A-Mark Precious Metals, Inc. Contracts & Agreements

A-Mark Precious Metals, Inc. Incentive-Based Compensation Recovery Policy (Filed With SEC on November 8, 2023)

Description of Securities of Registrant (Filed With SEC on September 12, 2023)

Consulting Agreement, effective July 1, 2023, between A-Mark Precious Metals, Inc. and Michael R. Wittmeyer (Filed With SEC on June 7, 2023)

Fourth Amendment to Credit Agreement, effective as of December 8, 2022, by and among A-Mark Precious Metals, Inc., the Lenders party thereto, CIBC Bank USA, as administrative... (Filed With SEC on February 8, 2023)

Employment Agreement, dated February 1, 2023, between A-Mark Precious Metals, Inc. and Brian Aquilino (Filed With SEC on February 7, 2023)

Joinder and Third Amendment to Credit Agreement, effective as of September 30, 2022, by and among A-Mark Precious Metals, Inc., the Lenders party thereto, CIBC Bank USA, as... (Filed With SEC on November 9, 2022)

Employment Agreement, executed May 18, 2022, between A-Mark Precious Metals, Inc. and Thor Gjerdrum (Filed With SEC on May 20, 2022)

First Amendment to Credit Agreement (the Credit Agreement), dated December 21, 2021, among the Company, the other loan parties party thereto, CIBC Bank USA, as agent and joint... (Filed With SEC on May 9, 2022)

Amended and Restated 2014 Stock Award And Incentive Plan (Filed With SEC on May 9, 2022)

Eighth Amendment to Amended and Restated Uncommitted Credit Agreement and Amendment to Security Agreement, dated July 16, 2021 (Filed With SEC on July 20, 2021)

Seventh Amendment to Amended and Restated Uncommitted Credit Agreement and Amendment to Security Agreement, dated July 7, 2021 (Filed With SEC on July 20, 2021)

Non-Employee Director Compensation Policy, dated April 20, 2021 (Filed With SEC on May 14, 2021)

Stock Ownership Guidelines for Directors, effective April 29, 2021 (Filed With SEC on May 14, 2021)

Form of Restricted Stock Units Agreement for Non-Employee Directors (Filed With SEC on May 14, 2021)

Form of Deferred Stock Units Agreement for Non-Employee Directors (Filed With SEC on May 14, 2021)

Underwriting Agreement, dated as of March 4, 2021 (Filed With SEC on March 8, 2021)

Third Amendment to Amended and Restated Uncommitted Credit Agreement with Cooperative Rabobank U.A., New York Branch as Administrative Agent and Joint Lead Arranger; Natixis, New... (Filed With SEC on September 14, 2020)

Increase Agreement, dated as of September 2, 2020, by and among A-Mark Precious Metals, Inc., Coperatieve Rabobank U.A., New York Branch, as Administrative Agent, and the... (Filed With SEC on September 9, 2020)

Terms of Employment as Chief Operating Officer, dated May 14, 2020 (Filed With SEC on May 15, 2020)

Second Amendment to Amended and Restated Uncommitted Credit Agreement with Cooperative Rabobank U.A., New York Branch as Administrative Agent and Joint Lead Arranger; Natixis, New... (Filed With SEC on March 23, 2020)

First Amendment to Amended and Restated Uncommitted Credit Agreement, dated as of January 13, 2020, by and among A-Mark Precious Metals, Inc., Coperatieve Rabobank U.A., New York... (Filed With SEC on January 16, 2020)

Employment Agreement, executed November 22, 2019, between A-Mark Precious Metals, Inc. and Greg Roberts (Filed With SEC on November 26, 2019)

Employment Agreement, executed August 1, 2019, between A-Mark Precious Metals, Inc. and Thor Gjerdrum (Filed With SEC on August 7, 2019)

Transfer and Sale Agreement, dated as of September 14, 2018, by and between Collateral Finance Corporation, a Delaware corporation, and AM Capital Funding, LLC, a Delaware limited... (Filed With SEC on September 17, 2018)

Master Indenture, dated as of September 14, 2018, between AM Capital Funding, LLC, a limited liability company organized under the laws of the State of Delaware, and Citibank,... (Filed With SEC on September 17, 2018)

Series 2018-1 Supplement, dated as of September 14, 2018, between AM Capital Funding, LLC, a limited liability company organized under the laws of the State of Delaware, and... (Filed With SEC on September 17, 2018)

Tenth Amendment to Uncommitted Credit Agreement, dated as of March 20, 2018, by and among A-Mark Precious Metals, Inc., Coperatieve Rabobank U.A., New York Branch, as... (Filed With SEC on March 22, 2018)

A-MARK PRECIOUS METALS, INC. 2014 Stock Award And Incentive Plan As Amended and Restated November 2, 2017 (Filed With SEC on November 14, 2017)

EIGHTH AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (Filed With SEC on November 14, 2017)

AGREEMENT OF SUBORDINATION (Filed With SEC on September 1, 2017)

GUARANTY (Filed With SEC on September 1, 2017)

SECURITY AGREEMENT (Filed With SEC on September 1, 2017)

CREDIT AGREEMENT (Filed With SEC on September 1, 2017)

SEVENTH AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (Filed With SEC on August 24, 2017)

ASSET PURCHASE AGREEMENT (Filed With SEC on August 18, 2017)

SECOND AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (Filed With SEC on September 23, 2016)

LEASE AGREEMENT (Filed With SEC on September 23, 2016)

LIMITED LIABILITY COMPANY AGREEMENT OF AM&ST ASSOCIATES, LLC A Delaware Limited Liability Company Dated August 31, 2016 ` (Filed With SEC on September 23, 2016)

ASSET PURCHASE AGREEMENT BY AND BETWEEN SILVER TOWNE, L.P. AS SELLER AND AM&ST ASSOCIATES, LLC AS BUYER Dated: August 31, 2016 ASSET PURCHASE AGREEMENT (Filed With SEC on September 23, 2016)

FIRST AMENDMENT TO UNCOMMITTED CREDIT AGREEMENT (Filed With SEC on September 23, 2016)

A-Mark Precious Metals, Inc. EMPLOYMENT AGREEMENT Executed September 7, 2016 (Filed With SEC on September 7, 2016)

A-Mark Precious Metals, Inc. EMPLOYMENT AGREEMENT Executed February 19, 2016 (Filed With SEC on February 24, 2016)

FIRST AMENDMENT TO AIR CARGO CENTER LEASE (Filed With SEC on September 24, 2015)

AIR CARGO CENTER LEASE MCP CARGO, LLC http://mundolasvegas.com/ as Landlord, and A-M GLOBAL LOGISTICS, LLC, a Delaware Limited Liability Company as Tenant (Filed With SEC on September 24, 2015)

[Letterhead of BNP Paribas] (Filed With SEC on September 16, 2015)

LIMITED LIABILITY COMPANY AGREEMENT OF A-M GLOBAL LOGISTICS, LLC (Filed With SEC on February 10, 2015)

A-Mark Precious Metals, Inc. EMPLOYMENT AGREEMENT March 14, 2014 (Filed With SEC on September 26, 2014)

A-Mark Precious Metals, Inc. Collateral Finance Corporation AMENDMENT No. 1 TO THOR GJERDRUM EMPLOYMENT AGREEMENT (As Amended and Restated as of February 28, 2013) (Filed With SEC on September 26, 2014)

AMENDMENT NO. 1 TO PURCHASE AGREEMENT (Filed With SEC on June 6, 2014)

A-Mark Precious Metals, Inc. Collateral Finance Corporation AMENDMENT No. 1 TO THOR GJERDRUM EMPLOYMENT AGREEMENT (As Amended and Restated as of February 28, 2013) (Filed With SEC on March 27, 2014)

A-MARK PRECIOUS METALS, INC. 2014 Stock Award And Incentive Plan (Filed With SEC on January 31, 2014)

Non-Employee Director Compensation Policy of A-Mark Precious Metals, Inc. (Filed With SEC on January 31, 2014)

PRECIOUS METALS STORAGE AGREEMENT Tampa (Filed With SEC on November 12, 2013)

PRECIOUS METALS STORAGE AGREEMENT Irving, Texas (Dallas) (Filed With SEC on November 12, 2013)

PRECIOUS METALS STORAGE AGREEMENT Sunshine Minting Inc. (Filed With SEC on November 12, 2013)

PRECIOUS METALS STORAGE AGREEMENT West Valley City, Utah (Filed With SEC on November 12, 2013)

AGREEMENT (Filed With SEC on November 12, 2013)

SECOND AMENDMENT TO LINE LETTER AND CONSENT (Filed With SEC on November 12, 2013)

Sincerely,Agreed and Accepted:Brown Brothers Harriman & Co.A-Mark Precious Metals, Inc.Signature:Signature:Name:Name:Title:Title:Date:Date:Signature:Name:Title:Date: (Filed With SEC on November 12, 2013)

BNP PARIBAS REPLACEMENT PROMISSORY NOTE U.S. $35,000,000March 31, 2011 (Filed With SEC on November 12, 2013)

AMENDED AND RESTATED MASTER LINE LETTER (Filed With SEC on November 12, 2013)

Worth). (Filed With SEC on November 12, 2013)

SECOND AMENDMENT TO LINE LETTER AND CONSENT (Filed With SEC on November 12, 2013)

FORTIS CAPITAL CORP. REPLACEMENT PROMISSORY NOTE (Filed With SEC on November 12, 2013)

A-Mark Precious Metals, Inc. Collateral Finance Corporation EMPLOYMENT AGREEMENT As Amended and Restated as of February 28, 2013 (Filed With SEC on November 12, 2013)

A-Mark Precious Metals, Inc. EMPLOYMENT AGREEMENT __________, 2013 (Filed With SEC on November 12, 2013)

DAVID MADGE (Filed With SEC on November 12, 2013)

SECONDMENT AGREEMENT (Filed With SEC on November 12, 2013)

SEPARATION AND DISTRIBUTION AGREEMENT (Filed With SEC on November 12, 2013)

AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999) (Filed With SEC on November 12, 2013)

TAX SEPARATION AGREEMENT (Filed With SEC on November 12, 2013)

AMENDED AND RESTATED GENERAL SECURITY AGREEMENT (1999) (Filed With SEC on November 12, 2013)

GENERAL SECURITY AGREEMENT OF GUARANTORS (1999) (Filed With SEC on November 12, 2013)

GUARANTY (Filed With SEC on November 12, 2013)

GENERAL SECURITY AGREEMENT OF GUARANTORS (1999) (Filed With SEC on November 12, 2013)

Assignment of Hedging Account (Filed With SEC on November 12, 2013)

AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999) (Filed With SEC on November 12, 2013)

Termination Letter (Filed With SEC on November 12, 2013)

MEMORANDUM OF TAX SHARING AGREEMENT (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. SECOND AMENDMENT DATED AS OF NOVEMBER 10, 2003 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AMENDED AND RESTATED INTERCREDITOR... (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. FOURTH AMENDMENT DATED AS OF MARCH 29, 2006 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AMENDED AND RESTATED INTERCREDITOR AGREEMENT... (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. FIFTH AMENDMENT DATED AS OF MARCH 31, 2010 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AMENDED AND RESTATED INTERCREDITOR AGREEMENT... (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. SIXTH AMENDMENT DATED AS OF OCTOBER 29, 2010 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AMENDED AND RESTATED INTERCREDITOR AGREEMENT... (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. SEVENTH AMENDMENT DATED AS OF DECEMBER 15, 2010 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. EIGHTH AMENDMENT DATED AS OF MARCH 15, 2011 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AMENDED AND RESTATED INTERCREDITOR AGREEMENT... (Filed With SEC on November 12, 2013)

NINTH AMENDMENT DATED AS OF SEPTEMBER 7, 2011 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (Filed With SEC on November 12, 2013)

A-MARK PRECIOUS METALS, INC. TENTH AMENDMENT DATED AS OF DECEMBER 10, 2012 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED (Filed With SEC on November 12, 2013)