Human Resources Contracts & Agreements in the Diversified Financial Services Industry

525 Contracts & Agreements

Browse by Subcategory

Bonus & Incentive Agreements (234 contracts from 24 companies)
Change of Control Agreements (5 | 2)
Compensation Agreements (87 | 14)
Consulting Agreements (21 | 11)
Employment Agreements (121 | 21)
Non-Competition Agreements (1 | 1)
Retention Agreements (4 | 4)
Retirement Agreements (12 | 3)
Separation Agreements (17 | 9)
Severance Agreements (21 | 7)
Transition Agreements (2 | 2)

Browse by Company

A-Mark Precious Metals, Inc. (20 contracts)
Agora Digital Holdings, Inc. (5)
ALERUS FINANCIAL CORP (23)
ALLIANCEBERNSTEIN L.P. (116)
Athena Bitcoin Global (1)
AXA Equitable Holdings, Inc. (27)
Beneficient Co Group, L.P. (12)
Blockchain Industries, Inc. (3)
BrightSphere Investment Group plc (18)
CaliberCos Inc. (1)
Cannae Holdings, Inc. (4)
CCUR Holdings, Inc. (22)
Compass Group Diversified Holdings LLC (3)
Creations Inc (3)
Crown Baus Capital Corp. (1)
FGL Holdings (8)
FIRST DATA CORP (55)
FlexShopper, Inc. (16)
Galaxy Digital Holdings Ltd. (4)
GWG Holdings, Inc. (14)
Jackson Financial Inc. (7)
Jefferies Financial Group Inc. (11)
Jefferies Group LLC (1)
LM FUNDING AMERICA, INC. (31)
MARLIN BUSINESS SERVICES CORP (21)
Mill City Ventures III, Ltd (7)
On Deck Capital, Inc. (18)
PHI INC (9)
STANDARD PREMIUM FINANCE HOLDINGS, INC. (4)
SWK Holdings Corp (20)
Voya Financial, Inc. (40)

Recent Contracts

Amendment to 2022 Stock Incentive Plan, dated August ---, 2023 (Mill City Ventures III, Ltd, Filed With SEC on August 15, 2023)
Form of Restricted Stock Award Agreement under LM Funding, Inc. 2021 Omnibus Incentive Plan (LM FUNDING AMERICA, INC., Filed With SEC on August 14, 2023)
Second Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on July 13, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Thomas O. Hicks (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Richard W. Fisher (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Bruce W. Schnitzer (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Third Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Beneficient 2023 Long-Term Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement, effective July 1, 2023, between A-Mark Precious Metals, Inc. and Michael R. Wittmeyer (A-Mark Precious Metals, Inc., Filed With SEC on June 7, 2023)
Form of Executive Chairman 2023 Award Agreement under the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 4, 2023)
Form of Executive Officer 2023 Award Agreement under the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 4, 2023)
Amendment No. 1 to Amended and Restated Employment Agreement, dated April 21, 2023 (FlexShopper, Inc., Filed With SEC on April 27, 2023)
Employment agreement with Douglas Polinsky (Mill City Ventures III, Ltd, Filed With SEC on April 17, 2023)
Employment agreement with Joseph Geraci (Mill City Ventures III, Ltd, Filed With SEC on April 17, 2023)
Sponsor Consulting Agreement dated December 1, 2022 by and among CaliberCos Inc. and Skyway Capital Markets, LLC (CaliberCos Inc., Filed With SEC on April 12, 2023)
Schedule of Employee Incentive Stock Options issued on March 1, 2020 and June 29, 2022 (STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)
Amended and Restated Employment Agreement of Rodney O. Martin, Jr. dated as of July 6, 2022 (Voya Financial, Inc., Filed With SEC on February 24, 2023)
Form of 2023 Performance Share Award Agreement under the 2019 Omnibus Incentive Plan, effective February 15, 2023 (AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
Form of 2023 Restricted Stock Unit Award Agreement under the 2019 Omnibus Incentive Plan, effective February 15, 2023 (AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
AllianceBernstein 2022 Incentive Compensation Award Program (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
AllianceBernstein 2022 Deferred Cash Compensation Program (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
Form of Award Agreement under AB 2017 Long Term Incentive Plan relating to equity compensation awards to Independent Directors (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
Employment Agreement, dated February 1, 2023, between A-Mark Precious Metals, Inc. and Brian Aquilino (A-Mark Precious Metals, Inc., Filed With SEC on February 7, 2023)
Separation and Distribution Agreement, dated as of January 13, 2023, by and among Jefferies Financial Group Inc., Vitesse Energy Finance LLC, Vitesse Energy, Inc., and the other... (Jefferies Financial Group Inc., Filed With SEC on January 17, 2023)
Employment Agreement, dated January 2, 2023 between SWK Holdings Corporation and Jody Staggs (SWK Holdings Corp, Filed With SEC on January 3, 2023)
First Amendment to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
Employment Agreement, by and between The Beneficient Company Group (USA), L.L.C. and James G. Silk, dated December 31, 2019 (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
Form of Restricted Equity Unit under The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
First Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on December 9, 2022)
Non-Employee Director Compensation Program, as amended on November 18, 2022 (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2022)
Amendment No. 1 to Amended and Restated Employment Agreement, dated November 16, 2022, by and between the Company and Bruce Rodgers (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2022)
Amendment No. 1 to Amended and Restated Employment Agreement, dated November 16, 2022, by and between the Company and Richard Russell (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2022)
Jackson Financial Inc. Severance Plan (Jackson Financial Inc., Filed With SEC on November 10, 2022)
Separation and Release Agreement, dated August 31, 2022, by and between the Company and Winston L. Black III (SWK Holdings Corp, Filed With SEC on November 9, 2022)
Executive Severance Agreement by and between Alerus Financial Corporation and Jon Hendry, dated July 25, 2022 (ALERUS FINANCIAL CORP, Filed With SEC on November 3, 2022)
Executive Severance Agreement by and between Alerus Financial Corporation and Missy Keney, dated July 25, 2022 (ALERUS FINANCIAL CORP, Filed With SEC on November 3, 2022)
Executive Severance Agreement by and between Alerus Financial Corporation and Jim Collins, dated June 1, 2022 (ALERUS FINANCIAL CORP, Filed With SEC on August 4, 2022)
Brian Krogol Employment Contract (STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on July 6, 2022)