Human Resources Contracts & Agreements in the Diversified Financial Services Industry

549 Contracts & Agreements

Browse by Subcategory

Bonus & Incentive Agreements (245 contracts from 24 companies)
Change of Control Agreements (5 | 2)
Compensation Agreements (94 | 15)
Consulting Agreements (22 | 12)
Employment Agreements (123 | 22)
Non-Competition Agreements (1 | 1)
Retention Agreements (4 | 4)
Retirement Agreements (12 | 3)
Separation Agreements (19 | 10)
Severance Agreements (22 | 7)
Transition Agreements (2 | 2)

Browse by Company

A-Mark Precious Metals, Inc. (21 contracts)
Agora Digital Holdings, Inc. (5)
ALERUS FINANCIAL CORP (28)
ALLIANCEBERNSTEIN L.P. (119)
Athena Bitcoin Global (2)
AXA Equitable Holdings, Inc. (29)
Beneficient Co Group, L.P. (12)
Blockchain Industries, Inc. (3)
BrightSphere Investment Group plc (18)
CaliberCos Inc. (1)
Cannae Holdings, Inc. (7)
CCUR Holdings, Inc. (22)
Compass Group Diversified Holdings LLC (3)
Creations Inc (3)
Crown Baus Capital Corp. (1)
FGL Holdings (8)
FIRST DATA CORP (55)
FlexShopper, Inc. (16)
Galaxy Digital Holdings Ltd. (4)
GWG Holdings, Inc. (14)
Jackson Financial Inc. (8)
Jefferies Financial Group Inc. (11)
Jefferies Group LLC (1)
LM FUNDING AMERICA, INC. (31)
MARLIN BUSINESS SERVICES CORP (21)
Mill City Ventures III, Ltd (7)
On Deck Capital, Inc. (18)
PHI INC (13)
STANDARD PREMIUM FINANCE HOLDINGS, INC. (4)
SWK Holdings Corp (20)
Voya Financial, Inc. (44)

Recent Contracts

Form of 2024 Chairman Award Agreement pursuant to the Voya Financial 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 6, 2024)
Form of 2024 Award Agreement pursuant to the Voya Financial 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 6, 2024)
Form of 2024 Executive Officer Award Agreement pursuant to the Voya Financial 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 6, 2024)
Compensation Agreement Amendment by and between PHI Group, Inc and James Hinch dated January 25, 2024 (PHI INC, Filed With SEC on March 28, 2024)
Retention Bonus Agreement Amendment by and between PHI Group, Inc. and Paul Julander dated January 19, 2024 (PHI INC, Filed With SEC on March 28, 2024)
Executive Severance Agreement by and between Alerus Financial Corporation and Forrest Wilson, dated February 26, 2024 (ALERUS FINANCIAL CORP, Filed With SEC on March 8, 2024)
Alerus Financial Short Term Incentive Plan (ALERUS FINANCIAL CORP, Filed With SEC on March 8, 2024)
Employment Agreement, dated February 26, 2024, by and between Cannae Holdings, Inc. and Ryan R. Caswell (Cannae Holdings, Inc., Filed With SEC on February 29, 2024)
Employment Agreement, dated February 26, 2024, by and between Cannae Holdings, Inc. and William P. Foley, II (Cannae Holdings, Inc., Filed With SEC on February 29, 2024)
Incentive-Based Compensation Recovery Policy (Cannae Holdings, Inc., Filed With SEC on February 29, 2024)
Form of 2024 Restricted Stock Unit Agreement under the 2019 Omnibus Incentive Plan, effective February 14, 2024 (AXA Equitable Holdings, Inc., Filed With SEC on February 26, 2024)
Form of 2024 Performance Shares Agreement under the 2019 Omnibus Incentive Plan, effective February 14, 2024 (AXA Equitable Holdings, Inc., Filed With SEC on February 26, 2024)
Separation Agreement between Voya Investment Management and Christine Hurtsellers, dated January 9, 2024 (Voya Financial, Inc., Filed With SEC on February 23, 2024)
Form of Award Agreement under AB 2017 Long Term Incentive Plan relating to equity compensation awards to Independent Directors (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 9, 2024)
AllianceBernstein 2023 Deferred Cash Compensation Program (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 9, 2024)
AllianceBernstein 2023 Incentive Compensation Award Program (ALLIANCEBERNSTEIN L.P., Filed With SEC on February 9, 2024)
Retention Bonus Agreement, dated as of May 23, 2023, by and between PHI Group, Inc. and Paul Julander (PHI INC, Filed With SEC on December 18, 2023)
Separation and General Release Agreement, dated as of May 19, 2023, by and between David Motzkin and PHI Group, Inc (PHI INC, Filed With SEC on December 18, 2023)
Amendment to Alerus Financial Corporation Deferred Compensation Plan for Executives, dated December 12, 2023 (ALERUS FINANCIAL CORP, Filed With SEC on December 14, 2023)
Amendment to Alerus Financial Corporation Deferred Compensation Plan for Directors, dated December 12, 2023 (ALERUS FINANCIAL CORP, Filed With SEC on December 14, 2023)
Alerus Financial Corporation Deferred Compensation Plan (ALERUS FINANCIAL CORP, Filed With SEC on December 14, 2023)
Consulting Agreement with Carlos Carreno dated March 15, 2023 (Athena Bitcoin Global, Filed With SEC on November 13, 2023)
Notice of Award of Performance Units and 2023 Performance Unit Award Agreement (Mid-Cycle) between Jackson Financial Inc. and Christopher Raub (Jackson Financial Inc., Filed With SEC on November 8, 2023)
A-Mark Precious Metals, Inc. Incentive-Based Compensation Recovery Policy (A-Mark Precious Metals, Inc., Filed With SEC on November 8, 2023)
Amendment to 2022 Stock Incentive Plan, dated August ---, 2023 (Mill City Ventures III, Ltd, Filed With SEC on August 15, 2023)
Form of Restricted Stock Award Agreement under LM Funding, Inc. 2021 Omnibus Incentive Plan (LM FUNDING AMERICA, INC., Filed With SEC on August 14, 2023)
Second Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on July 13, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Thomas O. Hicks (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Richard W. Fisher (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement date June 7, 2023, by and between Beneficient and Bruce W. Schnitzer (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Third Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Beneficient 2023 Long-Term Equity Incentive Plan (Beneficient Co Group, L.P., Filed With SEC on June 8, 2023)
Consulting Agreement, effective July 1, 2023, between A-Mark Precious Metals, Inc. and Michael R. Wittmeyer (A-Mark Precious Metals, Inc., Filed With SEC on June 7, 2023)
Form of Executive Officer 2023 Award Agreement under the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 4, 2023)
Form of Executive Chairman 2023 Award Agreement under the Voya Financial, Inc. 2019 Omnibus Employee Incentive Plan (Voya Financial, Inc., Filed With SEC on May 4, 2023)
Amendment No. 1 to Amended and Restated Employment Agreement, dated April 21, 2023 (FlexShopper, Inc., Filed With SEC on April 27, 2023)
Employment agreement with Joseph Geraci (Mill City Ventures III, Ltd, Filed With SEC on April 17, 2023)
Employment agreement with Douglas Polinsky (Mill City Ventures III, Ltd, Filed With SEC on April 17, 2023)
Sponsor Consulting Agreement dated December 1, 2022 by and among CaliberCos Inc. and Skyway Capital Markets, LLC (CaliberCos Inc., Filed With SEC on April 12, 2023)
Schedule of Employee Incentive Stock Options issued on March 1, 2020 and June 29, 2022 (STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)