Diversified Financial Services (961)
Browse by Company
-
A-Mark Precious Metals, Inc.
(20 contracts)
-
Agora Digital Holdings, Inc.
(16)
-
Alcentra Capital Corp
(2)
-
ALERUS FINANCIAL CORP
(36)
-
ALLIANCEBERNSTEIN L.P.
(51)
-
AMERIPRISE CERTIFICATE CO
(5)
-
Athena Bitcoin Global
(17)
-
AXA Equitable Holdings, Inc.
(46)
-
Barings Private Credit Corp
(6)
-
Beneficient Co Group, L.P.
(46)
-
Berkshire Hathaway
(57)
-
Blockchain Industries, Inc.
(5)
-
BorrowMoney.com, Inc.
(13)
-
BrightSphere Investment Group plc
(4)
-
CaliberCos Inc.
(5)
-
Cannae Holdings, Inc.
(30)
-
CCUR Holdings, Inc.
(26)
-
CNH CAPITAL RECEIVABLES LLC
(37)
-
CNH Equipment Trust 2019-A
(4)
-
CNH Equipment Trust 2019-B
(4)
-
CNH Equipment Trust 2019-C
(4)
-
CNH Industrial Capital LLC
(21)
-
Compass Diversified Holdings
(6)
-
Compass Group Diversified Holdings LLC
(11)
-
Creations Inc
(15)
-
Dakota Coin Authority
(6)
-
Favo Realty, Inc
(1)
-
FGL Holdings
(30)
-
FIRST DATA CORP
(1)
-
FlexShopper, Inc.
(30)
-
Freedom Holdings, Inc.
(5)
-
Frontier Masters Fund
(1)
-
Galaxy Digital Holdings Ltd.
(19)
-
GENESIS FINANCIAL INC
(2)
-
GLOBAL MACRO TRUST
(2)
-
Global-Smart.Tech Inc.
(1)
-
GOLUB CAPITAL DIRECT LENDING CORP
(6)
-
Golub Capital Direct Lending Unlevered Corp
(1)
-
GWG Holdings, Inc.
(46)
-
Jackson Financial Inc.
(48)
-
Jefferies Financial Group Inc.
(23)
-
Jefferies Group LLC
(8)
-
LM FUNDING AMERICA, INC.
(63)
-
MARLIN BUSINESS SERVICES CORP
(11)
-
Mill City Ventures III, Ltd
(4)
-
On Deck Capital, Inc.
(32)
-
PHI GROUP INC
(57)
-
PHI INC
(8)
-
STANDARD PREMIUM FINANCE HOLDINGS, INC.
(12)
-
Sundance Strategies, Inc.
(20)
-
SWK Holdings Corp
(19)
-
Voya Financial, Inc.
(18)
Browse by Contract Category
Recent Contracts
-
Second Amendment to Loan Agreement dated November 30, 2022 among Standard Premium Finance Management Corporation and First Horizon Bank
(STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)
-
First Amendment to Loan Agreement dated October 5, 2021 among Standard Premium Finance Management Corporation and First Horizon Bank
(STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)
-
Schedule of Employee Incentive Stock Options issued on March 1, 2020 and June 29, 2022
(STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)
-
Description of Securities
(STANDARD PREMIUM FINANCE HOLDINGS, INC., Filed With SEC on March 17, 2023)
-
Deposit Agreement, dated as of March 13, 2023, among the Company, Equiniti Trust Company, as depositary, and the holders from time to time of the depositary receipts described...
(Jackson Financial Inc., Filed With SEC on March 13, 2023)
-
Underwriting Agreement dated March 6, 2023, between Jackson Financial Inc. and Wells Fargo Securities, LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley &...
(Jackson Financial Inc., Filed With SEC on March 7, 2023)
-
Revolving Credit Agreement, dated as of February 24, 2023, among Jackson Financial Inc., the Subsidiary Account Parties, as additional obligors, the banks party thereto and Bank...
(Jackson Financial Inc., Filed With SEC on March 1, 2023)
-
Description of Registrants Securities Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended
(Jackson Financial Inc., Filed With SEC on March 1, 2023)
-
Letter Agreement, executed December 29, 2022
(Jackson Financial Inc., Filed With SEC on March 1, 2023)
-
Second Amended and Restated Wholesale and Parts CNHi Capital Financing Agreement, dated December 31, 2017, by and between CNH Industrial Canada Ltd. and CNH Industrial Capital...
(CNH Industrial Capital LLC, Filed With SEC on February 28, 2023)
-
Fourth Amended and Restated Wholesale and Parts CNHi Capital Financing Agreement, dated December 31, 2017, by and between CNH Industrial America LLC and CNH Industrial Capital...
(CNH Industrial Capital LLC, Filed With SEC on February 28, 2023)
-
Investment Commitment Agreement among Saigon Silicon City JSC and Philux Global Vietnam Investment and Development Company Ltd., Philux Global Funds SCA, SICAV-RAIF and Philux...
(PHI GROUP INC, Filed With SEC on February 27, 2023)
-
Amendment No. 3 to Warrant Agreement, dated as of February 22, 2023, among Voya Financial, Inc., Computershare Inc. and Computershare Trust Company, N.A
(Voya Financial, Inc., Filed With SEC on February 24, 2023)
-
Amended and Restated Employment Agreement of Rodney O. Martin, Jr. dated as of July 6, 2022
(Voya Financial, Inc., Filed With SEC on February 24, 2023)
-
Offer Letter to Heather Lavallee, dated December 21, 2022
(Voya Financial, Inc., Filed With SEC on February 24, 2023)
-
Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
-
Form of 2023 Restricted Stock Unit Award Agreement under the 2019 Omnibus Incentive Plan, effective February 15, 2023
(AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
-
Form of 2023 Performance Share Award Agreement under the 2019 Omnibus Incentive Plan, effective February 15, 2023
(AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
-
Letter Agreement, dated February 14, 2023, between Equitable Holdings, Inc., Equitable Financial Life Insurance Company and Mark Pearson
(AXA Equitable Holdings, Inc., Filed With SEC on February 21, 2023)
-
Agreement for the Purchase of Shares and Capital Notes dated as of February 9, 2023
(Creations Inc, Filed With SEC on February 15, 2023)
-
Share Exchange Agreement dated as of September 7, 2020 by and among Creations, Inc., Yetsira Holdings Ltd., Ocean Partners Y.O.D Ltd., and Ocean Shareholders
(Creations Inc, Filed With SEC on February 15, 2023)
-
AllianceBernstein 2022 Incentive Compensation Award Program
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Form of Award Agreement under AB 2017 Long Term Incentive Plan relating to equity compensation awards to Independent Directors
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Description of AB Holding Units and AB Units
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
AllianceBernstein 2022 Deferred Cash Compensation Program
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Form of Award Agreement, dated as of December 31, 202
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Summary of AB's Lease at 1345 Avenue of the Americas, New York, New York
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Summary of AB's Lease at 501 Commerce Street, Nashville, Tennessee
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Guidelines for Transfer of AB Units
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
Amendment to the Profit Sharing Plan for Employees of AllianceBernstein L.P., dated as of June 28, 2022
(ALLIANCEBERNSTEIN L.P., Filed With SEC on February 10, 2023)
-
{[The Remainder of Page Intentionally Left Blank. Signature Page Follows}
(Freedom Holdings, Inc., Filed With SEC on February 10, 2023)
-
Fourth Amendment to Credit Agreement, effective as of December 8, 2022, by and among A-Mark Precious Metals, Inc., the Lenders party thereto, CIBC Bank USA, as administrative...
(A-Mark Precious Metals, Inc., Filed With SEC on February 8, 2023)
-
Employment Agreement, dated February 1, 2023, between A-Mark Precious Metals, Inc. and Brian Aquilino
(A-Mark Precious Metals, Inc., Filed With SEC on February 7, 2023)
-
Form of Restricted Stock / Deferred Share Agreement to Non-Employee Independent Directors
(Jefferies Financial Group Inc., Filed With SEC on January 27, 2023)
-
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
(Jefferies Financial Group Inc., Filed With SEC on January 27, 2023)
-
Form of Underwriting Agreement
(CaliberCos Inc., Filed With SEC on January 19, 2023)
-
Fourth Amendment to Stock Transfer Agreement dated January 15, 2023 by and among PHI Group, Inc. (f/k/a PHI Group, Inc.), Tin Thanh Group Joint Stock Company (TTG) and Mr. Tran...
(PHI GROUP INC, Filed With SEC on January 18, 2023)
-
Tax Matters Agreement, dated as of January 13, 2023, between Jefferies Financial Group Inc. and Vitesse Energy, Inc
(Jefferies Financial Group Inc., Filed With SEC on January 17, 2023)
-
Vitesse Energy, Inc. Transitional Equity Award Adjustment Plan
(Jefferies Financial Group Inc., Filed With SEC on January 17, 2023)
-
Separation and Distribution Agreement, dated as of January 13, 2023, by and among Jefferies Financial Group Inc., Vitesse Energy Finance LLC, Vitesse Energy, Inc., and the other...
(Jefferies Financial Group Inc., Filed With SEC on January 17, 2023)