Diversified Financial Services (334)
Browse by Company
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A-Mark Precious Metals, Inc. (8)
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ALERUS FINANCIAL CORP (30)
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AXA Equitable Holdings, Inc. (33)
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Berkshire Hathaway (32)
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Cannae Holdings, Inc. (19)
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CCUR Holdings, Inc. (26)
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Compass Diversified Holdings (6)
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Compass Group Diversified Holdings LLC (4)
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FlexShopper, Inc. (21)
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GWG Holdings, Inc. (24)
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Jefferies Financial Group Inc. (7)
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Jefferies Group LLC (5)
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LM FUNDING AMERICA, INC. (29)
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MARLIN BUSINESS SERVICES CORP (9)
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On Deck Capital, Inc. (32)
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PHI GROUP INC (15)
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Sundance Strategies, Inc. (15)
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SWK Holdings Corp (7)
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Voya Financial, Inc. (12)
Browse by Contract Category
Recent Contracts
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Form of Stock Appreciation Award Agreement
(Jefferies Financial Group Inc., Filed With SEC on April 8, 2021)
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Form of Stock Option Agreement under 2003 Stock Award and Incentive Plan
(Jefferies Financial Group Inc., Filed With SEC on April 8, 2021)
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Form of Stock Option Agreement (Converted Stock Appreciation Award) under Equity Compensation Plan
(Jefferies Financial Group Inc., Filed With SEC on April 8, 2021)
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Description of Securities Registered Under Section 12 of the Exchange Act
(SWK Holdings Corp, Filed With SEC on March 31, 2021)
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Loan Agreement, dated December 14, 2020, between LMFA Financing LLC and Esousa Holdings LLC
(LM FUNDING AMERICA, INC., Filed With SEC on March 31, 2021)
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Settlement Agreement and Stipulation, dated December 14, 2020, between LMFA Financing LLC and Borqs Technologies Inc
(LM FUNDING AMERICA, INC., Filed With SEC on March 31, 2021)
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Master Loan Receivables Purchase and Assignment Agreement dated December 10, 2020, between LMFA Financing LLC and Partners for Group V, L.P. and Partners for Growth IV, L.P
(LM FUNDING AMERICA, INC., Filed With SEC on March 31, 2021)
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Borqs Convertible Note dated February 24, 2021, between LMFA Financing LLC and Borqs Technoliges Inc
(LM FUNDING AMERICA, INC., Filed With SEC on March 31, 2021)
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Subordinated Note Due March 30, 2021
(ALERUS FINANCIAL CORP, Filed With SEC on March 30, 2021)
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Subordinated Note Purchase Agreement by and between Alerus Financial Corporation and the Bank of North Dakota, dated March 30, 2021
(ALERUS FINANCIAL CORP, Filed With SEC on March 30, 2021)