Diversified Financial Services Contracts & Agreements

3,291 Contracts from 53 Diversified Financial Services Companies
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FINANCIAL STATEMENTS
PHI INC
Diversified Financial Services
2010
Amendment No. 4 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective January 7, 2025
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2025
Written consent of Directors to corporate action without meeting of PHI Group, Inc. (a/k/a Philux Global Group, Inc.) to extend repurchase of Common Stock dated December 31, 2024
Repurchase Agreements
PHI GROUP INC
Diversified Financial Services
2024
Agreement and Plan of Merger, dated December 27, 2024, by and among (i) ERGO Acquisition LLC; (ii) Aloha Merger Sub LLC; (iii) EBP Lifestyle Brands Holdings, Inc.; and (iv)...
Merger Agreements
Compass Group Diversified Holdings LLC
Diversified Financial Services
DE
2024
Amendment No. 2 to Amended and Restated Employment Agreement, dated December 20, 2024, between FlexShopper, Inc. and H. Russell Heiser Jr
Employment Agreements
FlexShopper, Inc.
Diversified Financial Services
FL
2024
Purchase Agreement
Purchase Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
DE
2024
Exchange Agreement
Exchange Agreements
ALLIANCEBERNSTEIN L.P.
Diversified Financial Services
DE
2024
Amendment No. 3 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective December 18, 2024
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Agreement and Plan of Merger and Reorganization dated September 17, 2024
Merger Agreements
Freedom Holdings, Inc.
Diversified Financial Services
NV
2024
Form of Warrant Exercise Agreement, dated December 8, 2024
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2024
Form of Common Stock Purchase Warrant
Warrant Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
2024
Transition Services Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank...
Transition Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Security and Guarantee Release Agreement, dated December 4, 2024, by and among Mercantile Global Holdings, Inc., Mercantile Bank International Corp., Galaxy Digital Ventures LLC,...
Release Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Stock Purchase Agreement, dated December 4, 2024, by and among Beneficient, Beneficient Capital Company Holdings, L.P., Mercantile Global Holdings, Inc., and Mercantile Bank...
Stock Agreements
Beneficient Co Group, L.P.
Diversified Financial Services
DE
2024
Description of securities
GOLUB CAPITAL DIRECT LENDING CORP
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series C Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series B Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Series A Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Subscription Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Dealer-Manager Agreement, dated December 2, 2024, between the Company and Moody Capital Solutions, Inc
FlexShopper, Inc.
Diversified Financial Services
NY
2024
Description of securities
Golub Capital Direct Lending Unlevered Corp
Diversified Financial Services
2024
Amendment No. 2 to Short-Term Loan Agreement and Short-Term Promissory Note, between Mill City Ventures III, Ltd., and Mustang Funding, LLC, dated effective November 18, 2024
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Form of Subscription Rights Certificate for Subscription Rights
Subscription Agreements
FlexShopper, Inc.
Diversified Financial Services
2024
Form of Dealer-Manager Agreement with Moody Capital Solutions, Inc
FlexShopper, Inc.
Diversified Financial Services
NY
2024
Amendment No.5 to the FlexShopper, Inc. 2018 Omnibus Equity Compensation Plan (previously filed as Appendix B to the Company's Definitive Proxy Statement filed on September 9,...
Compensation Agreements
FlexShopper, Inc.
Diversified Financial Services
DE
2024
Pledge Agreement, dated November 14, 2024, between LM Funding America, Inc. and Arthur Development Group, Inc
Development Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Security Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC
Security Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Promissory Note, dated November 14, 2024, issued by Tech Infrastructure JV I LLC to LM Funding America, Inc
Note Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
OK
2024
Loan Agreement, dated November 14, 2024, between LM Funding America, Inc. and Tech Infrastructure JV I LLC
Loan Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Asset Purchase Agreement, dated November 14, 2024, between US Digital Mining and Hosting Oklahoma LLC and Tech Infrastructure JV I LLC
Purchase Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
OK
2024
Omnibus Amendment dated November 14, 2024
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2024
Combined Addendum No. 1 (the “Addendum”) to the Business Development and Structuring Consultancy Agreement dated June 27, 2024 and the Business Development and Structuring...
Development Agreements
PHI GROUP INC
Diversified Financial Services
2024
Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Amended and Restated LM Funding America, Inc. 2021 Omnibus Incentive Plan
Bonus & Incentive Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
FL
2024
Subordination and Intercreditor Agreement among Mill City Ventures III, Ltd, Mustang Funding, LLC, and Orion Pip LLC, dated December 28, 2022
Subordination Agreement
Mill City Ventures III, Ltd
Diversified Financial Services
NY
2024
Amendment No. 1 Fourth Short-term Loan Agreement and Fourth Short-term Promissory Note, dated April 29,2024
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
2024
Fourth Short-term Promissory Note issued by Mustang Funding, LLC in favor of Mill City Ventures III, Ltd, dated September 29,2023 in original principal amount of $10,000,000
Note Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
DE
2024
Fourth Short-term Loan Agreement with Mustang Funding, LLC, dated September 29,2023
Loan Agreements
Mill City Ventures III, Ltd
Diversified Financial Services
MN
2024
Description of Securities Registered Under Section 12 of the Exchange Act
Sundance Strategies, Inc.
Diversified Financial Services
2024
Form of 2024 Notice of Award of Performance Share Units and 2024 Performance Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don...
Bonus & Incentive Agreements
Jackson Financial Inc.
Diversified Financial Services
MI
2024
Form of 2024 Notice of Award of Restricted Share Units and 2024 Restricted Share Unit Agreement (Mid-Cycle) between Jackson Financial Inc. and each of Craig Anderson and Don...
Share Agreements
Jackson Financial Inc.
Diversified Financial Services
MI
2024