Underwriting Agreements in the Diversified Financial Services Industry

168 Contracts & Agreements

Browse by Company

A-Mark Precious Metals, Inc. (1 contract)
Agora Digital Holdings, Inc. (2)
ALERUS FINANCIAL CORP (1)
AXA Equitable Holdings, Inc. (7)
Berkshire Hathaway (41)
BrightSphere Investment Group plc (8)
CaliberCos Inc. (5)
Cannae Holdings, Inc. (2)
CNH CAPITAL RECEIVABLES LLC (42)
CNH Equipment Trust 2019-A (1)
CNH Equipment Trust 2019-B (1)
CNH Equipment Trust 2019-C (1)
CNH Industrial Capital LLC (12)
Compass Diversified Holdings (1)
Compass Group Diversified Holdings LLC (7)
FGL Holdings (2)
FIRST DATA CORP (3)
FlexShopper, Inc. (2)
GWG Holdings, Inc. (2)
Jackson Financial Inc. (2)
Jefferies Financial Group Inc. (2)
LM FUNDING AMERICA, INC. (7)
Mill City Ventures III, Ltd (1)
On Deck Capital, Inc. (1)
PHI INC (2)
SWK Holdings Corp (2)
Voya Financial, Inc. (10)

Recent Contracts

Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (SWK Holdings Corp, Filed With SEC on September 28, 2023)
Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (SWK Holdings Corp, Filed With SEC on September 26, 2023)
Underwriting Agreement, dated September 19, 2023, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, and Wells Fargo Securities, LLC, BofA Securities, Inc.,... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Underwriting Agreement, dated September 11, 2023, among CNH Industrial Capital, the Guarantors and RBC Capital Markets, LLC, J.P. Morgan Securities LLC, Santander US Capital... (CNH Industrial Capital LLC, Filed With SEC on September 13, 2023)
Underwriting Agreement dated May 16, 2023 between CaliberCos Inc. and Spartan Capital Securities, LLC as the representative of the underwriters named therein (CaliberCos Inc., Filed With SEC on May 19, 2023)
Underwriting Agreement, dated April 14, 2023, by and among (a) Berkshire Hathaway Inc. and (b) Merrill Lynch International and Mizuho Securities USA LLC (Berkshire Hathaway, Filed With SEC on April 20, 2023)
Underwriting Agreement, dated April 18, 2023, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, and Citigroup Global Markets Inc., BNP Paribas Securities... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on April 20, 2023)
Underwriting Agreement, dated April 4, 2023, among CNH Industrial Capital, the Guarantors and Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC... (CNH Industrial Capital LLC, Filed With SEC on April 10, 2023)
Form of Underwriting Agreement (CaliberCos Inc., Filed With SEC on March 22, 2023)
Underwriting Agreement dated March 6, 2023, between Jackson Financial Inc. and Wells Fargo Securities, LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley &... (Jackson Financial Inc., Filed With SEC on March 7, 2023)
Form of Underwriting Agreement (CaliberCos Inc., Filed With SEC on January 19, 2023)
Underwriting Agreement, dated as of January 4, 2023, among the Company and BNP Paribas Securities Corp., Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as... (AXA Equitable Holdings, Inc., Filed With SEC on January 11, 2023)
Form of Underwriting Agreement (CaliberCos Inc., Filed With SEC on January 6, 2023)
Underwriting Agreement, dated December 1, 2022, by and among (a) Berkshire Hathaway Inc. and (b) Merrill Lynch International and Mizuho Securities USA LLC (Berkshire Hathaway, Filed With SEC on December 8, 2022)
Underwriting Agreement, dated November 17, 2022, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, and Wells Fargo Securities, LLC, Barclays Capital Inc., BMO... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on November 21, 2022)
Form of Underwriting Agreement (CaliberCos Inc., Filed With SEC on October 28, 2022)
Underwriting Agreement, dated October 6, 2022, among CNH Industrial Capital, the Guarantors and BofA Securities, Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and RBC... (CNH Industrial Capital LLC, Filed With SEC on October 14, 2022)
Underwriting Agreement, dated August 16, 2022, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, and BofA Securities, Inc., Credit Agricole Securities (USA)... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on August 18, 2022)
Underwriting Agreement (Mill City Ventures III, Ltd, Filed With SEC on July 28, 2022)
Underwriting Agreement dated June 2, 2022 between Jackson Financial Inc. and Barclays Capital Inc., BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities,... (Jackson Financial Inc., Filed With SEC on June 3, 2022)
Underwriting Agreement, dated May 17, 2022, among CNH Industrial Capital, the Guarantors and Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC... (CNH Industrial Capital LLC, Filed With SEC on May 24, 2022)
Underwriting Agreement, dated March 24, 2022, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, Citigroup Global Markets Inc., Mizuho Securities USA LLC, Rabo... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on March 28, 2022)
Underwriting Agreement, dated March 8, 2022, by and among (a) Berkshire Hathaway Finance Corporation and Berkshire Hathaway Inc. and (b) J.P. Morgan Securities plc and Merrill... (Berkshire Hathaway, Filed With SEC on March 18, 2022)
Underwriting Agreement, dated March 7, 2022, by and among (a) Berkshire Hathaway Finance Corporation and Berkshire Hathaway Inc. and (b) BofA Securities, Inc. and J.P. Morgan... (Berkshire Hathaway, Filed With SEC on March 15, 2022)
Form of Underwriting Agreement (Agora Digital Holdings, Inc., Filed With SEC on March 9, 2022)
Underwriting Agreement, dated January 14, 2022, by and between (a) Berkshire Hathaway Inc. and (b) J.P. Morgan Securities plc, Merrill Lynch International and Mizuho Securities... (Berkshire Hathaway, Filed With SEC on January 25, 2022)
Form of Underwriting Agreement (Agora Digital Holdings, Inc., Filed With SEC on November 19, 2021)
Underwriting Agreement, dated October 19, 2021, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, Wells Fargo Securities, LLC, Barclays Capital Inc. and... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on October 21, 2021)
Form of Underwriting Agreement (LM FUNDING AMERICA, INC., Filed With SEC on October 8, 2021)
Underwriting Agreement, dated 20, 2021, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, BofA Securities, Inc., BNP Paribas Securities Corp. and Mizuho... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on July 22, 2021)
Underwriting Agreement, dated May 17, 2021, among CNH Industrial Capital, the Guarantors and Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC, Mizuho Securities USA LLC and... (CNH Industrial Capital LLC, Filed With SEC on May 24, 2021)
Underwriting Agreement, dated April 8, 2021, by and between (a) Berkshire Hathaway Inc. and (b) J.P. Morgan Securities plc, Merrill Lynch International and Mizuho Securities USA... (Berkshire Hathaway, Filed With SEC on April 15, 2021)
Underwriting Agreement, dated March 9, 2021, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Rabo... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on March 11, 2021)
Underwriting Agreement, dated as of March 4, 2021 (A-Mark Precious Metals, Inc., Filed With SEC on March 8, 2021)
Underwriting Agreement, dated January 5, 2021, by and between (a) Berkshire Hathaway Inc. and (b) J.P. Morgan Securities plc and Merrill Lynch International (Berkshire Hathaway, Filed With SEC on January 15, 2021)
Underwriting Agreement, dated January 5, 2021, by and between (a) Berkshire Hathaway Finance Corporation and Berkshire Hathaway Inc. and (b) BofA Securities, Inc. and J.P. Morgan... (Berkshire Hathaway, Filed With SEC on January 15, 2021)
Underwriting Agreement, dated as of January 5, 2021, among the Company and Morgan Stanley & Co. LLC, BofA Securities, Inc., Wells Fargo Securities, LLC and J.P. Morgan Securities... (AXA Equitable Holdings, Inc., Filed With SEC on January 6, 2021)
Underwriting Agreement, dated October 5, 2020, by and between (a) Berkshire Hathaway Finance Corporation and Berkshire Hathaway Inc. and (b) BofA Securities, Inc. and J.P. Morgan... (Berkshire Hathaway, Filed With SEC on October 15, 2020)
Underwriting Agreement, dated September 29, 2020, among CNH Industrial Capital, the Guarantors and Barclays Capital Inc., Citigroup Global Markets Inc., Morgan Stanley & Co LLC.... (CNH Industrial Capital LLC, Filed With SEC on October 6, 2020)
Underwriting Agreement, dated as of August 14, 2020, by and between LM Funding America, Inc. and Maxim Group LLC (LM FUNDING AMERICA, INC., Filed With SEC on August 18, 2020)