Business Finance Contracts & Agreements in the Diversified Financial Services Industry

1,479 Contracts & Agreements

Browse by Subcategory

Assignment Agreements (3 contracts from 3 companies)
Contribution Agreements (5 | 2)
Credit Agreements (185 | 23)
Debenture Agreements (7 | 3)
Deposit Agreements (5 | 3)
Equity Distribution Agreements (1 | 1)
Escrow Agreements (3 | 3)
Exchange Agreements (24 | 8)
Facility Agreements (6 | 3)
Financing Agreements (25 | 6)
Forbearance Agreements (1 | 1)
Funding Agreements (11 | 5)
Guarantee Agreements (8 | 6)
Guaranty Agreements (17 | 9)
Indenture Agreements (73 | 16)
Investment Agreements (11 | 5)
Investor Rights Agreements (8 | 3)
Loan Agreements (89 | 18)
Modification Agreements (1 | 1)
Note Agreements (246 | 28)
Participation Agreements (3 | 3)
Pledge Agreements (4 | 2)
Purchase Agreements (104 | 26)
Registration Rights Agreements (50 | 17)
Release Agreements (7 | 5)
Repurchase Agreements (19 | 7)
Security Agreements (46 | 12)
Share Agreements (25 | 8)
Shareholders Agreements (5 | 4)
Stock Agreements (122 | 28)
Subordination Agreement (3 | 2)
Subscription Agreements (10 | 6)
Term Sheets (1 | 1)
Trust Agreements (107 | 7)
Underwriting Agreements (166 | 26)
Waiver Agreements (9 | 4)
Warrant Agreements (69 | 15)

Browse by Company

A-Mark Precious Metals, Inc. (40 contracts)
Agora Digital Holdings, Inc. (6)
Alcentra Capital Corp (10)
ALERUS FINANCIAL CORP (12)
ALLIANCEBERNSTEIN L.P. (10)
Athena Bitcoin Global (3)
AXA Equitable Holdings, Inc. (36)
Barings Private Credit Corp (5)
Beneficient Co Group, L.P. (50)
Berkshire Hathaway (140)
Blockchain Industries, Inc. (12)
BorrowMoney.com, Inc. (9)
BrightSphere Investment Group plc (21)
CaliberCos Inc. (6)
Cannae Holdings, Inc. (22)
CCUR Holdings, Inc. (17)
CNH CAPITAL RECEIVABLES LLC (192)
CNH Equipment Trust 2019-A (4)
CNH Equipment Trust 2019-B (4)
CNH Equipment Trust 2019-C (4)
CNH Industrial Capital LLC (31)
Compass Diversified Holdings (5)
Compass Group Diversified Holdings LLC (46)
Creations Inc (10)
Crown Baus Capital Corp. (1)
Dakota Coin Authority (1)
Favo Realty, Inc (1)
FGL Holdings (37)
FIRST DATA CORP (47)
FlexShopper, Inc. (62)
Freedom Holdings, Inc. (3)
Galaxy Digital Holdings Ltd. (8)
GENESIS FINANCIAL INC (3)
GLOBAL MACRO TRUST (4)
Global-Smart.Tech Inc. (3)
GOLUB CAPITAL DIRECT LENDING CORP (6)
GWG Holdings, Inc. (63)
Jackson Financial Inc. (30)
Jefferies Financial Group Inc. (36)
Jefferies Group LLC (42)
LM FUNDING AMERICA, INC. (98)
MARLIN BUSINESS SERVICES CORP (15)
Mill City Ventures III, Ltd (21)
On Deck Capital, Inc. (60)
PHI GROUP INC (52)
PHI INC (40)
STANDARD PREMIUM FINANCE HOLDINGS, INC. (5)
Sundance Strategies, Inc. (32)
SWK Holdings Corp (52)
Voya Financial, Inc. (62)

Recent Contracts

Letter Agreement, to be dated as of or around September 27, 2023, among New Holland Credit Company, LLC and Wilmington Trust Company, as trustee (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Memorandum of Understanding, to be dated as of or around September 27, 2023, among CNH Industrial Capital America LLC, CNH Capital Receivables LLC, CNH Equipment Trust 2023-B and... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Asset Representations Review Agreement, to be dated as of September 1, 2023, among CNH Equipment Trust 2023-B, New Holland Credit Company, LLC and Clayton Fixed Income Services... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Administration Agreement, to be dated as of September 1, 2023, among CNH Equipment Trust 2023-B, New Holland Credit Company, LLC, Wilmington Trust Company, as trustee, and... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Purchase Agreement, to be dated as of September 1, 2023, between CNH Industrial Capital America LLC and CNH Capital Receivables LLC (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Sale and Servicing Agreement, to be dated as of September 1, 2023, among CNH Capital Receivables LLC, New Holland Credit Company, LLC and CNH Equipment Trust 2023-B (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Trust Agreement, dated as of August 17, 2023, between CNH Capital Receivables LLC and Wilmington Trust Company, as trustee (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Indenture, to be dated as of September 1, 2023, between CNH Equipment Trust 2023-B and Citibank, N.A., as indenture trustee (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Underwriting Agreement, dated September 19, 2023, among CNH Capital Receivables LLC, CNH Industrial Capital America LLC, and Wells Fargo Securities, LLC, BofA Securities, Inc.,... (CNH CAPITAL RECEIVABLES LLC, Filed With SEC on September 21, 2023)
Third Amendment to Revolving Credit and Security Agreement, dated as of March 21, 2022, by and among Golub Capital Direct Lending Corporation, a Maryland corporation, GDLC Funding... (GOLUB CAPITAL DIRECT LENDING CORP, Filed With SEC on September 14, 2023)
Increase Notice Regarding that certain Revolving Credit and Security Agreement, dated as of March 21, 2022, by and among Golub Capital Direct Lending Corporation, a Maryland... (GOLUB CAPITAL DIRECT LENDING CORP, Filed With SEC on September 14, 2023)
Underwriting Agreement, dated September 11, 2023, among CNH Industrial Capital, the Guarantors and RBC Capital Markets, LLC, J.P. Morgan Securities LLC, Santander US Capital... (CNH Industrial Capital LLC, Filed With SEC on September 13, 2023)
Registration Rights Agreement Assignment and Joinder, dated as of August 1, 2023, by and among Beneficient, GWG Holdings, Inc. and the GWG Wind Down Trust and Jeffrey S. Stein (Beneficient Co Group, L.P., Filed With SEC on August 31, 2023)
Registration Rights Agreement Assignment and Joinder, dated as of August 1, 2023, by and among Beneficient, GWG Holdings, Inc. and the GWG Wind Down Trust and Jeffrey S. Stein (Beneficient Co Group, L.P., Filed With SEC on August 31, 2023)
Registration Rights Agreement Assignment and Joinder, dated as of August 1, 2023, by and among Beneficient, GWG Holdings, Inc. and the GWG Wind Down Trust and Jeffrey S. Stein (Beneficient Co Group, L.P., Filed With SEC on August 31, 2023)
Note Purchase Agreement, dated as of August 23, 2023, by and among Barings Private Credit Corporation CLO 2023-1 Ltd., as issuer, Barings Private Credit CLO 2023-1, LLC, as... (Barings Private Credit Corp, Filed With SEC on August 29, 2023)
Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated June 5, 2023 (Sundance Strategies, Inc., Filed With SEC on August 14, 2023)
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated June 12, 2023 (Sundance Strategies, Inc., Filed With SEC on August 14, 2023)
Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated June 9, 2023 (Sundance Strategies, Inc., Filed With SEC on August 14, 2023)
Amendment Agreement dated as of June 16, 2023, to the Margin Loan Agreement, dated as of November 30, 2020, among Cannae Funding C, LLC, as Borrower 1, Cannae Funding D, LLC, as... (Cannae Holdings, Inc., Filed With SEC on August 9, 2023)
Form of 2023 Notice of Award of Restricted Share Units and 2023 Director Restricted Share Unit Agreement (annual equity retainer) between Jackson Financial Inc. and each of Lily... (Jackson Financial Inc., Filed With SEC on August 8, 2023)
Form of 2023 Notice of Award of Restricted Share Units and 2023 Director Restricted Share Units Agreement (annual equity in lieu of cash retainer) between Jackson Financial Inc.... (Jackson Financial Inc., Filed With SEC on August 8, 2023)
Purchase Agreement, dated as of July 18, 2023, among Jefferies Financial Group Inc., Jefferies LLC and SMBC Nikko Securities America, Inc., as representatives of the several... (Jefferies Financial Group Inc., Filed With SEC on July 21, 2023)
Supplemental Indenture No. 3 establishing the terms of the Notes, dated as of July 21, 2023, between Jefferies Financial Group Inc. and The Bank of New York Mellon, as Trustee (Jefferies Financial Group Inc., Filed With SEC on July 21, 2023)
Form of Global Note (Jefferies Financial Group Inc., Filed With SEC on July 21, 2023)
Consent and Amendment No. 4 to Second Amended and Restated Second Lien Credit Agreement, dated as of March 24, 2022 (Beneficient Co Group, L.P., Filed With SEC on July 13, 2023)
Form of Asset PIPE Warrant (Beneficient Co Group, L.P., Filed With SEC on July 13, 2023)
Amendment to Subordinated Debt and Warrants to Purchase Common Stock, dated as of June 29, 2023, between FlexShopper, Inc., FlexShopper, LLC and NRNS Capital Holdings LLC and, for... (FlexShopper, Inc., Filed With SEC on July 3, 2023)
Credit Agreement dated June 28, 2023 by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent (SWK Holdings Corp, Filed With SEC on June 30, 2023)
Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated June 9, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated June 12, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated February 9, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Extension to Promissory Notes between Sundance Strategies, Inc. and Glenn S. Dickman, dated June 5, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Extension to Promissory Note between Sundance Strategies, Inc. and Satco International, Limited, dated February 2, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated February 2, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated February 2, 2023 (Sundance Strategies, Inc., Filed With SEC on June 29, 2023)
Written Consent of Directors to Corporate Action Without Meeting of PHI Group, Inc. (n/k/a Philux Global Group Inc.) to Extend Repurchase of Common Stock (PHI GROUP INC, Filed With SEC on June 29, 2023)
Agreement of Purchase and Sale dated June 27, 2023 among Premier Enterprises Group Inc., a subsidiary of PHI Group, Inc., Jinshan Limited Liability Company and the Majority... (PHI GROUP INC, Filed With SEC on June 28, 2023)
Standby Equity Purchase Agreement dated June 27, 2023 (Beneficient Co Group, L.P., Filed With SEC on June 28, 2023)
Equity Distribution Agreement, dated June 26, 2023, by and between LM Funding America, Inc. and Maxim Group LLC (LM FUNDING AMERICA, INC., Filed With SEC on June 27, 2023)