BrightSphere Investment Group plc Contracts & Agreements

64 Contracts & Agreements
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Amended and Restated Limited Liability Company Agreement of Barrow, Hanley, Mewhinney & Strauss, LLC
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2018
Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC (OMAM Affiliate Holdings LLC and Acadian KELP LP)
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2018
OM Asset Management plc and OM Group (UK) Limited Underwriting Agreement with Morgan Stanley & Co. LLC for 6,039,630 Ordinary Shares (November 15, 2017)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2017
Transition Severance Agreement between OMAM Inc. and Executive (August 2017)
Severance Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2017
Repurchase Agreement between OM Asset Management plc, Old Mutual plc, and OM Group (UK) Limited dated May 14, 2017
Repurchase Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2017
OM Asset Management plc Underwriting Agreement for 13,000,000 Ordinary Shares with Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse, and Evercore (December 13, 2016)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Repurchase Agreement between OM Asset Management plc, Old Mutual plc, and OM Group (UK) Limited dated December 12, 2016
Repurchase Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2016
OM Asset Management plc $125,000,000 5.125% Notes Due 2031 Underwriting Agreement with Merrill Lynch, Wells Fargo, and Citigroup
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Second Supplemental Indenture to Indenture for 5.125% Senior Notes due 2031 between OM Asset Management plc, Wilmington Trust, and Citibank, N.A.
Indenture Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
OM Asset Management plc $25,000,000 4.800% Notes Due 2026 Underwriting Agreement with Citigroup and Merrill Lynch
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Underwriting Agreement for $250,000,000 4.800% Notes Due 2026 between OM Asset Management plc and Underwriters (Citigroup, Merrill Lynch, et al.)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Indenture Agreement among OM Asset Management plc, Wilmington Trust, N.A., and Citibank, N.A. dated July 25, 2016
Indenture Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
First Supplemental Indenture to Indenture for 4.800% Senior Notes due 2026 between OM Asset Management plc, Wilmington Trust, and Citibank, N.A.
Indenture Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Purchase Agreement among OMAM (2016 Newco) LLC, OMAM Inc., Landmark Partners, LLC, LMRK Intermediary, Inc., and Sellers (June 13, 2016)
Purchase Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2016
Heads of Agreement to Amend Seed Capital Management Agreement between Old Mutual plc and OM Asset Management plc
MOUs
BrightSphere Investment Group plc
Diversified Financial Services
2016
Sixth Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC (OMAM Affiliate Holdings LLC and Acadian KELP LP)
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2016
Seed Capital Management Agreement among Millpencil Limited, MPL, OM(US)H, OM plc, and MPL (UK) Limited
Management Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2014
Co-Investment Deed between OM Group (UK) Limited and OM Asset Management PLC (October 8, 2014)
Contribution Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Intellectual Property License Agreement among Old Mutual plc, Old Mutual Life Assurance Company (South Africa) Ltd., and OM Asset Management plc dated October 8, 2014
License Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Registration Rights Agreement among OM Asset Management plc, OM Group (UK) Limited, and Old Mutual plc dated October 8, 2014
Registration Rights Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
Revolving Credit Agreement among OM Asset Management plc, Lenders, and Citibank, N.A. (2014)
Credit Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
OM Asset Management Limited US$37,000,000 Loan Note Instrument (September 2014)
Note Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
Revolving Credit Agreement among OM Asset Management plc, Lenders, and Citibank, N.A. (2014)
Credit Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
Intellectual Property License Agreement among Old Mutual plc, Old Mutual Life Assurance Company (South Africa) Ltd., and OM Asset Management plc dated 2014
License Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Co-Investment Deed between OM Group (UK) Limited and OM Asset Management Limited (2014)
Contribution Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Registration Rights Agreement between OM Asset Management plc and Stockholders (2014)
Registration Rights Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
Seed Capital Management Agreement among Millpencil Limited, MPL, OM(US)H, OM plc, and MPL (UK) Limited (2014)
Management Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2014
Registration Rights Agreement among OM Asset Management plc, OM Group (UK) Limited, and Old Mutual plc (2014)
Registration Rights Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
Indemnification Deed between OM Asset Management PLC and Director/Officer (2014)
Indemnification Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Barrow, Hanley, Mewhinney & Strauss, LLC Limited Liability Company Agreement (2010)
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
Fifth Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC (OMAM and Acadian KELP LP)
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
Voting Agreement between BrightSphere Investment Group plc and Paulson & Co. Inc. (May 17, 2019)
Voting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2019
Employment Agreement between BrightSphere Inc. and Guang Yang dated December 30, 2018
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2019
Employment Agreement between BrightSphere Inc. and Suren Rana dated January 20, 2019
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2019
BrightSphere Investment Group plc Option Award Agreement with Suren Rana (January 22, 2019)
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2019
Redemption Agreement among OMAM (HFL) Inc., Heitman LLC, and OMAM Inc. dated November 17, 2017
BrightSphere Investment Group plc
Diversified Financial Services
DE
2017
OM Asset Management plc and OM Group (UK) Limited Underwriting Agreement with Morgan Stanley & Co. LLC (May 15, 2017)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2017
First Amendment to Revolving Credit Agreement among OM Asset Management PLC, Citibank, N.A., and Lenders
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Second Amendment to Revolving Credit Agreement among OM Asset Management PLC, Lenders, and Citibank, N.A.
Modification Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Third Amendment to Revolving Credit Agreement among OM Asset Management PLC, Lenders, and Citibank, N.A. (August 3, 2016)
Credit Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
Heads of Agreement Amending Deferred Tax Asset Deed between OM Group (UK) Limited and OM Asset Management PLC
Modification Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2016
OM Asset Management plc Underwriting Agreement with Merrill Lynch, Morgan Stanley, Citigroup, and Credit Suisse (2015)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2015
First Amendment to Seed Capital Management Agreement among Millpencil Limited, Millpencil (US) LP, Old Mutual (US) Holdings Inc., Old Mutual plc, and MPL (UK) Limited
Modification Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2015
Deferred Tax Asset Deed between OM Group (UK) Limited and OM Asset Management PLC (October 8, 2014)
BrightSphere Investment Group plc
Diversified Financial Services
2014
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated October 8, 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OM Asset Management plc Ordinary Shares Underwriting Agreement with Merrill Lynch, Morgan Stanley, Citigroup, and Credit Suisse (2014)
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
OM Asset Management plc Equity Incentive Plan (Adopted September 2014)
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Non-Employee Directors’ Equity Incentive Plan (September 2014)
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Performance-Based Restricted Stock Unit Award Agreement for U.S. Taxpayers
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Award Agreement under Equity Incentive Plan
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Unit Award Agreement for Non-Employee Directors
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Unit Award Agreement for Canadian Taxpayers
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Unit Award Agreement for Hong Kong Taxpayers under Equity Incentive Plan
Equity Distribution Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Award Agreement for U.K. Taxpayers under Equity Incentive Plan
Equity Distribution Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
Deferred Tax Asset Deed between OM Group (UK) Limited and OM Asset Management Limited (2014)
BrightSphere Investment Group plc
Diversified Financial Services
2014
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Employment Agreement between Old Mutual (US) Holdings Inc. and Peter Bain (President and CEO)
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
Amendment to Employment Agreement between Old Mutual (US) Holdings Inc. and Linda Gibson
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OM Asset Management plc Equity Incentive Plan (Adopted September 2014)
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
Shareholder Agreement among Old Mutual plc, OM Group (UK) Limited, and OM Asset Management plc dated 2014
Shareholders Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OM Asset Management plc Non-Employee Directors’ Equity Incentive Plan (September 2014)
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Award Agreement under Equity Incentive Plan
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Performance-Based Restricted Stock Unit Award Agreement for U.S. Taxpayers
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM Asset Management plc Restricted Stock Unit Award Agreement for Non-Employee Directors
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014