Diversified Financial Services Contracts & Agreements

3,271 Contracts from 53 Diversified Financial Services Companies

Browse by Company

A-Mark Precious Metals, Inc. (96 contracts)
Agora Digital Holdings, Inc. (16)
Alcentra Capital Corp (15)
ALERUS FINANCIAL CORP (50)
ALLIANCEBERNSTEIN L.P. (225)
AMERIPRISE CERTIFICATE CO (11)
Athena Bitcoin Global (52)
AXA Equitable Holdings, Inc. (95)
Barings Private Credit Corp (9)
Beneficient Co Group, L.P. (93)
Berkshire Hathaway (314)
Blockchain Industries, Inc. (27)
BorrowMoney.com, Inc. (23)
BrightSphere Investment Group plc (60)
CaliberCos Inc. (12)
Cannae Holdings, Inc. (68)
CCUR Holdings, Inc. (53)
CNH CAPITAL RECEIVABLES LLC (256)
CNH Equipment Trust 2019-A (4)
CNH Equipment Trust 2019-B (4)
CNH Equipment Trust 2019-C (4)
CNH Industrial Capital LLC (46)
Compass Diversified Holdings (6)
Compass Group Diversified Holdings LLC (92)
Creations Inc (15)
Crown Baus Capital Corp. (3)
Dakota Coin Authority (6)
Favo Realty, Inc (1)
FGL Holdings (94)
FIRST DATA CORP (133)
FlexShopper, Inc. (115)
Freedom Holdings, Inc. (10)
Frontier Masters Fund (1)
Galaxy Digital Holdings Ltd. (19)
GENESIS FINANCIAL INC (4)
GLOBAL MACRO TRUST (9)
Global-Smart.Tech Inc. (5)
GOLUB CAPITAL DIRECT LENDING CORP (16)
Golub Capital Direct Lending Unlevered Corp (2)
GWG Holdings, Inc. (102)
Jackson Financial Inc. (62)
Jefferies Financial Group Inc. (78)
Jefferies Group LLC (104)
LM FUNDING AMERICA, INC. (179)
MARLIN BUSINESS SERVICES CORP (46)
Mill City Ventures III, Ltd (35)
On Deck Capital, Inc. (90)
PHI GROUP INC (97)
PHI INC (85)
STANDARD PREMIUM FINANCE HOLDINGS, INC. (15)
Sundance Strategies, Inc. (45)
SWK Holdings Corp (130)
Voya Financial, Inc. (139)

Browse by Contract Category

Business Finance (1,673 contracts from 50 companies)
Business Formation (28 | 12)
Business Operations (212 | 30)
Human Resources (563 | 31)
Intellectual Property (9 | 7)
Mergers & Acquisitions (29 | 15)
Real Estate (50 | 12)
Uncategorized (707 | 45)

Recent Contracts

Amendment No. 2 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective November 18, 2024 (Mill City Ventures III, Ltd, Filed With SEC on November 20, 2024)
Form of Subscription Rights Certificate for Subscription Rights (FlexShopper, Inc., Filed With SEC on November 20, 2024)
Form of Dealer-Manager Agreement with Moody Capital Solutions, Inc (FlexShopper, Inc., Filed With SEC on November 20, 2024)
Amendment No.5 to the FlexShopper, Inc. 2018 Omnibus Equity Compensation Plan (previously filed as Appendix B to the Company's Definitive Proxy Statement filed on September 9,... (FlexShopper, Inc., Filed With SEC on November 19, 2024)
Pledge Agreement, dated November 14, 2024, between LM Funding America, Inc. and Arthur Development Group, Inc (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Security Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Promissory Note, dated November 14, 2024, issued by Tech Infrastructure JV I LLC to LM Funding America, Inc (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Loan Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Asset Purchase Agreement, dated November 14, 2024, between US Digital Mining and Hosting Oklahoma LLC and Tech Infrastructure JV I LLC (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Omnibus Amendment dated November 14, 2024 (LM FUNDING AMERICA, INC., Filed With SEC on November 18, 2024)
Combined Addendum No. 1 (the “Addendum”) to the Business Development and Structuring Consultancy Agreement dated June 27, 2024 and the Business Development and Structuring... (PHI GROUP INC, Filed With SEC on November 15, 2024)
Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024 (SWK Holdings Corp, Filed With SEC on November 14, 2024)
Amended and Restated LM Funding America, Inc. 2021 Omnibus Incentive Plan (LM FUNDING AMERICA, INC., Filed With SEC on November 12, 2024)
Subordination and Intercreditor Agreement among Mill City Ventures III, Ltd, Mustang Funding, LLC, and Orion Pip LLC, dated December 28, 2022 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
Amendment No. 1 Fourth Short-term Loan Agreement and Fourth Short-term Promissory Note, dated April 29,2024 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
Fourth Short-term Promissory Note issued by Mustang Funding, LLC in favor of Mill City Ventures III, Ltd, dated September 29,2023 in original principal amount of $10,000,000 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
Fourth Short-term Loan Agreement with Mustang Funding, LLC, dated September 29,2023 (Mill City Ventures III, Ltd, Filed With SEC on November 12, 2024)
Description of Securities Registered Under Section 12 of the Exchange Act (Sundance Strategies, Inc., Filed With SEC on November 8, 2024)
Form of 2024 Notice of Award of Performance Share Units and 2024 Performance Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don... (Jackson Financial Inc., Filed With SEC on November 6, 2024)
Form of 2024 Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don... (Jackson Financial Inc., Filed With SEC on November 6, 2024)
Form of Subscription Rights Certificate for Series C Rights (FlexShopper, Inc., Filed With SEC on October 28, 2024)
Form of Subscription Rights Certificate for Series B Rights (FlexShopper, Inc., Filed With SEC on October 28, 2024)
Form of Subscription Rights Certificate for Series A Rights (FlexShopper, Inc., Filed With SEC on October 28, 2024)
Form of Subscription Rights Certificate for Subscription Rights (FlexShopper, Inc., Filed With SEC on October 28, 2024)
Preferred Stock Purchase Option Agreement, dated October 25, 2024, between FlexShopper, Inc. and B2 FIE V LLC (FlexShopper, Inc., Filed With SEC on October 28, 2024)
Letter Agreement regarding Second Amended and Restated First Lien Credit Agreement and Second Amended and Restated Second Lien Credit Agreement, dated October 16, 2024, among... (Beneficient Co Group, L.P., Filed With SEC on October 24, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 2.625% Senior Notes due 2054 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 2.577% Senior Notes due 2052 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 2.373% Senior Notes due 2044 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 1.737% Senior Notes due 2034 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 1.465% Senior Notes due 2031 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 1.265% Senior Notes due 2029 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Officers' Certificate of Berkshire Hathaway Inc., dated as of October 23, 2024, including the form of Berkshire Hathaway Inc.'s 1.031% Senior Notes due 2027 (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Underwriting Agreement, dated October 10, 2024, by and among (a) Berkshire Hathaway Inc. and (b) Merrill Lynch International and Mizuho Securities USA LLC (Berkshire Hathaway, Filed With SEC on October 23, 2024)
Amendment No. 1 to the Amended and Restated Revolving Loan Agreement, dated as of November 15, 2021, by and among Golub Direct Lending Corporation, as borrower, and GC Advisors... (GOLUB CAPITAL DIRECT LENDING CORP, Filed With SEC on October 22, 2024)
Amendment No. 2 to Loan Financing and Servicing Agreement, dated as of May 14, 2024, by and among GDLC Funding II LLC, as borrower, Golub Capital Direct Lending Corporation, as... (GOLUB CAPITAL DIRECT LENDING CORP, Filed With SEC on October 22, 2024)
Letter Agreement regarding Second Amended and Restated First Lien Credit Agreement and Second Amended and Restated Second Lien Credit Agreement, dated October 16, 2024, among... (Beneficient Co Group, L.P., Filed With SEC on October 22, 2024)
Underwriting Agreement, dated October 7, 2024, among CNH Capital, the Guarantors and Barclays Capital Inc., Goldman Sachs & Co. LLC, Santander US Capital Markets LLC and SG... (CNH Industrial Capital LLC, Filed With SEC on October 9, 2024)
Officers' Certificate, dated as of October 9, 2024 (CNH Industrial Capital LLC, Filed With SEC on October 9, 2024)
First Amendment to the Ninth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P., effective September 30, 2024 (Beneficient Co Group, L.P., Filed With SEC on October 4, 2024)