 2023)
Letter dated March 24, 2023 to terminate the Agreement for Participation in Philux Global Real Estate Fund signed July 18, 2022 between AZ Holdings Investment Joint Stock Company... (PHI GROUP INC, Filed With SEC on March 27, 2023)
First Amendment to Investment Commitment Agreement between the Registrant and Saigon Silicon City Joint Stock Company (PHI GROUP INC, Filed With SEC on March 27, 2023)
Form of Restricted Stock / Deferred Share Agreement to Non-Employee Independent Directors (Jefferies Financial Group Inc., Filed With SEC on January 27, 2023)
Fourth Amendment to Stock Transfer Agreement dated January 15, 2023 by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran... (PHI GROUP INC, Filed With SEC on January 18, 2023)
Form of Stock Option Cancellation Agreement (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2022)
Second Amendment to Stock Transfer Agreement and Cooperation Agreement by and among Philux Global Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG)... (PHI GROUP INC, Filed With SEC on November 15, 2022)
Second Amendment to Stock Transfer Agreement and Cooperation Agreement by and among Philux Global Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG)... (PHI GROUP INC, Filed With SEC on November 14, 2022)
Form of Class A common stock Certificate (CaliberCos Inc., Filed With SEC on October 28, 2022)
Agreement for Termination of Business Cooperation Agreement dated October 20, 2022, to be retroactively effective August 06, 2018, by and among Philux Global Group Inc. (f/k/a PHI... (PHI GROUP INC, Filed With SEC on October 21, 2022)
Closing Memorandum dated September 30, 2022 for the Agreement of Purchase and Sale by and among Philux Global Group Inc. (a/k/a PHI Group, Inc.), Van Phat Dat Joint Stock Company... (PHI GROUP INC, Filed With SEC on October 6, 2022)
Amendment to Stock Transfer Agreement by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran Dinh Quyen, the holder of at... (PHI GROUP INC, Filed With SEC on October 6, 2022)
Amendment to Stock Transfer Agreement by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran Dinh Quyen, the holder of at... (PHI GROUP INC, Filed With SEC on October 5, 2022)
Agreement of Purchase and Sale by and among PHI Group, Inc. (a/k/a PHILUX Global Group Inc.), Van Phat Dat Export Joint Stock Company and Mr. Huynh Ngoc Vu, the Majority... (PHI GROUP INC, Filed With SEC on August 24, 2022)
Stock Transfer Agreement in English by and among PHI Group, Inc. (a/k/a PHILUX Global Group Inc.), Tin Thanh Group Joint Stock Company and Mr. Tran Dinh Quyen (PHI GROUP INC, Filed With SEC on August 23, 2022)
Stock Purchase Agreement Rescission dtd May 6, 2022 (Freedom Holdings, Inc., Filed With SEC on August 2, 2022)
Form of Restricted Stock Units Agreement (Time-Based) under the Companys Equity Compensation Plan (Jefferies Financial Group Inc., Filed With SEC on April 8, 2022)
Form of Restricted Stock Units Agreement (Leadership Continuity Grant) under the Companys Equity Compensation Plan (Jefferies Financial Group Inc., Filed With SEC on April 8, 2022)
Form of common stock certificate of the registrant (Athena Bitcoin Global, Filed With SEC on March 17, 2022)
Form of Equity Award Exchange Notice and the PRUDENTIAL PLC Restricted Stock Plan 2015 U.S. Award Certificate (Project Scott) (converted to restricted share units) between Jackson... (Jackson Financial Inc., Filed With SEC on March 7, 2022)
Restricted Stock Award Agreement dated as of November 11, 202 (Cannae Holdings, Inc., Filed With SEC on February 25, 2022)
Agreement Regarding Repricing of Stock Option Grant, dated June 19, 2019, by between GDHL and Christopher Ferraro (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
Restricted Stock Grant Agreement, dated December 15, 2020, by and between GDHL and Damien Vanderwilt (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
Stock Option Grant Agreement, dated December 3, 2020, by and between GDHL and Damien Vanderwilt (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
Stock Option Grant Agreement, dated July 23, 2018, by and between GDHL and Christopher Ferraro (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
GDHL A&R Stock Option Plan (Galaxy Digital Holdings Ltd., Filed With SEC on January 28, 2022)
Stock Purchase Agreement between the Company and Shareholders of Carbon Zero dated Dec. 30, 2021 (Freedom Holdings, Inc., Filed With SEC on January 5, 2022)
Written Consent of Directors to Corporate Action Without Meeting of PHI Group, Inc. to Extend Record Date for Special Dividend Distribution of Common Stock in American Pacific... (PHI GROUP INC, Filed With SEC on December 30, 2021)
Form of Restricted Stock Agreement (Agora Digital Holdings, Inc., Filed With SEC on November 19, 2021)
Amendment to Stock Purchase Agreement, dated August 3, 2021, by and among Independence Buyer, Inc. and Compass Group Diversified Holdings LLC, as the Sellers Representative (Compass Group Diversified Holdings LLC, Filed With SEC on August 3, 2021)
Stock Purchase Agreement, dated July 16, 2021, by and among (i) Liberty Safe Holding Corporation; (ii) Independence Buyer, Inc.; (iii); Compass Group Diversified Holdings LLC, as... (Compass Group Diversified Holdings LLC, Filed With SEC on July 19, 2021)
Written Consent of Directors to Corporate Action Without Meeting of PHI Group, Inc. to Extend Record Date for Special Dividend Distribution of Common Stock in American Pacific... (PHI GROUP INC, Filed With SEC on June 28, 2021)
Stock Ownership Guidelines for Directors, effective April 29, 2021 (A-Mark Precious Metals, Inc., Filed With SEC on May 14, 2021)
Form of Restricted Stock Units Agreement for Non-Employee Directors (A-Mark Precious Metals, Inc., Filed With SEC on May 14, 2021)
Form of Deferred Stock Units Agreement for Non-Employee Directors (A-Mark Precious Metals, Inc., Filed With SEC on May 14, 2021)
Form of Stock Option Agreement (Converted Stock Appreciation Award) under Equity Compensation Plan (Jefferies Financial Group Inc., Filed With SEC on April 8, 2021)
Form of Stock Appreciation Award Agreement (Jefferies Financial Group Inc., Filed With SEC on April 8, 2021)
Form of Time-Based Restricted Stock Unit Award Agreement for Non-Executive Senior Officers (ALERUS FINANCIAL CORP, Filed With SEC on February 22, 2021)