Morgan Stanley Contracts & Agreements

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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Morgan Stanley
2024
Amendment to Morgan Stanley 401(k) Plan, dated December
Morgan Stanley
2024
Form of Award Certificate for Discretionary Retention Awards of Stock Units
Stock Agreements
Morgan Stanley
2024
Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley Compensation Incentive Plan
Bonus & Incentive Agreements
Morgan Stanley
2024
Form of Award Certificate for Long-Term Incentive Program Awards
Bonus & Incentive Agreements
Morgan Stanley
2024
Seventh Amendment to Investor Agreement, dated October 13, 2023, between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc
Morgan Stanley
2023
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Morgan Stanley
Capital Markets
NY
2023
Amendment to Morgan Stanley 401(k) Plan, dated December 1
Morgan Stanley
Capital Markets
2023
Directors Equity Capital Accumulation Plan as amended and restated as of November 1
Morgan Stanley
2023
Employee Stock Purchase Plan as amended and restated as of
Stock Agreements
Morgan Stanley
Capital Markets
DE
2023
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of November 1
Compensation Agreements
Morgan Stanley
Capital Markets
2023
Form of Award Certificate for Long-Term Incentive Program Awards
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2023
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Morgan Stanley
2022
Eleventh Supplemental Senior Indenture dated as of March 24, 2021 between Morgan Stanley and The Bank of New York Mellon, as trustee (supplemental to Senior Indenture dated...
Indenture Agreements
Morgan Stanley
2022
Amendment to Morgan Stanley 401(k) Plan, dated December 1, 2021
Morgan Stanley
2022
Sixth Amendment to Investor Agreement, dated April 13, 2021, between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc
Morgan Stanley
2021
Morgan Stanley Equity Incentive Compensation Plan, as amended and restated as of March 26, 2021
Bonus & Incentive Agreements
Morgan Stanley
2021
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Morgan Stanley
2021
Fifth Amendment to Investor Agreement, dated October 4, 2018, by and between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc
Morgan Stanley
2021
Amendment to Morgan Stanley 401(k) Plan, dated December 14, 2020
Morgan Stanley
Capital Markets
2021
Equity Incentive Compensation Plan, as amended and restated as of December 14, 2020
Bonus & Incentive Agreements
Morgan Stanley
2021
Morgan Stanley Compensation Incentive Plan, as amended and restated as of December 14, 2020
Bonus & Incentive Agreements
Morgan Stanley
2021
Form of Award Certificate for Long-Term Incentive Program Awards
Bonus & Incentive Agreements
Morgan Stanley
2021
Form of Aircraft Time-Sharing Agreement
Morgan Stanley
Capital Markets
NY
2020
Agreement and Plan of Merger, dated as of October 7, 2020, by and among Morgan Stanley, Mirror Merger Sub 1, Inc., Mirror Merger Sub 2, LLC and Eaton Vance Corp
Merger Agreements
Morgan Stanley
Capital Markets
MD
2020
Form of Certificate representing the Morgan Stanley Series M Preferred Stock
Stock Agreements
Morgan Stanley
Capital Markets
2020
Form of Certificate representing the Morgan Stanley Series N Preferred Stock
Stock Agreements
Morgan Stanley
Capital Markets
2020
Form of Deposit Agreement among Morgan Stanley, The Bank of New York Mellon and the holders from time to time of the depositary receipts representing interests in the Morgan...
Stock Agreements
Morgan Stanley
2020
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Morgan Stanley
Capital Markets
NY
2020
Amendment to Morgan Stanley 401(k) Plan, dated as of December 12, 2019
Morgan Stanley
Capital Markets
2020
Agreement and Plan of Merger, dated as of February 20, 2020, by and among Morgan Stanley, Moon-Eagle Merger Sub, Inc., and E*TRADE Financial Corporation
Merger Agreements
Morgan Stanley
2020
Amendment to Morgan Stanley 401(k) Plan, dated as of December 11, 2018
Morgan Stanley
2019
Directors Equity Capital Accumulation Plan as amended and restated as of November 1, 2018
Morgan Stanley
Capital Markets
NY
2019
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of November 1, 2018
Compensation Agreements
Morgan Stanley
2019
Form of Award Certificate for Long-Term Incentive Program Awards
Bonus & Incentive Agreements
Morgan Stanley
2019
Amended and Restated Trust Agreement dated as of January 1, 2018 by and between Morgan Stanley and State Street Bank and Trust Company
Trust Agreements
Morgan Stanley
2018
Amendment to Morgan Stanley 401(k) Plan, dated as of December 12, 2017
Morgan Stanley
2018
Amendment to Morgan Stanley 401(k) Plan, dated as of January 17, 2018
Morgan Stanley
Capital Markets
2018
Form of Award Certificate for Discretionary Retention Awards of Stock Units
Stock Agreements
Morgan Stanley
2018
Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley Compensation Incentive Plan
Bonus & Incentive Agreements
Morgan Stanley
2018
Form of Award Certificate for Long-Term Incentive Program Awards
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2018
MORGANSTANLEY EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 30, 2017)
Bonus & Incentive Agreements
Morgan Stanley
2017
MORGANSTANLEY DIRECTORS’EQUITY CAPITAL ACCUMULATION PLAN (as amendedand restated March 30, 2017)
Morgan Stanley
Capital Markets
NY
2017
AMENDMENT TO THE MORGAN STANLEY 401(k) PLAN
Morgan Stanley
Capital Markets
2017
RE: Change ofEmployment Status And Release Agreement
Release Agreements
Morgan Stanley
Capital Markets
2017
MORGANSTANLEY Global Medium Term Notes, Series F Global Units, Series F GlobalWarrants, Series F GlobalMedium Term Notes, Series I MORGANSTANLEY FINANCE LLC GlobalMedium Term...
Note Agreements
Morgan Stanley
Capital Markets
DE
2017
MORGANSTANLEY Global Medium-TermNotes, Series G and Series H Global Units, Series G and Series H Global Medium-Term Notes, Series J and Series K EURO DISTRIBUTIONAGREEMENT
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
TENTHSUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGANSTANLEY AND THEBANK OF NEW YORK MELLON assuccessor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank), Trustee...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2017
[FORMOF FACE OF NOTE] FLOATING RATE SENIOR NOTE
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
[FORMOF FACE OF NOTE] FIXED RATE SENIOR NOTE
Note Agreements
Morgan Stanley
2017
[FORMOF FACE OF NOTE] SENIOR VARIABLE RATE RENEWABLE NOTE
Note Agreements
Morgan Stanley
2017
[FORM OF FACE OF NOTE] FIXED RATE AMORTIZING SENIOR NOTE
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
[FORM OF FACE OF NOTE] FLOATING/FIXED RATE SENIOR NOTE
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
[FORM OF FACE OF NOTE] EURO FIXED RATE SENIORREGISTERED NOTE
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
[FORMOF FACE OF NOTE] EURO FLOATING RATE SENIOR REGISTERED NOTE
Note Agreements
Morgan Stanley
2017
[FORMOF FACE OF NOTE] EURO SENIOR REGISTERED FLOATING RATE RENEWABLE NOTE
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN (as amended through August 1, 2016)
Morgan Stanley
2016
MORGAN STANLEY SCHEDULE OF NON-EMPLOYEEDIRECTORS ANNUAL COMPENSATION Effective as of August 1, 2016
Compensation Agreements
Morgan Stanley
Capital Markets
2016
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 24, 2016)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Fourth Amendment to Investor Agreement
Morgan Stanley
2016
AMENDMENT TO THE 401(k) PLAN
Morgan Stanley
2016
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2016
MORGAN STANLEY MORGAN STANLEY COMPENSATION INCENTIVE PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2016
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN [YEAR] LONG-TERM INCENTIVE PROGRAM AWARD AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2016
RE: Change ofEmployment Status And Release Agreement
Release Agreements
Morgan Stanley
2016
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 26, 2015)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2015
Description of Operating Committee Medical Coverage
Morgan Stanley
2015
FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES J ($25,000 LIQUIDATION PREFERENCE)
Stock Agreements
Morgan Stanley
Capital Markets
2015
MORGAN STANLEY, THE BANK OF NEW YORK MELLON AND THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN DEPOSIT AGREEMENT Dated as of March, 2015 TABLE OF...
Deposit Agreements
Morgan Stanley
Capital Markets
NY
2015
AMENDMENT TO 401(k)PLAN
Morgan Stanley
Capital Markets
2015
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Retirement Agreements
Morgan Stanley
Capital Markets
2014
MORGAN STANLEY SCHEDULE OF NON-EMPLOYEE DIRECTORS ANNUALCOMPENSATION Effective as of August 1, 2014
Morgan Stanley
Capital Markets
2014
NINTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OF NEW YORK MELLON as successor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank),...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2014
MORGAN STANLEY MORGAN STANLEY COMPENSATION INCENTIVE PLAN DEFERRED BONUS PROGRAM [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2014
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2014
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] LONG-TERM INCENTIVE PROGRAM AWARD AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2014
FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES H ($25,000 LIQUIDATION PREFERENCE)
Stock Agreements
Morgan Stanley
2014
MORGAN STANLEY, THE BANK OF NEW YORK MELLON AND THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN DEPOSIT AGREEMENT Dated as of April, 2014 TABLE OF...
Deposit Agreements
Morgan Stanley
2014
AMENDMENT TO 401(k) PLAN
Morgan Stanley
2014
AMENDMENT TO 401(k) SAVINGS PLAN
Morgan Stanley
Capital Markets
2014
Third Amendment to Investor Agreement
Morgan Stanley
2013
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 21, 2013)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
MORGAN STANLEY PERFORMANCE FORMULA AND PROVISIONS ( Amended and Restated as of March 21, 2013)
Bonus & Incentive Agreements
Morgan Stanley
2013
RE: Change of Employment Status and Release Agreement
Release Agreements
Morgan Stanley
Capital Markets
2013
OCTOBER 8, 2009 MORGAN STANLEY UK LIMITED MORGAN STANLEY ALTERNATIVE RETIREMENT PLAN RULES CONTENTS
Retirement Agreements
Morgan Stanley
2013
MORGAN STANLEY MORGANSTANLEY COMPENSATION INCENTIVE PLAN DEFERREDBONUS PROGRAM [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2013
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Stock Agreements
Morgan Stanley
2013
MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK OPTIONS TABLE OF CONTENTS FORAWARD CERTIFICATE
Stock Agreements
Morgan Stanley
Capital Markets
NY
2013
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] LONG-TERM INCENTIVE PROGRAM AWARD AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2013
MORGAN STANLEY 401(k) PLAN Amended and Restated Effective as of January 1, 2013 TABLE OF CONTENTS
Morgan Stanley
Capital Markets
NY
2013
EIGHTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OFNEW YORK MELLON as successor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank),...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2012
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 22, 2012)
Bonus & Incentive Agreements
Morgan Stanley
2012
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN (as amended through March 22, 2012)
Morgan Stanley
2012
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Stock Agreements
Morgan Stanley
Capital Markets
NY
2012
MORGAN STANLEY MORGANSTANLEY COMPENSATION INCENTIVE PLAN DEFERREDBONUS PROGRAM [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2012
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN AWARD CERTIFICATE FOR [YEAR] PERFORMANCE STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2012
MORGAN STANLEY EUROPEAN TAX EQUALISATION POLICY
Morgan Stanley
2012
AMENDMENT TO 401(k) SAVINGS PLAN
Morgan Stanley
2012
SEVENTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OFNEW YORK MELLON as successor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank),...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2012
AMENDED AND RESTATED TRUST AGREEMENT by and between MORGAN STANLEY and STATE STREET BANK AND TRUST COMPANY As of October 18, 2011 AMENDED AND RESTATED TRUST AGREEMENT Table of...
Trust Agreements
Morgan Stanley
Capital Markets
MA
2012
AMENDMENT TO 401(k) PLAN
Morgan Stanley
2012
AMENDMENT TO 401(k) SAVINGS PLAN
Morgan Stanley
Capital Markets
2012
Description of Senior Advisor Arrangement with John J. Mack
Morgan Stanley
2012
MORGAN STANLEY SCHEDULE OF NON-EMPLOYEE DIRECTORS ANNUALCOMPENSATION Effective as of May 17, 2011
Morgan Stanley
2012
MORGAN STANLEY STRATEGIC EQUITY INVESTMENT PLAN AMENDED AND RESTATED AS OF JANUARY 1, 2009
Morgan Stanley
2012
SIXTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OFNEW YORK MELLON as successor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank),...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2011
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of July 20, 2011)
Bonus & Incentive Agreements
Morgan Stanley
2011
INTEGRATION AND INVESTMENT AGREEMENT dated as of March 30, 2010 by and between MITSUBISHI UFJ FINANCIAL GROUP, INC. and MORGAN STANLEY TABLE OF CONTENTS
Investment Agreements
Morgan Stanley
2011
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2011
AMENDMENT TO 401(k) SAVINGS PLAN
Morgan Stanley
2011
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Retirement Agreements
Morgan Stanley
Capital Markets
2011
AMENDED AND RESTATED INVESTOR AGREEMENT BY AND BETWEEN MORGAN STANLEY AND INVESTOR DATED AS OF JUNE 30, 2011
Morgan Stanley
2011
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN (Amended and Restated as of March 25, 2011)
Bonus & Incentive Agreements
Morgan Stanley
2011
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Stock Agreements
Morgan Stanley
Capital Markets
NY
2011
MORGAN STANLEY MORGANSTANLEY COMPENSATION INCENTIVE PLAN DEFERREDBONUS PROGRAM [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
MORGAN STANLEY 2007 EQUITYINCENTIVE COMPENSATION PLAN AWARD CERTIFICATE FOR [YEAR] PERFORMANCE STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN [YEAR] SPECIAL DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK OPTIONS Table of Contents for Award Certificate
Stock Agreements
Morgan Stanley
2011
TRANSACTION AGREEMENT dated as of April 21, 2011 between MORGAN STANLEY and MITSUBISHI UFJ FINANCIAL GROUP, INC. TABLE OF CONTENTS
Morgan Stanley
2011
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2011
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Retirement Agreements
Morgan Stanley
2011
[Signature page follows]
Morgan Stanley
Capital Markets
2010
MORGANSTANLEY 2007EQUITY INCENTIVE COMPENSATION PLAN (Amendedand Restated as of March 19, 2010)
Bonus & Incentive Agreements
Morgan Stanley
2010
AIRCRAFT TIME-SHARING AGREEMENT
Morgan Stanley
2010
Annex A
Morgan Stanley
2010
DISCRETIONARY NEW HIRE AWARD TERM SHEET
Term Sheets
Morgan Stanley
Capital Markets
NY
2010
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE FOR STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
MORGAN STANLEY MORGAN STANLEY COMPENSATION INCENTIVE PLAN [YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2010
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN AWARD CERTIFICATE FOR [YEAR] PERFORMANCE STOCK UNITS TABLE OF CONTENTS FORAWARD CERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
AMENDMENT TO MORGAN STANLEY 401(k) PLAN
Morgan Stanley
Capital Markets
2010
AMENDMENT TO MORGAN STANLEY 401(k) SAVINGS PLAN
Morgan Stanley
2010
MORGAN STANLEY DIRECTORS EQUITY CAPITALACCUMULATION PLAN (as amended through November 16, 2009)
Morgan Stanley
2010
Dated November 5, 2009 Morgan Stanley InternationalIncorporated and Hill Samuel ESOP Trustees Limited SUPPLEMENTARY DEED OF PARTICIPATION FOR THE MORGANSTANLEY UK SHARE OWNERSHIP...
Share Agreements
Morgan Stanley
2010
AMENDED AND RESTATED TRUST AGREEMENT by and between
Trust Agreements
Morgan Stanley
Capital Markets
MA
2009
MORGAN STANLEY 401(k) SAVINGS PLAN Adopted Effective as of July 1, 2009
Morgan Stanley
Capital Markets
NY
2009
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN
Morgan Stanley
Capital Markets
NY
2009
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Retirement Agreements
Morgan Stanley
2009
MORGAN STANLEY 2007 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
Capital Markets
NY
2009
AMENDED AND RESTATED JOINT VENTURE CONTRIBUTION AND FORMATION AGREEMENT by and among CITIGROUP INC., MORGAN STANLEY and MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Dated as of May...
Joint Venture Agreements
Morgan Stanley
2009
MORGAN STANLEY SUPPLEMENTAL EXECUTIVE RETIREMENT AND EXCESS PLAN
Retirement Agreements
Morgan Stanley
2009
SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Morgan Stanley
Capital Markets
NY
2009
AIRCRAFT TIME SHARING AGREEMENT
Morgan Stanley
Capital Markets
NY
2009
MORGAN STANLEY 2007 EQUITY INCENTIVECOMPENSATION PLAN [FISCAL YEAR] DISCRETIONARY RETENTION
Retention Agreements
Morgan Stanley
Capital Markets
NY
2009
MORGAN STANLEY MORGAN STANLEYCOMPENSATION INCENTIVE PLAN [FISCAL YEAR] DISCRETIONARY RETENTION AWARDS AWARD CERTIFICATE TABLE OF CONTENTS FOR AWARDCERTIFICATE
Bonus & Incentive Agreements
Morgan Stanley
2009
MORGAN STANLEY 2007EQUITY INCENTIVE COMPENSATION PLAN (Amendedand Restated as of March 10, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2009
MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Morgan Stanley
Capital Markets
NY
2009
MORGAN STANLEY 2006 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
Capital Markets
NY
2009
MORGAN STANLEY Certificate of Amendment for Certain Fiscal[ ] Annual Discretionary Retention Awards of Stock Units and Stock Options
Stock Agreements
Morgan Stanley
2009
MORGAN STANLEY COMPENSATION INCENTIVE PLAN PLAN DOCUMENT
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
WAIVER
Waiver Agreements
Morgan Stanley
Capital Markets
2009
JOINT VENTURE CONTRIBUTION AND FORMATION AGREEMENT by and between CITIGROUP INC. and MORGAN STANLEY Dated as of January 13, 2009
Joint Venture Agreements
Morgan Stanley
2009
FOURTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OF NEW YORKMELLON as successor to JPMorgan Chase Bank,N.A. (formerly known as JPMorgan Chase Bank),...
Indenture Agreements
Morgan Stanley
2008
EXHIBIT4.2 [FORMOF FACE OF FDIC-GUARANTEED NOTE] FIXEDRATE SENIOR NOTE
Note Agreements
Morgan Stanley
Capital Markets
2008
EXHIBIT4.3 [FORMOF FACE OF FDIC-GUARANTEED NOTE] FLOATINGRATE SENIOR NOTE
Note Agreements
Morgan Stanley
2008
Securities Purchase Agreement
Purchase Agreements
Morgan Stanley
2008
INVESTOR AGREEMENT BY AND BETWEEN MORGAN STANLEY AND INVESTOR DATED AS OF OCTOBER 13, 2008
Morgan Stanley
Capital Markets
DE
2008
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2008
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Retirement Agreements
Morgan Stanley
2008
Securities Purchase Agreement
Purchase Agreements
Morgan Stanley
2008
MORGANSTANLEY AND THE BANKOF NEW YORK MELLON, as UnitAgent, as Trustee and Paying Agentunder the Indenture referred to herein,and as Warrant Agent under the WarrantAgreement...
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2008
MORGAN STANLEY 2007 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
2008
MORGAN STANLEY 2006 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
2008
MORGAN STANLEY 2006 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
Capital Markets
2008
AMENDMENT, DATED DECEMBER 11, 2007, TO THE MORGAN STANLEY 1993 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS
Stock Agreements
Morgan Stanley
2008
- 1 -
Morgan Stanley
Capital Markets
2008
MORGAN STANLEY 2006 NOTIONAL LEVERAGEDCO-INVESTMENT PLAN [FISCAL YEAR] AWARD CERTIFICATE TABLE OF CONTENTS FOR AWARDCERTIFICATE
Morgan Stanley
Capital Markets
NY
2008
MORGAN STANLEY 2007 NOTIONAL LEVERAGEDCO-INVESTMENT PLAN [FISCAL YEAR] AWARD CERTIFICATE FOR CERTAIN MANAGEMENT COMMITTEE MEMBERS TABLE OF CONTENTS FOR AWARDCERTIFICATE
Morgan Stanley
Capital Markets
NY
2008
MORGAN STANLEY SELECT EMPLOYEES CAPITAL ACCUMULATION PROGRAM FISCAL YEAR [ ] TERM SHEET
Term Sheets
Morgan Stanley
Capital Markets
2008
MORGAN STANLEY [FISCAL YEAR] DISCRETIONARYRETENTION AWARDS AWARD CERTIFICATE FOR CERTAIN MANAGEMENT COMMITTEE MEMBERS
Morgan Stanley
2008
FOURTH SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY (formerly known as MORGAN STANLEY DEAN WITTER & CO.) AND THE BANK OF NEW YORK as successor to JPMorgan Chase Bank, N.A....
Indenture Agreements
Morgan Stanley
2008
FIRST SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OF NEW YORK as successor to JPMorgan Chase Bank, N.A. (formerly known asJPMorgan Chase Bank), Trustee Dated...
Indenture Agreements
Morgan Stanley
2008
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2008
MORGAN STANLEY TAX DEFERRED EQUITY PARTICIPATION PLAN
Participation Agreements
Morgan Stanley
2008
MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN
Morgan Stanley
2008
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Retirement Agreements
Morgan Stanley
2008
AMENDMENT TO THE MORGAN STANLEY 1995 EQUITY INCENTIVE COMPENSATION PLAN, DATEDNOVEMBER 26, 2007
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2008
MORGAN STANLEY BRANCH MANAGER COMPENSATION PLAN
Compensation Agreements
Morgan Stanley
Capital Markets
NY
2008
MORGAN STANLEY FINANCIAL ADVISOR AND INVESTMENT REPRESENTATIVE
Morgan Stanley
Capital Markets
NY
2008
MORGAN STANLEY 2007 EQUITY INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Morgan Stanley
2008
GOVERNMENTAL SERVICE AMENDMENT TOOUTSTANDING STOCK OPTION AND STOCK UNIT AWARDS
Stock Agreements
Morgan Stanley
2008
MORGAN STANLEY Global Medium-Term Notes, Series G and Series H Global Units, Series G and Series H AMENDED AND RESTATED EURO DISTRIBUTION AGREEMENT
Note Agreements
Morgan Stanley
2008
SECOND SUPPLEMENTAL SENIOR INDENTURE BETWEEN MORGAN STANLEY AND THE BANK OF NEW YORK as successor to JPMorgan Chase Bank, N.A. (formerly known as JPMorgan Chase Bank), Trustee...
Indenture Agreements
Morgan Stanley
Capital Markets
2008
[FORM OF FACE OF SECURITY] TEMPORARY GLOBAL FLOATING RATE SENIOR BEARER NOTE
Note Agreements
Morgan Stanley
Capital Markets
2008
[FORM OF FACE OF SECURITY] PERMANENT GLOBAL FLOATING RATE SENIOR BEARER NOTE BEARER No. PGFLR BEARER
Note Agreements
Morgan Stanley
2008
[FORM OF FACE OF SECURITY] TEMPORARY GLOBAL FIXED RATE SENIOR BEARER NOTE
Note Agreements
Morgan Stanley
2008
[FORM OF FACE OF SECURITY] PERMANENT GLOBAL FIXED RATE SENIOR BEARER NOTE
Note Agreements
Morgan Stanley
2008
Securities Purchase Agreement
Purchase Agreements
Morgan Stanley
Capital Markets
2007
AMENDMENT NO. 5 to the AMENDED AND RESTATED TRUST AGREEMENT by and between
Trust Agreements
Morgan Stanley
2007
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2007
MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Morgan Stanley
Capital Markets
NY
2007
MORGAN STANLEY Global Medium Term Notes, Series F Global Units, Series F Global Warrants, Series F AMENDED AND RESTATED U.S. DISTRIBUTION AGREEMENT
Note Agreements
Morgan Stanley
Capital Markets
2007
[FORM OF FACE OF REGISTERED PUT WARRANT CERTIFICATE]
Warrant Agreements
Morgan Stanley
2007
[FORM OF FACE OF REGISTERED CALL WARRANT CERTIFICATE]
Warrant Agreements
Morgan Stanley
2007
MORGAN STANLEY 2007 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
Capital Markets
NY
2007
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN
Morgan Stanley
Capital Markets
NY
2007
Governmental Service Amendment to Outstanding Stock Option and Stock Unit Awards
Stock Agreements
Morgan Stanley
2007
MARCH 19, 2007 AMENDMENT TO THE 1993 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS
Stock Agreements
Morgan Stanley
2007
[FORM OF FACE OF SECURITY] EURO SENIOR REGISTERED FLOATING RATE NOTE REGISTERED REGISTERED No. EFLRR [PRINCIPAL AMOUNT]
Note Agreements
Morgan Stanley
Capital Markets
NY
2007
JUNIOR SUBORDINATED DEFERRABLE INTEREST DEBENTURE
Debenture Agreements
Morgan Stanley
2007
MORGAN STANLEY CAPITAL TRUST VIII AMENDED AND RESTATED TRUST AGREEMENT among MORGAN STANLEY, as Depositor, THE BANK OF NEW YORK, as Property Trustee, THE BANK OF NEW YORK...
Trust Agreements
Morgan Stanley
Capital Markets
DE
2007
MORGAN STANLEY TAX DEFERRED EQUITY PARTICIPATION PLAN
Participation Agreements
Morgan Stanley
2007
MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Morgan Stanley
Capital Markets
NY
2007
AMENDMENT TO THE MORGAN STANLEY 1988 EQUITY INCENTIVE COMPENSATION PLAN,
Bonus & Incentive Agreements
Morgan Stanley
2007
AMENDMENT TO THE MORGAN STANLEY 1995 EQUITY INCENTIVE COMPENSATION PLAN,
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2007
MORGAN STANLEY [FISCAL YEAR] DISCRETIONARY RETENTION AWARDS CHIEF EXECUTIVE OFFICER AWARD CERTIFICATE TABLE OF CONTENTS FOR AWARDCERTIFICATE
Retention Agreements
Morgan Stanley
2007
MORGAN STANLEY [FISCAL YEAR] DISCRETIONARY RETENTION AWARDS MANAGEMENT COMMITTEE AWARD CERTIFICATE TABLE OF CONTENTS FOR AWARDCERTIFICATE
Retention Agreements
Morgan Stanley
2007
MORGAN STANLEY BRANCH MANAGER COMPENSATION PLAN
Compensation Agreements
Morgan Stanley
2007
MORGAN STANLEY FINANCIAL ADVISOR AND INVESTMENT REPRESENTATIVE
Morgan Stanley
Capital Markets
NY
2007
MORGAN STANLEY AND THE BANK OF NEW YORK, Trustee Junior Subordinated Indenture Dated as of October 12, 2006
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2006
JUNIOR SUBORDINATED DEFERRABLE INTEREST DEBENTURE REGISTERED REGISTERED No. 1 US$1,100,010,000 CUSIP: 61747SAB4 MORGAN STANLEY JUNIOR SUBORDINATED DEFERRABLE INTEREST DEBENTURE
Debenture Agreements
Morgan Stanley
Capital Markets
2006
MORGAN STANLEY CAPITAL TRUST VII AMENDED AND RESTATED TRUST AGREEMENT among MORGAN STANLEY, as Depositor, THE BANK OF NEW YORK, as Property Trustee, THE BANK OF NEW YORK...
Trust Agreements
Morgan Stanley
2006
FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES A ($25,000 LIQUIDATION PREFERENCE)
Stock Agreements
Morgan Stanley
2006
MORGAN STANLEY TAX DEFERRED EQUITY PARTICIPATION PLAN
Participation Agreements
Morgan Stanley
2006
MORGAN STANLEY FINANCIAL ADVISOR PRODUCTIVITY COMPENSATION PLAN
Compensation Agreements
Morgan Stanley
2006
MORGAN STANLEY PERFORMANCE FORMULA AND PROVISIONS
Bonus & Incentive Agreements
Morgan Stanley
2006
AMENDMENT NO. 4 to the AMENDED AND RESTATED TRUST AGREEMENT by and between
Trust Agreements
Morgan Stanley
2006
AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Morgan Stanley
2006
AMENDMENT TO 401(k) PLAN
Morgan Stanley
2006
AMENDMENT TO EXCESS BENEFIT PLAN
Morgan Stanley
2006
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Retirement Agreements
Morgan Stanley
2006
Amendment to the Tax Deferred Equity Participation Plan
Participation Agreements
Morgan Stanley
2005
Amendment to the Morgan Stanley DW Inc. Branch Manager Compensation Plan
Compensation Agreements
Morgan Stanley
2005
Amendment to the Morgan Stanley DW Inc. Financial Advisor Productivity Compensation Plan
Compensation Agreements
Morgan Stanley
2005
MORGAN STANLEY EQUITY INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Morgan Stanley
2005
AMENDMENT TO THE MORGAN STANLEY 401(k) PLAN
Morgan Stanley
2005
AMENDMENT TO 401(k) PLAN
Morgan Stanley
2005
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN (as amended through February 8, 2005)
Morgan Stanley
Capital Markets
NY
2005
AMENDMENT TO EXCESS BENEFIT PLAN
Morgan Stanley
Capital Markets
2005
MORGAN STANLEY
Morgan Stanley
Capital Markets
2005
MORGAN STANLEY EQUITY INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Morgan Stanley
2004
MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN Amended as ofOctober 5, 2004
Stock Agreements
Morgan Stanley
2004
MORGAN STANLEY EMPLOYEE STOCK PURCHASE PLAN Amended as ofMarch 16, 2004
Stock Agreements
Morgan Stanley
2004
MORGAN STANLEY
Morgan Stanley
2004
AMENDMENT NO. 3 to the AMENDED AND RESTATED TRUST AGREEMENT by and between MORGAN STANLEY
Trust Agreements
Morgan Stanley
2004
MORGAN STANLEY 1994 OMNIBUS EQUITY PLAN (Amended and Restated)
Morgan Stanley
Capital Markets
DE
2004
EXCESS BENEFIT PLAN
Morgan Stanley
Capital Markets
2004
SUPPLEMENTAL EXECUTIVERETIREMENT PLAN
Morgan Stanley
Capital Markets
2004
AMENDMENT TO 401(k) SAVINGS PLAN
Morgan Stanley
Capital Markets
2011
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2009
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2009
MORGAN STANLEY 2007 NOTIONAL LEVERAGED CO-INVESTMENT PLAN
Morgan Stanley
Capital Markets
NY
2009
AMENDMENT TO EXCESS BENEFIT PLAN
Morgan Stanley
Capital Markets
2008
MORGAN STANLEY SELECT EMPLOYEES CAPITAL ACCUMULATION PROGRAM
Morgan Stanley
2008
MORGAN STANLEY DIRECTORS EQUITY CAPITAL ACCUMULATION PLAN
Morgan Stanley
Capital Markets
NY
2008
- 1 -
Morgan Stanley
Capital Markets
2008
AMENDMENT TO EXCESS BENEFIT PLAN
Morgan Stanley
Capital Markets
2008
AMENDMENT TO THE MORGAN STANLEY 1994 OMNIBUS EQUITY PLAN,
Morgan Stanley
Capital Markets
2007
MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN
Morgan Stanley
Capital Markets
DE
2007
MORGAN STANLEY, JPMORGAN CHASE BANK, N.A. AND THE HOLDERS FROM TIME TO TIME OF
Morgan Stanley
2006
MORGAN STANLEY EMPLOYEES EQUITY ACCUMULATION PLAN
Morgan Stanley
2006
AMENDMENT TO THE MORGAN STANLEY 1995 EQUITY INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Morgan Stanley
2006
Amendment to the 1995 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
2005
Amendments to the Employees Equity Accumulation Plan
Morgan Stanley
2005
AMENDMENT TO
Morgan Stanley
2005
AMENDMENT TO 401(k) PLAN
Morgan Stanley
Capital Markets
2005
TO DPSP/START PLAN
Morgan Stanley
Capital Markets
2004
* * * * * * * * *
Morgan Stanley
Capital Markets
2004
DIRECTORSEQUITY CAPITAL ACCUMULATION PLAN (amended and restated as of September 16, 2003)
Morgan Stanley
Capital Markets
NY
2004
Remaining Calendar Years of Term
Morgan Stanley
2003
AMENDMENT NO. 2
Morgan Stanley
2003
Amended andRestated Effective as of October 1, 2002 TABLE OF CONTENTS
Morgan Stanley
2003
AMENDMENT TO DPSP/START PLAN
Morgan Stanley
2003
AMENDMENT TO
Morgan Stanley
2003
AMENDMENT TO
Morgan Stanley
2003
MORGAN STANLEY DW INC.
Morgan Stanley
2003
MORGAN STANLEY DW INC.
Morgan Stanley
2003